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ZWEIG TOTAL RETURN FUND INC (ZTR)

The Zweig Total Return Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests in the U.S. Government obligations, which include the U.S treasury bonds, the U.S. treasury notes, agency nonmortgage backed securities, and short-term investments. Its investment portfolio comprises investments in financials, healthcare, information technology, consumer discretionary, consumer staples, energy, industrials, information technology, materials, telecommunication services, and utilities sectors. Phoenix/Zweig Advisers LLC serves as the investment adviser of the fund. The Zweig Total Return Fund was incorporated in 1988 and is based in the New York City.


TD AMERITRADE HOLDING CORPORATION (AMTD)

Ameritrade Holding Corporation, through its wholly owned subsidiaries, provides securities brokerage services and technology-based financial services to retail investors, traders, financial planners, institutions, and business partners in the United States and Canada. It offers common and preferred stock; exchange traded funds; option trades; mutual funds; and treasury, corporate, government, and municipal bonds, as well as online advisory services. The company also provides trading execution and clearing services. Ameritrade offers its products and services through Internet, wireless telephone or personal digital assistant, interactive voice response, and registered representatives. The company was founded by J. Joe Ricketts in 1971 and is headquartered in Omaha, Nebraska.


SELECT SECTOR SPDR FUND - FINANCIAL (XLF)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of the Financial Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Select Sector Index. The Financial Select Sector Index includes companies from the following industries: banks, diversified financials, insurance and real estate.


SLM CORPORATION (SLM)

SLM Corporation, through its subsidiaries, offers education finance in the United States. The company engages in funding, delivering, and servicing support for education loans primarily through its participation in The Federal Family Education Loan Program. It provides various financial services, processing capabilities, and information technology to meet the needs of educational institutions, lenders, students and their families, and guarantee agencies. SLM offers an array of credit products and related services to the higher education community. The company also provides accounts receivable and collections services, which include defaulted student loan portfolio management services; contingency collections services for student loans and other asset classes; student loan default aversion services; and accounts receivable management and collection for purchased portfolios of receivables, and first-party servicing. It serves financial aid offices and schools that are managed within smaller operating segments. SLM was founded in 1972 and is headquartered in Reston, Virginia.


AMERICAN EXPRESS COMPANY (AXP)

American Express Company (AEC) provides travel-related services, payment services, financial advisory services, and international banking services worldwide. Its travel-related services include global card network services; charge card and credit cards for consumers and businesses; consumer and small business lending products; travelers checks; business expense management products and services; business travel and travel management services; consumer travel services; transaction processing; tax, accounting, and business consulting services; and magazine publishing. The company also offers investment products and services to retail and institutional clients, including mutual funds, annuities, face-amount certificates, collective funds, real estate investment trusts, collateralized debt obligations, and hedge funds; and investment services, including wrap programs, financial planning services, and separately managed accounts. In addition, AEC offers individual retirement accounts, employer-sponsored retirement plans, and Section 529 college savings plans; personal trust services; and retail securities brokerage. It also provides life, disability income, long term care, and property and casualty insurance products. Further, the company offers banking and financial services to wealthy individuals, financial institutions, and retail customers. It provides interest-bearing deposits, unsecured lines of credit, installment loans, money market funds, mortgage loans, auto loans, and mutual funds, as well as offers investment management, and trust and estate planning. Its correspondent banking products include international payments processing; trade-related payments and financing; cash management; and investment products. It also provides treasury and capital market products and services, including foreign exchange, foreign exchange options and other derivatives, and interest rate risk management products. AEC was founded in 1850 and is headquartered in New York City.


MERRILL LYNCH & CO. INC (MER)

Merrill Lynch & Co., Inc., through its subsidiaries, provides a range of financial products and services worldwide. It operates in three segments: Global Markets and Investment Banking, Global Private Client, and Merrill Lynch Investment Managers. Global Markets and Investment Banking segment provides equity, debt, and commodities trading, capital markets services, investment banking, and strategic merger and acquisition advisory services to issuer and investor clients. It also provides underwritings, private placements, and loan syndication services. In addition, this segment distributes fixed income products, as well as provides financing, securities clearing, settlement, and custody services. Global Private Client segment provides a range of advice-based wealth management products and services, which include commission and fee-based investment accounts; brokerage and investment advisory products and services; credit products, and consumer and small business lending; banking and cash management services, such as credit cards; trust and generational planning; retirement services; and insurance products. Merrill Lynch Investment Managers segment manages various investment products, including money market funds and other forms of short-term fixed income investments, long-term taxable, and tax-exempt fixed income funds. This segment also offers taxable and tax-exempt fixed-income, equity and balanced mutual funds and segregated accounts; and index-based equity and alternative investment products. The company offers its products and services to individual investors, small and large businesses, public companies, financial institutions, and governments and government agencies. Merrill Lynch was founded in 1820 and is headquartered in New York City.


SPDR TRUST SERIES I (SPY)

The investment seeks to correspond generally to the performance, before fees and expenses, of the S&P 500 Index. SPDR Trust is an exchange-traded fund that holds all of the S&P 500 Index stocks. It is comprised of undivided ownership interests called SPDRs. The fund issues and redeems SPDRs only in multiples of 50,000 SPDRs in exchange for S&P 500 Index stocks and cash.


CAPITAL ONE FINANCIAL CORPORATION (COF)

Capital One Financial Corporation operates as a holding company, which provides various consumer financial products and services, primarily in the United States. The company, through its subsidiary, Capital One Bank, offers credit card products and accepts retail deposits, including certificates of deposit, money market accounts, and individual retirement accounts. Its other subsidiary, Capital One, F.S.B. offers consumer and commercial lending, and consumer deposit products. The company, through Capital One Auto Finance, Inc., offers automobile and other motor vehicle financing, including financing for the purchase of new and used vehicles, as well as refinancing of existing motor vehicle loans. Capital One Financial also manages installment lending, healthcare financing, and small business lending activities. In addition, the company invests in the U.S. Treasury and other U.S. government agency obligations, collateralized mortgage obligations, and mortgage backed securities. Capital One Financial also operates in the United Kingdom and Canada. The company is headquartered in McLean, Virginia.


SELECT SECTOR SPDR FUND - UTILITIES (XLU)

The investment seeks to provide investment results that correspond generally to the performance, before fees and expenses, of company equities in the utilities economic sector. The fund typically invests at least 95% of assets in companies of the utilities sector. The utilities sector includes companies from the following industries: electric utilities, gas utilities, multi-utilities and unregulated power and water utilities.


LEHMAN BROTHERS FIN SA (LEH)

Lehman Brothers Holdings, Inc. provides financial services to corporations, governments and municipalities, institutional clients, and individuals worldwide. It offers an array of equities and fixed income sales, trading, and research; investment banking services; and investment management and advisory services. The company operates in three segments: Investment Banking, Capital Markets, and Investment Management. Investment Banking segment provides advice to corporate, institutional, and government clients on mergers, acquisitions, and other financial matters. It also raises capital for clients by underwriting public and private offerings of debt and equity securities. Capital Markets segment includes institutional customer flow activities, prime brokerage, research, and secondary-trading and financing activities in fixed income and equity products. Its equity and fixed income products include U.S., European, and Asian equities; government and agency securities; money market products; corporate high grade; high yield and emerging market securities; mortgage- and asset-backed securities; real estate; preferred stock; municipal securities; bank loans; foreign exchange; and financing and derivative products. Investment Management segment consists of private investment management, which provides investment, wealth advisory, and capital markets execution services to individuals and businesses; and Asset Management, which provides proprietary asset management products to traditional and alternative asset classes, through various distribution channels to individuals and institutions. The company operates in North America, Europe, the Middle East, Latin America, and the Asia Pacific region. Lehman Brothers Holdings was founded in 1850 and is headquartered in New York City.


SELECT SECTOR SPDR FUND - BASIC INDUSTRIES (XLB)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of its benchmark Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Materials Select Sector Index. The index includes companies from the following industries: chemicals, construction materials, containers and packaging, materials and mining and paper and forest products.


FRIEDMAN BILLINGS RAMSEY GROUP INC (FBR)

Friedman, Billings, Ramsey Group, Inc., through its subsidiaries, provides investment banking, institutional brokerage, and asset management services primarily in the United States and Europe. It operates in three segments: Principal Investing, Capital Markets, and Asset Management. The company's Principal Investing segment invests in mortgage-backed securities, as well as in equity securities, mezzanine debt, and senior loans, including nonreal estate-related assets. The Capital Market segment provides investment banking, institutional brokerage products, and asset management services to various industry sectors, including financial services, real estate, technology, healthcare, energy, and consumer goods. Its investment banking services include capital raising services, mergers and acquisitions, restructuring, and other advisory services. This segment's institutional brokerage products and services comprise provision of research, institutional sales, and trading services to equity and high-yield investors; online brokerage services, such as trades, quotes, and news; research on common and preferred stocks, high-yield bonds, and mortgage-backed and asset-backed bonds; and online access to a mutual fund supermarket with approximately 8,000 funds. The Asset Management segment manages various funds, including private equity and venture capital funds, hedge funds, and mutual funds. The company qualifies as a real estate investment trust and would not be subject to federal income tax, provided that it distributes at least 90% of taxable income to its shareholders. Friedman, Billings, Ramsey Group was founded in 1989 and is headquartered in Arlington, Virginia.


SELECT SECTOR SPDR FUND - TECHNOLOGY (XLK)

The investment seeks to provide investment results that correspond generally to the performance, before fees and expenses, of publicly traded equities of companies in the technology economic sector. The Fund typically invests at least 95% of assets in companies of the technology sector. The fundâ"s sector includes companies from the following industries: Internet and IT services, software, computers, peripherals, electronics, semiconductor equipment, and a variety of telecommunication products.


SELECT SECTOR SPDR FUND - ENERGY SELECT SECTOR (XLE)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of the Energy Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Select Sector Index. The Energy Select Sector Index includes companies from the following industries: oil, gas, energy equipment & services.


NOVASTAR FINANCIAL INC (NFI)

NovaStar Financial, Inc. and subsidiaries operate as a specialty finance company that originates, purchases, invests in, and services residential nonconforming loans in the United States. It offers a range of mortgage loan products to borrowers. The company operates through three segments: Mortgage Portfolio Management, Mortgage Lending and Loan Servicing, and Branch Operations. The Mortgage Portfolio Management segment invests in assets generated primarily from its origination and purchase of nonconforming, single family, and residential mortgage loans. It provides finance by issuing asset-backed bonds and entering into reverse repurchase agreements. This segment's mortgage securities include AAA and nonrated interest only, prepayment penalty, overcollateralization, and other subordinated mortgage securities. The Mortgage Lending and Loan Servicing segment originates and purchases primarily nonconforming and single-family residential mortgage loans through its mortgage securities investment portfolio loan origination network, which includes wholesale loan brokers, correspondent institutions, and direct to consumer operations. It retains interests in the nonconforming loans. This segment also underwrites, processes, funds, and services the nonconforming mortgage loans. The Branch Operation segment provides an additional source for mortgage loan originations, which it sells either in securitizations or in outright sales to third parties. The company has elected to be taxed as a real estate investment trust (REIT). As a REIT, it would not be subject to federal income tax, if it distributes atleast 90% of its taxable income to its shareholders. NovaStar Financial was founded in 1996 and is headquartered in Kansas, Missouri.


MIDCAP SPDR TRUST SERIES I (MDY)

MidCap SPDR Trust seeks to provide investment results that generally correspond to the performance of the S&P MidCap 400 Index. The fund holds all of the S&P stocks in the MidCap 400 Index. The fund is a unit investment trust that consists of individual ownership interest units called SPDRs in the MidCap SPDR trust. The fund issues and redeems MidCap SPDRs only in multiples of 25,000 in exchange for S&P MidCap 400 Index stocks and cash.


KNIGHT CAPITAL GROUP INC (NITE)

Knight Capital Group, Inc. provides trade execution services in cash equities to institutions and broker dealers, as well as asset management services for institutions and high net worth individuals in the United States. It operates in two segments, Asset Management and Equity Markets. The Asset Management segment operates as the investment manager and sponsor of certain hedge funds. It offers its services to institutions, funds-of-funds, pension plan sponsors, trusts, endowments, and high-net-worth individuals. The Equity Markets segment provides various products and services to broker-dealers and institutions. It offers market-making and trade execution services to broker-dealer clients. Its institutional product offerings include trade execution services, listed block trading, program trading, international equities, special situations/risk arbitrage, soft dollar and commission recapture programs, and corporate services. Its offers its products and services to mutual funds, pension plans, plan sponsors, hedge funds, trusts, and endowments, as well as online brokers. The company was founded in 1995 under the name Knight/Trimark Group, Inc. It changed its name to Knight Trading Group, Inc. in May 2000 and to Knight Capital Group, Inc. in May 2005. Knight Capital Group is headquartered in Jersey City, New Jersey.


AMERICAN CAPITAL STRATEGIES LTD (ACAS)

American Capital Strategies, Ltd. operates as a nondiversified closed end investment company that provides investment capital to middle market companies in the United States. It invests in and sponsors management and employee buyouts; invests in private equity sponsored buyouts; and provides capital directly to private and small public companies. The company provides senior debt, mezzanine debt, and equity to fund growth, acquisitions, and recapitalizations. The company's offers its services to a portfolio companies operating in various industries, including commercial services and supplies, food products, electrical equipment, building products, auto components, healthcare, household durables, electronic equipment and instruments, textiles and apparel, machinery, chemicals, Internet and catalog retail, leisure equipment and products, construction and engineering, diversified financial services, and information technology. American Capital Strategies was incorporated in 1986 and is headquartered in Bethesda, Maryland.


CANETIC RESOURCES TRUST (CNE)

Canetic Resources Trust operates as an open-end unincorporated trust. The trust, through its holding in Canetic Resources, Inc. and other operating entities, engages in the acquisition, production, processing, transportation, and marketing of crude oil, natural gas liquids, and natural gas primarily in Alberta, British Columbia, Saskatchewan, and Manitoba, Canada; and in North Dakota, Montana, and Wyoming. It has oil and gas properties in Peace River Arch, Williston Basin, Border Plains, Drayton Valley, South Central, Rocky, and southern and north central Alberta districts. The trust also holds interests in Hoadley and B.C. properties, consisting of oil, natural gas, and natural gas liquid (NGL) assets located in Alberta and northeastern British Columbia. As of December 31, 2006, it had 105,085 million barrels of light and medium oil; 22,190 million barrels of heavy oil; 557,120 million cubic feet of natural gas; and 13,176 million barrels and 233,304 millions of barrels of oil equivalent of NGL. The trust also had 2,441 oil and 1,492 natural gas producing wells. Canetic Resources Trust was founded in 2001 and is based in Calgary, Canada.


SELECT SECTOR SPDR FUND - HEALTH CARE (XLV)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of the Health Care Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Select Sector Index. The Health Care Select Sector Index includes companies from the following industries: health care equipment and supplies, health care providers and services, biotechnology and pharmaceuticals.


BEAR STEARNS COMPANIES INC (BSC)

The Bear Stearns Companies, Inc., a holding company, provides investment banking, securities and derivatives trading, clearance, and brokerage services worldwide. It operates in three segments: Capital Markets, Global Clearing Services, and Wealth Management. Capital Markets segment consists of institutional equities, fixed income, and investment banking operations. Its institutional equities operations involve the sale, trading, and research of domestic and international equities, block trading, convertible bonds, over-the-counter equities, equity derivatives, and risk and convertible arbitrage. The fixed income operations comprise the sale, trading, and research of various products, such as mortgage- and asset-backed securities, corporate and government bonds, municipal bonds, high yield products, foreign exchange, interest rate, and credit derivatives. This segment's investment banking operations involve the provision of capital raising, strategic advice, mergers and acquisitions, and merchant banking services. Global Clearing Services segment provides clearing, custody, financing, securities lending, trade execution, and technology solutions for hedge funds, broker-dealers, and registered investment advisors. Wealth Management segment manages equity, fixed income, and alternative assets for corporate pension plans, public systems, endowments, foundations, multiemployer plans, insurance companies, corporations, families, and high-net-worth individuals. The company was formed in 1923 and is based in New York City.


SELECT SECTOR SPDR FUND - CONSUMER STAPLES (XLP)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of the Consumer Staples Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Select Sector Index. The Consumer Staples Select Sector Index includes companies from the following industries: food and drug retailing, beverages, food products, tobacco, household products and personal products.


AMERICREDIT CORPORATION (ACF)

AmeriCredit Corp., a consumer finance company, engages in the purchase, retention, subsequent securitization, and servicing of finance receivables primarily in the United States. The company, through its branch network and strategic alliances with auto groups and banks, purchases retail installment contracts entered into by auto dealers with consumers, who are typically unable to obtain financing from traditional sources. Its servicing activities comprise collecting and processing customer payments, responding to customer inquiries, initiating contact with customers who are delinquent in payment of an installment, maintaining the security interest in the financed vehicle, monitoring physical damage insurance coverage of the financed vehicle, arranging for the repossession of, liquidating collateral, and pursuit of deficiencies when necessary. As of September 30, 2005, the company operated 88 branch offices. AmeriCredit Corp. was founded in 1986 and is headquartered in Fort Worth, Texas.


ANNALY CAPITAL MANAGEMENT INC (NLY)

Annaly Mortgage Management, Inc. engages in the ownership, management, and financing of a portfolio of investment securities. The company invests primarily in mortgage pass-through certificates, collateralized mortgage obligations, and other mortgage-backed securities representing interests in or obligations backed by pools of mortgage loans. Annaly Mortgage also invests in Federal Home Loan Bank, Federal Home Loan Mortgage Corporation, and Federal National Mortgage Association debentures. The company has elected to be taxed as a real estate investment trust (REIT). As a REIT, the company would not be subject to federal corporate income tax, provided that it distributes at least 90% of taxable income to its stockholders. Annaly Mortgage Management was incorporated in 1996 and is headquartered in New York City.


COMPUCREDIT CORPORATION (CCRT)

CompuCredit principally provides credit and related financial services and products to consumer credit market, as well as to unbanked consumers. The company operates through four segments: Credit Cards, Investments in Previously Charged Off Receivables, Retail Micro-Lending and Servicing, and Other. The Credit Cards segment consists of the company's credit card lending and servicing activities, which include receivables underlying accounts originated and receivables underlying portfolios purchased by the company. This segment markets unsecured general-purpose Visa and MasterCard credit cards, including its Aspire Visa credit card and Emerge MasterCard, principally through an agreement with Columbus Bank and Trust Company. The Investments in Previously Charged Off Receivables segment consists of the company's debt collection subsidiary that bids for, and acquires previously charged off credit card receivables. The Retail Micro-Lending and Servicing segment consists of a network of storefront locations that provide either directly or on behalf of a lending bank, small-denomination, short-term, and unsecured cash advances that are due on the customers' next payday. As of December 31, 2004, this segment made micro-loans directly to customers in 355 of the 482 locations in 10 states, and acted as a processing and servicing agent for the lending bank in the remaining 127 locations in 4 states. The Other segment offers micro-loans through various channels, including direct marketing, telemarketing, and the Internet; as well as stored-value card and merchant credit activities. CompuCredit was formed by David G. Hanna and Richard W. Gilbert in 1996. The company is based in Atlanta, Georgia.


SELECT SECTOR SPDR FUND - INDUSTRIAL (XLI)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of its benchmark Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Industrial Select Sector Index. The index includes companies from the following industries: aerospace, defense, building products, construction, engineering, electrical equipment, conglomerates.


T. ROWE PRICE GROUP INC (TROW)

T. Rowe Price Group, Inc., a financial services holding company, provides investment advisory services to individual and institutional investors in the United States and internationally. The company manages a range of U.S. domestic and international stock, bond, and money market mutual funds; and other investment portfolios. It provides an array of mutual funds, subadvisory services, and separate account management for individual and institutional investors, retirement plans, and financial intermediaries. The company also offers various investment planning and guidance tools. In addition, it offers various administrative services as ancillary services, including mutual fund transfer agent, accounting, and shareholder services; participant recordkeeping and transfer agent services for defined contribution retirement plans investing in its sponsored mutual funds; discount brokerage; and trust services. T. Rowe Price Group was founded by Thomas Rowe Price in 1937. The company is headquartered in Baltimore, Maryland.


SELECT SECTOR SPDR FUND - CONSUMER DISCRETIONARY (XLY)

The investment seeks to provide investment results that, before expenses, correspond to the price and yield performance of the Consumer Discretionary Select Sector Index. The fund will normally invest at least 95% of its total assets in common stocks that comprise the Select Sector Index. The Consumer Discretionary Select Sector Index includes companies from the following industries: automobiles and components, consumer durables, apparel, hotels, restaurants, leisure, media and retailing.


PUTNAM PREMIER INCOME TRUST (PPT)

Putnam Premier Income Trust operates as a nondiversified, closed-end management investment company. It invests in fixed-income securities of the U.S. government sector, the corporate high yield sector, and the international sector. The trust's investment portfolio includes investments in bonds and notes of companies operating in basic materials, capital goods, communication services, consumer cyclicals, consumer staples, energy, financials, healthcare, information technology, transportation, and utilities and power sectors. Putnam Investment Management, LLC serves as the investment advisor of the fund. Putnam Premier Income Trust was founded in 1988 and is based in Boston, Massachusetts.


LEGG MASON INC (LM)

Legg Mason, Inc., through its subsidiaries, provides asset management, securities brokerage, investment banking, and related financial services to individuals, institutions, corporations, and municipalities primarily in the United States, the United Kingdom, Canada, and Singapore. It operates through three segments: Asset Management, Private Client, and Capital Markets segments. The Asset Management segment engages in providing investment advisory services to proprietary mutual and closed-end funds, and the proprietary funds operations of the company's other asset managers. This segment also provides asset management services for institutional customers, as well as for high net worth individuals and family groups, and endowments. The Private Client segment distributes various financial products, including equity and fixed income securities, proprietary and nonaffiliated mutual funds, and annuities. The Capital Markets segment consists of equity and fixed income institutional sales and trading, investment banking, syndicate, structured products, and research. The company provides its services through retail sales network, brokers, and dealers. Legg Mason was founded in 1899 and is headquartered in Baltimore, Maryland.


JEFFERIES GROUP INC (JEF)

Jefferies Group, Inc. and its subsidiaries offer investment banking and institutional securities services to small and mid-cap companies worldwide. Its investment banking services include acquisition financing, bridge and senior loan financing, private placements and public offerings of debt and equity securities, debt refinancing, restructuring, merger and acquisitions, structured financing and securitization, consent and waiver solicitation, and company and bondholder representations in corporate restructuring. The company also executes transactions in equity securities, high yield securities, convertible securities, American depositary receipts, options, preferred stocks, financial futures, and other similar products, as well as provides research and asset management services to institutional investors. In addition, Jefferies Group offers correspondent clearing, prime brokerage, private client services, and securities lending services. Its customers include investment advisors, banks, mutual funds, insurance companies, hedge funds, and pension and profit sharing plans. The company was founded in 1962 and is headquartered in New York City.


RAIT FINANCIAL TRUST (RAS)

RAIT Investment Trust operates as a real estate investment trust (REIT). The company engages in making real estate loans, as well as acquiring real estate loans and interests. It invests in real estate and generates a combination of interest and fees on loans, rents, and other income from its interests in real estate, as well as proceeds from the sale of portfolio investments. RAIT Investment provides structured financing to owners of real estate, including senior and mezzanine lending and preferred equity investments. It also acquires real estate for its own account. The company elected to be treated as a REIT for the federal income tax purposes and would not be subject to income tax if it distributes at least 90% of its annual taxable income to its shareholders. RAIT Investment was formed in 1997 and is headquartered in Philadelphia, Pennsylvania.


FRANKLIN RESOURCES INC (BEN)

Franklin Resources, Inc., doing business as Franklin Templeton Investments, operates as an asset management company. It operates in two segments, Investment Management and Related Services, and Banking/Finance. The Investment Management and Related Services segment provides investment management and fund administration services, and other related services, including shareholder services, transfer agency, underwriting, distribution, custodial, trustee, and other fiduciary services to open-end and closed-end investment companies, including retail mutual funds; institutional accounts; and families, individuals, and separate accounts in the United States and internationally. The Banking/Finance segment provides retail-banking and consumer lending services, including automotive lending related to the purchase, securitization, and servicing of retail installment sales contracts; consumer credit and debit cards; real estate equity lines; and home equity/mortgage lending. It offers its services to individuals, foundations, and institutions in the United States, Canada, the Bahamas, Europe, Asia, South America, Africa, and Australia. Franklin Resources was founded in 1947 and is headquartered in San Mateo, California.


BLACKROCK DEBT STRATEGIES FUND INC (DSU)

Debt Strategies Fund, Inc. operates as a diversified, closed-end management investment company. It invests principally in debt obligations of companies, including corporate loans made by banks and other financial institutions, and privately and publicly offered corporate bonds and notes. The fund's investment portfolio comprises investments in aerospace and defense, airlines, automotive, broadcasting, cable international, chemicals, consumer durables, consumer nondurables, diversified media, energy, financial, food and drug, food and tobacco, gaming, healthcare, housing, information technology, leisure, manufacturing, metal, packaging, paper, service, telecommunications, transportation, utility, and wireless communications industries. Fund Asset Management, L.P. serves as the investment advisor of the fund. Debt Strategies Fund was founded in 1997 and is based in Princeton, New Jersey.


EATON VANCE CORPORATION (EV)

Eaton Vance Corp., through its subsidiaries, engages in the creation, marketing, and management of investment funds in the United States. It also provides investment management and counseling services to institutions and individuals. Further, the company operates as an adviser and distributor of investment companies and separate accounts. As of October 31, 2004, the company provided investment advisory or administration services to approximately 150 funds; approximately 1,300 separately managed individual and institutional accounts; and participated in approximately 40 retail-managed account broker/dealer programs. It markets and distributes shares of funds through a retail network of national and regional broker/dealers, banks, insurance companies, and financial planning firms. Eaton Vance was founded in 1944 and is headquartered in Boston, Massachusetts.


VAN KAMPEN SENIOR INCOME TRUST (VVR)

Van Kampen Senior Income Trust operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of interests in floating or variable rate senior loans to corporations, partnerships, and other entities, which operate in various industries. The company's investment portfolio primarily includes investments in companies operating in consumer discretionary, consumer staples, energy, financials, healthcare, information technology, industrials, materials, telecom services, and utilities sectors. Van Kampen Asset Management serves as the investment adviser of the company. Van Kampen Senior Income Trust was founded in 1998 and is based in the New York City.


U.S. GLOBAL INVESTORS INC (GROW)

U.S. Global Investors, Inc. through its wholly owned subsidiaries, provides mutual fund management services. It provides investment advisory services to institutions and individuals; transfer agency and record keeping services; mailing services; and distribution services to mutual funds advised by the company. The company primarily invests in early-stage or start-up businesses. U.S. Global Investors was founded in 1968 and is headquartered in San Antonio, Texas.


ISTAR FINANCIAL INC (SFI)

iStar Financial, Inc., a real estate investment trust (REIT), provides financing to private and corporate owners of real estate, including senior and junior mortgage debt, senior and mezzanine corporate capital, and corporate net lease financing. The company's primary product lines include structured finance, portfolio finance, corporate finance, loan acquisition, and corporate tenant leasing. Structured finance options include first and second mortgages, partnership loans, participating debt, and interim facilities. Portfolio finance services include providing funding to regional and national borrowers, who own multiple facilities in geographically diverse portfolios. The Corporate finance line provides senior and subordinated capital to corporations engaged in real estate. The Loan acquisition line acquires whole loans and loan participations. Corporate tenant leasing line provides capital to corporations and borrowers who control facilities leased to single creditworthy tenants. The company has elected to be taxed as a REIT for federal income tax purposes and would not be subject to income tax to the extent it distributes at least 90% of its taxable income to its stockholders; and 100% of its taxable income to avoid paying corporate federal income taxes. iStar Financial was founded in 1993 and is headquartered in New York city.


SPIRIT AEROSYSTEMS HOLDINGS INC (SPR)

Spirit AeroSystems Holdings, Inc. engages in the design and manufacturing of aero-structures. It offers structural components, such as fuselage, propulsion, and wing systems. The company's fuselage systems include forward, mid, and rear fuselage sections; propulsion systems comprise nacelles, struts/pylons, and engine structural components; and wing systems consist of wings, wing components, and flight control surfaces. Spirit AeroSystems also designs and manufactures structural components for military aircraft, including low observables that are radar absorbent and translucent, and other military products. In addition, it offers aftermarket services, such as spares, maintenance, repair, and overhaul, as well as engages in the sale of natural gas. The company, formerly known as Mid-Western Aircraft Systems Holdings, Inc., is headquartered in Wichita, Kansas. Spirit AeroSystems Holdings, Inc. is a subsidiary of Onex Corporation.


SAFECO CORPORATION (SAF)

Scudder New Asia Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests primarily in the equity securities of Asian companies. Its investment portfolio includes investments in industrials, financials, information technology, materials, consumer discretionary, telecommunication services, energy, consumer staples, and utility sectors. Deutsche Investment Management Americas, Inc. serves as the investment manager of the fund. Scudder New Asia Fund was established in 1986 and is based in New York City.


ABERDEEN ASIA-PACIFIC INCOME FUND INC (FAX)

Aberdeen Asia-Pacific Income Fund, Inc. operates as a closed-end, nondiversified management investment company. The fund primarily invests in Australian and Asian debt securities, as well as in debt securities of the United States, Canada, and western Europe. It invests principally in sovereign/government, quasi/semigovernment, structured investment vehicles, and corporate securities. Aberdeen Asset Management Asia Limited serves as the investment manager of the fund. Aberdeen Asia-Pacific Income Fund was incorporated in 1986 and is based in Plainsboro, New Jersey.


WADDELL & REED FINANCIAL INC (WDR)

Waddell & Reed Financial, Inc., through its subsidiaries, provides investment management and financial planning services in the United States. It offers investment management, investment product underwriting and distribution, and shareholder services to funds, as well as institutional and separately managed accounts. In addition to investment management services for the funds, it also acts as an investment adviser for institutional and other private investors, as well as provides subadvisory services to other investment companies. The company also offers variable annuity, retirement, and life insurance products underwritten by Nationwide and Minnesota Life. As of December 31, 2004, the company operated as an underwriter and distributor of 69 registered open-end mutual fund portfolios, including 21 portfolios in the Advisors Funds family, 27 portfolios in the Ivy Funds families, 18 portfolios in the Target Funds family, and 3 portfolios in InvestEd. The company has strategic alliance with Securian Financial Group, Inc. Waddell & Reed Financial was founded in 1937 and is based in Overland Park, Kansas.


LABRANCHE & CO. INC (LAB)

LaBranche & Co, Inc. operates as the holding company for LaBranche & Co., LLC (LaBranche); LaBranche Financial Services, Inc. (LFSI); and LaBranche Structured Products, LLC (LSP). LaBranche, a registered broker-dealer, operates as a specialist in equity securities and rights listed on the New York Stock Exchange (NYSE) and in equity securities on the American Stock Exchange (AMEX). LFSI, a registered broker-dealer and a member of the NYSE and other exchanges, provides securities clearing, securities execution, and other related services to its own individual customers; customers of introducing brokers; and institutional customers, including traders, professional investors, and broker-dealers. It also provides direct-access floor brokerage services to institutional customers. LSP, a registered broker-dealer, operates as a specialist in options, exchange-traded funds, and futures on the AMEX, the New York Board of Trade, and the Philadelphia Stock Exchange, as well as acts as a market-marker on several exchanges. The company operates as a specialist for approximately 600 companies and 200 options. Its listed companies operate in financial services, media, oil and gas, retail, technology, and telecommunications industries. The company was co-founded by George M.L. LaBranche and George M.L. LaBranche Jr. in 1924. LaBranche & Co is based in New York City.


DREYFUS HIGH YIELD STRATEGIES FUND (DHF)

Dreyfus High Yield Strategies Fund operates as a nondiversified closed-end management investment company. It invests primarily in fixed-income securities of below investment-grade credit quality. The fund's investment portfolio comprises investments in advertising, aerospace and defense, agricultural, airlines, auto manufacturing, automotive, trucks and parts, building and construction, cable and media, commercial services, consumer products, diversified financial services, electric utilities, electrical and electronics, entertainment, environmental control, food and beverages, gaming and lodging, and healthcare sectors. It also invests in machinery, manufacturing, media, mining and metals, oil and gas, packaging and containers, paper and forest products, pipelines, real estate investment trust, retail, structured index, technology, telecommunications, textiles and apparel, transportation, diversified financial services, and media sectors. The Dreyfus Corporation operates as the investment manager of the fund. Dreyfus High Yield Strategies Fund was founded in 1998 and is based in New York City.


CENTRAL FUND OF CANADA LIMITED (CEF)

Central Fund of Canada Limited, an investment holding company, invests in gold and silver bullion primarily in bar form. As of October 31, 2004, the company's gold holdings were 518,309 fine oz. of physical bullion and 5,282 fine oz. of gold bullion certificates; and silver holdings were 25,928,142 oz. of physical bullion and 245,572 oz. of silver bullion certificates. Central Fund of Canada was established in 1961 and is headquartered in Calgary, Canada.


SEI INVESTMENTS COMPANY (SEIC)

SEI Investments Company provides investment processing, fund processing, and investment management business outsourcing solutions to the financial services industry. The company operates in five segments: Private Banking and Trust, Investment Advisors, Enterprises, Money Managers, and Investments in New Businesses. The Private Banking and Trust segment provides investment processing, fund processing, and investment management programs to banks and other trust institutions located in the United States and Canada. The Investment Advisors segment offers investment management programs to affluent investors through a network of independent registered investment advisors, financial planners, and other investment professionals in the United States. The Enterprises segment provides retirement and treasury solutions to corporations, unions, municipalities, and hospitals; and an endowment and foundation solution for the not-for-profit market in the United States. The Money Managers segment offers investment processing and fund processing to investment managers and mutual fund companies in the United States; and to investment managers of alternative asset classes, such as hedge funds, fund of funds, and private equity funds. The Investments in New Businesses segment provides investment management programs and fund processing to investment advisors, corporations, and money managers located outside the United States; and private banking outsource solutions to institutions in the United Kingdom and continental Europe. SEI Investments was incorporated in 1968 and is headquartered in Oaks, Pennsylvania.


INTERNATIONAL ASSETS HOLDING CORPORATION (IAAC)

International Assets Holding Corporation (IAHC), through its subsidiaries, offers various financial services focused on international securities and commodities markets. The company operates in four divisions: International Equities Market-Making (IEMM), International Debt Capital Markets (IDCM), Foreign Exchange/Commodities Trading (FECT), and Asset Management. The IEMM division engages in wholesale market-making for select foreign securities, including unlisted American depositary receipts and foreign ordinary shares. It provides execution and liquidity to the United States broker-dealers, regional broker-dealers, and institutional investors. The IDCM division trades and invests in various international debt instruments, including both investment grade and higher yielding emerging market bonds. It focuses on emerging market sovereign, corporate, and bank bonds, as well as arranges international debt transactions. The FECT division trades in select illiquid currencies of developing countries. It also executes trades based on the foreign currency flows inherent in the company's existing international securities activities. This division primarily acts as a principal in buying and selling foreign currencies on a spot basis. In addition, it provides a range of trading and hedging services to producers, consumers, recyclers, and investors in precious metals and other base metals, as well as purchases and sells the metals on a spot and forward basis. The Asset Management division operates as an investment advisor and as a fund manager. IAHC provides clients with option products, including combinations of buying and selling puts and calls. The company offers its services to wholesale customers, including investment banks, commercial banks, brokers, institutional investors, corporations, charities, and governmental organizations worldwide. IAHC was formed in 1987 and based in Altamonte Springs, Florida.


FEDERATED INVESTORS INC (FII)

Federated Investors Inc. is a publicly owned investment manager with approximately $205 billion in assets under management. The firm provides its services to individuals, banking or thrift institutions, investment companies, pension and profit sharing plans, pooled investment vehicles, charitable organizations, state or municipal government entities, and registered investment advisors. Through its subsidiaries, it manages separate client-focused equity, fixed income, and money market mutual funds; and separate client-focused equity, fixed income, and balanced portfolios. The firm invests in the public equity and fixed income markets across the globe. It typically employs a fundamental and a quantitative analysis to make its equity investments in growth and value stocks of small-cap, mid-cap, and large-cap companies. The firm also makes sector-focused equity investments. It makes its fixed income investments in ultra-short, short-term, and intermediate-term securities. Federated Investors was founded in 1955 and is based in Pittsburgh, Pennsylvania.


ALLIANCE CAPITAL MANAGEMENT HOLDING L.P (ACG)

ACM Income Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests principally in the U.S. government and government sponsored agency obligations. The fund also invests a portion of its assets in other fixed-income securities, including those issued by foreign governments. Alliance Capital Management L.P. serves as the investment advisor of the fund. ACM Income Fund was founded in 1987 and is based in New York City.


INVESTMENT TECHNOLOGY GROUP INC (ITG)

Investment Technology Group, Inc. provides technology-based equity trading and transaction research services to institutional investors. It offers a range of products and trading execution services, such as POSIT, an electronic stock crossing system; TriAct, a continuous intraday trading vehicle; electronic trading desk, an agency trading desk, that enables clients to access various sources of liquidity; and SmartServers algorithmic systems, which implement automated server-based trading strategies. The company's client-site trading products include Triton, a windows-based decision-support, trade management, and order routing system; Radical, a windows-based trading platform targeted for the active trading community; Channel ITG, an integrated link to the trade blotters of popular trade order management systems; QuantEX, an Unix-based decision support, trade management, and order routing system; ITG Platform, a windows-based order routing and trade management system; and ITG WebAccess, a browser-based order routing tool. Its analytical products and research products include an integrated suite of tools that enable clients to measure, analyze, and control the cost of trading. The company offers its services to institutional investors, brokers, money managers, and alternative investment funds, and money managers in the United States. It also operates its brokerage businesses in Australia, Canada, Europe, and Hong Kong, as well as a research facility in Israel. Investment Technology Group was formed in 1983 and is headquartered in New York City.


PERMIAN BASIN ROYALTY TRUST (PBT)

Permian Basin Royalty Trust, a grantor trust, holds overriding royalty rights in mineral properties in the United States. The trust holds a 75% net overriding royalty interest in Waddell Ranch Properties in Texas; and a 95% net overriding royalty interest in Texas Royalty Properties in Texas. The trust was established in 1980 and is based in Dallas, Texas.


BOOTS AND COOTS INTERNATIONAL WELL CONTROL INC (WEL)

Boots & Coots International Well Control, Inc. operates as an oil and gas services company. It provides a suite of integrated oilfield services for the prevention, emergency response, and restoration of blowouts and well fires worldwide. Its prevention services include training, well plan review and intervention planning, and the development of audit and inspection programs. The company's emergency response and risk management services include risk assessment, prevention, loss mitigation, contingency planning, and continuous training and education in aspects of critical well management, as well as engineering services, such as planning and design of relief well drilling, including trajectory planning, directional control and equipment specifications, and onsite supervision of the drilling operations; planning and design of production facilities, which are susceptible to well capping or other control procedures; and mechanical and computer aided designs for well control equipment. It also offers post event services, including project management and engineering, health, safety, and environmental services, as well as pre-event engineering services, including consultation, well planning, dynamic kill modeling, and intervention planning. In addition, the company engages in the sale and rental of fire fighting equipment, such as firefighting pumps, pipe racks, Athey wagons, pipe cutters, crimping tools, and deluge safety systems, as well as provides maintenance, monitoring, updating of equipment, and ongoing consulting services. Through its participation in the insurance program WELLSURE, the company also provides lead contracting and risk management services, under critical loss scenarios to the program's insured clients. The company has strategic alliance with Halliburton Energy Services division of the Halliburton Company and with Global Special Risks, Inc. Boots & Coots International is based in Houston, Texas.


SWS GROUP INC (SWS)

SWS Group, Inc. provides investment, commercial banking, and related financial services to individual, corporate and institutional investors, broker/dealers, governmental entities, and financial intermediaries. The company operates through three segments: Brokerage, Banking, and Asset Management. The Brokerage segment provides clearing services to correspondent brokers/dealers, registered investment advisors, and independent registered representatives in the United States and Europe, as well as offers brokerage services to individual and institutional investors. Its clearing services include maintaining accounts, processing securities transactions, extending margin loans, and performing various administrative services. This segment also offers customer financing; securities lending activities; investment banking, underwriting, and public finance; market making activities; research activities; and insurance services. The Banking segment offers various banking services in Texas, including certificates of deposit, checking and savings accounts, interim construction lending, short term funding for mortgage bankers, and commercial loans, as well as originates commercial loans and purchases loans for investment. The Asset Management segment provides asset management services through administering Local Government Investment Cooperative fund for cities, counties, schools, and local governments in Texas. SWS Group was incorporated in 1972 and is headquartered in Dallas, Texas.


LIBERTY ALL-STAR EQUITY FUND (USA)

Liberty All Star Equity Fund operates as a diversified, closed-end management investment company. It invests primarily in a diversified portfolio of equity securities. The fund's portfolio comprises investments in information technology, financials, consumer discretionary, health care, industrials, consumer staples, energy, utilities, materials, and telecommunication sectors. Banc of America Investment Advisors, Inc. serves as the investment adviser of the fund. Liberty All Star Equity Fund was founded in 1986 and is based in Boston, Massachusetts.


NTT DOCOMO INC (DCM)

NTT DoCoMo, Inc. provides mobile communications services principally in Asia, North America, and Europe. It offers various telecommunications services, such as third generation (3G) and second generation cellular services; personal handyphone system services; and other wireless telecommunications services, including paging services and satellite mobile communications services. Its services include i-mode, a mobile Internet service that provides e-mail and Internet access; and FOMA, a 3G mobile service based on W-CDMA. As of March 31, 2005, the company had an aggregate cellular subscriber base of approximately 48.82 million. It has strategic alliances with companies, including KPN Mobile, COSMOTE Mobile Telecommunications S.A, and Telstra Corporation Limited. The company was incorporated in 1991 as NTT Mobile Communications Planning Co., Ltd. and changed its name to NTT Mobile Communications Network, Inc. in 1992. Further, it changed its name to NTT DoCoMo, Inc. in 2000. The company is headquartered in Tokyo, Japan. NTT DoCoMo, Inc. is a subsidiary of Nippon Telegraph and Telephone Corporation.


ING PRIME RATE TRUST (PPR)

ING Prime Rate Trust operates as a diversified, closed-end, management investment company. The fund's investment portfolio comprises investments in aerospace and defense, automobile, banking, beverage, food and tobacco, buildings and real estate, electronics, gaming, healthcare, education, and machinery sectors. ING Investments, LLC serves as the investment manager of the fund. ING Prime Rate Trust was formed in 1987 and is based in Scottsdale, Arizona.


WESTERN ASSET HIGH INCOME FUND II INC (HIX)

Salomon Brothers High Income Fund II, Inc. operates as a diversified, closed-end management investment company. It invests primarily in debt securities. The fund's investment portfolio comprises investments in basic industries, consumer cyclicals, consumer noncyclicals, energy, financial, housing related, manufacturing, mediacable, services/other, technology, telecommunications, transportation, and utilities sectors. Salomon Brothers Asset Management, Inc. acts as investment manager of the fund. Salomon Brothers High Income Fund II was founded in 1998 and is based in New York City.


INDIA FUND INC (IFN)

India Fund, Inc. operates as a nondiversified closed-end management investment company. It primarily invests in Indian equity securities. The fund's portfolio comprises investments in cement; chemicals; computer hardware, software and programming, and training; consulting services; consumer nondurables; diversified industries; electricity; electronics and electrical equipment; engineering; extractive industries; fertilizers; finance; food; hotels and leisure; household appliances; media; petroleum; pharmaceuticals; retail stores; steel; telecommunications and equipment; textiles; transportation; vehicles and components; construction/building materials; and shipping sectors. Advantage Advisers, Inc. serves as the investment adviser of the fund. India Fund was founded in 1993 and is based in New York City.


ROCKWOOD HOLDINGS INC (ROC)

Rockwood Holdings, Inc. engages in the development, manufacture, and marketing of specialty chemicals and advanced materials for industrial and commercial purposes worldwide. The company operates in six segments: Specialty Chemicals, Performance Additives, Titanium Dioxide Pigments, Advanced Ceramics, Specialty Compounds, and Electronics. The Specialty Chemicals segment offers lithium compounds and chemicals; synthetic metal sulfides; maintenance chemicals; and metal surface treatment chemicals, including corrosion protection/prevention oils. The Performance Additives segment provides iron oxide pigments, wood protection products, inorganic chemicals, synthetic and organic thickeners, specialty pools, spa performance chemicals, algaecides, and aquatic herbicides. The Titanium Dioxide Pigments segment offers titanium dioxide pigments, barium compounds, zinc compounds, and flocculants. The Advanced Ceramics segment provides ceramic-on-ceramic ball head and liner components used in hip joint prostheses systems, ceramic tapes, cutting tools, and other ceramic components. The Specialty Compounds segment offers specification compounds, such as PVC and TPE. The Electronics segment provides chemicals and printed circuit board chemicals, photo-imaging masks, and recycling and repair services. The company serves construction, life sciences, electronics and telecommunications, metal treatment, and general industrial and consumer products markets through direct sales forces, distributors, and third party sales representatives. Rockwood Holdings was incorporated in 2000 and is based in Princeton, New Jersey.


W.P. STUART & CO. LTD (WPL)

W.P. Stewart & Co., Ltd., through its subsidiaries, operates as an asset management company. It provides research-intensive equity investment management services that include investment advisory and related services, as well as securities brokerage services. The company's clients primarily include high net-worth individuals and trusts, partnerships, private corporations, other entities, and institutions worldwide. The company is headquartered in Hamilton, Bermuda.


NEW AMERICA HIGH INCOME FUND INC (HYB)

New America High Income Fund, Inc. operates as a diversified, closed-end investment company. The fund invests primarily in fixed maturity corporate debt securities that are rated less than investment grade. Its portfolio includes investments in consumer discretionary, consumer staples, energy, telecommunications, utilities, information technology, materials, industrials, financials, and healthcare sectors. T. Rowe Price Associates, Inc. serves as the investment advisor of the fund. The fund was organized in 1987 and is based in Boston, Massachusetts.


AFFILIATED MANAGERS GROUP INC (AMG)

Affiliated Managers Group, Inc., through its affiliates, operates as an asset management company providing investment management services to mutual funds, institutional clients, and high net worth individuals in the United States. It provides advisory or subadvisory services to mutual funds. These funds are distributed to retail and institutional clients directly and through intermediaries, including independent investment advisors, retirement plan sponsors, broker-dealers, major fund marketplaces, and bank trust departments. The company also offers investment products in various investment styles in the institutional distribution channel, including small, small/mid, mid, and large capitalization value and growth equity, and emerging markets. In addition, it offers quantitative, alternative, and fixed income products, and manages assets for foundations and endowments, defined benefit, and defined contribution plans for corporations and municipalities. Affiliated Managers Group provides investment management or customized investment counseling and fiduciary services. The company was formed as a corporation under the laws of Delaware in 1993. Affiliated Managers Group is based in Prides Crossing, Massachusetts.


ASTA FUNDING INC (ASFI)

Asta Funding, Inc., together with its subsidiaries, engages in the purchase and liquidation of performing and nonperforming consumer loan portfolios. It acquires, manages, collects, and services consumer receivables, such as charged-off receivables, semiperforming receivables, and performing receivables. The company's receivables consist of MasterCard, Visa, private label credit card accounts, telecom wireless receivables, and other types of receivables. It maintains relationships with brokers, third-party collection agencies and attorneys, and sellers of portfolios to locate portfolios for purchase. The company directly contacts banks, finance companies, and credit providers to solicit consumer receivables for sale. Asta Funding was founded in 1994 as an affiliate of Asta Group, Incorporated and became a public company in 1995. The company is based in Englewood Cliffs, New Jersey.


FTD GROUP INC (FTD)

FTD Group, Inc. provides floral-related products and services to consumers and retail florists in the United States. The company operates in two segments, Consumer and Florist. The Consumer segment operates as an Internet and telephone marketer of flowers and specialty gift items to consumers. It offers approximately 400 floral arrangements and 800 gift items, including boxed flowers, plants, gourmet food gifts, holiday gifts, bath and beauty products, jewelry, wine and gift baskets, dried flowers, and stuffed animals. The Florist segment comprises three divisions: Member Services, Mercury Technology, and Specialty Wholesaling. Member Services division provides various services to FTD-member florists. It also provides FTD-member florists access to the FTD brand and the Mercury Man logo, supported by advertising; order clearinghouse services; a quarterly directory publication of FTD-member florists; credit card processing services; e-commerce Web site development and maintenance; and a 24-hour telephone answering and order-taking service. This segment also offers floral selections guide, a counter display published by FTD featuring FTD products for all occasions. Mercury Technology division provides access to proprietary mercury network, which links various FTD-member florists. It sells and leases basic software and hardware for transmitting and receiving orders, as well as software and hardware that provide back-end systems to manage a florist's business. Specialty Wholesaling division sells FTD-branded and nonbranded hard goods and cut flowers, as well as greeting cards, packaging, promotional products, and other floral-related supplies. The company was founded in 1994 and is based in Downers Grove, Illinois.


PUTNAM MASTER INTERMEDIATE INCOME TRUST (PIM)

Putnam Master Intermediate Income Trust operates as a diversified, closed-end management investment company in the United States. It primarily invests in corporate bonds and notes, U.S. Government and agency mortgage obligations, U.S. Treasury obligations, asset-backed securities, foreign government bonds and notes, collateralized mortgage obligations, senior loans, preferred stocks, and common stocks. The trust's investment portfolio comprises investments companies operating in basic materials, capital goods, communication services, consumer cyclicals, consumer staples, energy, financial, healthcare, technology, transportation, and utility and power sectors. Putnam Investment Management, LLC serves as the investment manager of the trust. Putnam Master Intermediate Income Trust was founded in 1988 and is based in Boston, Massachusetts.


TEMPLETON GLOBAL INCOME FUND INC (GIM)

Templeton Global Income Fund operates as a nondiversified, closed-end investment company. The fund invests primarily in income-producing securities comprising debt securities of the U.S. and foreign issuers, including emerging markets. Its portfolio principally includes government bonds in Asia, Europe, Australia and New Zealand, Latin America, Canada, and Middle East and Africa. Franklin Advisers, Inc. serves as the investment manager of the fund. Templeton Global Income Fund is based in Fort Lauderdale, Florida.


SINGAPORE FUND INC (SGF)

The Singapore Fund, Inc. operates as a closed-end, nondiversified management investment company. The company invests primarily in Singapore equity securities, as well as in the equity securities issued by the companies in ASEAN Group countries. The company's investment portfolio comprises various industries, such as agricultural biotechnology, banks and financial services, building materials, chemicals and plastics, communications-media, computer memory, conglomerate, e-business, electronic components, foods, health and personal care, industrial, leisure and tourism, manufacturing, oil and gas extraction, property development, recycling, retail, semiconductor, shipyards, technology, telecommunications, transport services, and water treatment systems. Daiwa SB Investments (Singapore), Ltd. serves as the investment adviser of the company. The Singapore Fund was founded in 1990 and is based in Jersey City, New Jersey.


GABELLI EQUITY TRUST INC (GAB)

The Gabelli Equity Trust, Inc. operates as a closed-end, nondiversified management investment company. It principally invests in equity securities, as well as in preferred stock. The fund's investment portfolio primarily includes investments in companies operating in consumer discretionary, consumer staples, financials, healthcare, information technology, industrials, materials, telecom services, and utilities sectors. Gabelli Funds, LLC serves as the investment advisor of the fund. The fund was founded in 1986 and is based in Rye, New York.


MANAGED HIGH YIELD PLUS FUND INC (HYF)

Managed High Yield Plus Fund, Inc. operates as a diversified and closed-end management investment company. The fund invests corporate bonds. Its portfolio includes investments in chemicals, gaming, wireless, and publishing sectors. UBS Global Asset Management (US), Inc. serves as the manager of the fund. The fund was incorporated in 1998 and is based in New York City.


BLACKROCK INC (BLK)

BlackRock, Inc. operates as an investment management company in the United States. Its products include fixed income, cash management, equity, and alternative investment separate accounts and mutual funds, including its BlackRock Funds and BlackRock Liquidity Funds. The company also offers risk management, investment analytics, and investment system services to institutional investors through its BlackRock Solutions product line. It has offices in New York City; San Francisco, California; Boston, Massachusetts; Wilmington, Delaware; Hong Kong; Singapore; Tokyo, Japan; and Edinburgh, Scotland. The company was formed in 1998 and is headquartered in New York City. BlackRock, Inc. is a majority owned subsidiary of The PNC Financial Services Group, Inc., as of March 1, 2005.


MFS INTERMEDIATE INCOME TRUST (MIN)

MFS Intermediate Income Trust operates as a nondiversified closed-end management investment company. The trust invests in the U.S. bonds, corporate asset-backed bonds, small business administration bonds, the U.S. government agencies, the U.S. treasury obligations, and foreign bonds. Massachusetts Financial Services Company serves as the investment adviser of the trust. MFS Intermediate Income Trust was founded in 1987 and is based in Boston, Massachusetts.


STREETTRACKS DOW JONES U.S. LARGE CAP GROWTH INDEX FUND (ELG)

StreetTRACKS DJ Wilshire Large Cap Growth ETF seeks to provide investment results that, before expenses, correspond generally to the total return of the Dow Jones Wilshire Large Cap Growth Index. The fund uses a passive management strategy designed to track the total return performance of the float-adjusted Large Cap Growth Index. The Adviser seeks a correlation of 0.95 or better between the fundâ"s performance and the performance of the Index. The fund is nondiversified.


RAYMOND JAMES FINANCIAL INC (RJF)

Raymond James Financial, Inc., through its subsidiaries, provides various financial services to individuals, corporations, and municipalities in the United States. The company operates in seven segments: Private Client Group, Capital Markets, Asset Management, RJBank, Emerging Markets, Stock Loan/Borrow, and Other segment. The Private Client Group segment provides securities transaction and financial planning services in the United Kingdom; the Capital Markets segment offers equity and fixed income products and services, such as institutional sales, equity research, equity trading, equity investment banking, fixed income investment banking, fixed income trading, and other services ; and the Asset Management segment offers asset management operations, mutual funds, various proprietary hedge funds, nonaffiliated private account portfolio management alternatives, and other fee based programs. The RJBank segment provides residential, consumer, and commercial loans, as well as FDIC-insured deposit accounts to broker-dealer subsidiaries and to the general public; the Emerging Markets segment operate in securities brokerage, investment banking, and asset management business; the Stock Loan/Borrow segment engages in borrowing and lending securities from and to other broker-dealers, financial institutions, and other counterparties; and the Other segment offers various investment activities. The company also offers various services, including the underwriting, distribution, trading, and brokerage of equity and debt securities; and the sale of mutual funds and other investment products. In addition, it provides investment management services for retail and institutional clients, and banking and trust services. Raymond James Financial was founded in 1962 and is headquartered in St. Petersburg, Florida.


BLACKROCK MUNIENHANCED FUND INC (MEN)

MuniEnhanced Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in long-term, investment grade municipal obligations. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniEnhanced Fund was founded in 1988 and is based in Princeton, New Jersey.


ALLIANCE WORLD DOLLAR GOVERNMENT FUND II (AWF)

Alliance World Dollar Government Fund II, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in sovereign debt and U.S. corporate fixed-income obligations. Alliance Capital Management L.P. serves as the investment advisor of the fund. Alliance World Dollar Government Fund II was incorporated in 1993 and is based in New York City.


WORLD ACCEPTANCE CORPORATION (WRLD)

World Acceptance Corporation (WAC), a small-loan consumer finance company, offers short-term small loans, medium-term larger loans, related credit insurance products, and ancillary products and services to individuals. It also offers income tax return preparation services and refund anticipation loans. The company also provides income tax return preparation, electronic filing, and refund anticipation loans. In addition, WAC, as an agent for an unaffiliated insurance company, markets and sells credit life, credit accident and health, credit property, and unemployment insurance. The company, through its subsidiary, provides computer software solutions for the consumer finance industry. As of July 25, 2005, the company operated 583 offices in South Carolina, Georgia, Texas, Oklahoma, Louisiana, Tennessee, Missouri, Illinois, New Mexico, Kentucky, Alabama, and Colorado. WAC was founded in 1962 and is headquartered in Greenville, South Carolina.


CORNERSTONE STRATEGIC VALUE FUND INC (CLM)

Cornerstone Strategic Value Fund, Inc. operates as a closed-end, diversified management investment company. The fund primarily invests in equity securities of companies listed in the United States. Its portfolio includes investments in financials, information technology, consumer discretionary, healthcare, industrials, materials, energy, consumer staples, telecommunication services, and utility sectors. Cornerstone Advisors, Inc. serves as the investment manager of the fund. Cornerstone Strategic Value Fund was incorporated in 1987 and is based in New York City.


HOLLIS-EDEN PHARMACEUTICALS INC (HEPH)

Hollis-Eden Pharmaceuticals, Inc., a development stage pharmaceutical company, engages in the discovery, development, and commercialization of products, for the treatment of diseases and disorders, in which the body is unable to mount an appropriate immune response. The company's development efforts focus on radiation and chemotherapy induced immune suppression and immune dysregulation caused by infectious diseases, such as HIV, malaria, and tuberculosis. In addition, Hollis-Eden Pharmaceuticals is developing a nonimmune regulating hormone drug candidate for providing protection against DNA mutations from radiation exposure and chemotherapy treatment. The company was founded in 1992. It was formerly known as Initial Acquisition Corp and changed its name to Hollis-Eden Pharmaceuticals, Inc. in 1997. Hollis-Eden Pharmaceuticals is headquartered in San Diego, California.


WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC (HIO)

High Income Opportunity Fund, Inc. operates as a diversified, closed-end management investment company. It primarily invests in corporate bonds and notes, common stocks, convertible preferred stocks, warrants, and short-term investments. The fund's portfolio comprises investments in advertising, aerospace/defense, airlines, apparel, auto manufacturers, auto parts and equipment, beverages, building materials, chemicals, coal, commercial services, computers, cosmetics/personal care, diversified financial services, electric, electronics, entertainment, environmental control, food, forest products and paper, health care services, holding companies, home builders, home furnishings, household durables, household products/wares, insurance, leisure time, machinery, media, metal fabricator, mining, office furnishings, oil and gas, packaging and containers, pharmaceuticals, pipelines, real estate investment trusts, resorts/casinos, retail, savings and loans, semiconductors, telecommunications, textiles, and transportation sectors. Smith Barney Fund Management LLC operates as the investment manager of the fund. High Income Opportunity Fund was founded in 1993 and is based in New York City.


FINANCIAL FEDERAL CORPORATION (FIF)

Financial Federal Corporation and its subsidiaries provide collateralized lending, financing, and leasing services to small and medium sized businesses in general construction, road and infrastructure construction and repair, road transportation, and waste disposal industries in the United States. It finances various new and used industrial and commercial equipment, such as air compressors, bulldozers, buses, cement mixers, compactors, crawler cranes, earthmovers, excavators, generators, hydraulic truck cranes, loaders, motor graders, pavers, personnel and material lifts, recycling equipment, resurfacers, rough terrain cranes, sanitation trucks, scrapers, trucks, truck tractors, and trailers through installment sales and leasing programs. The company also provides capital loans secured by the same equipment and other collateral. It provides its services through marketing personnel and directly to equipment users. The company was founded in 1989 and is based in New York City.


ADVANTA CORP (ADVNB)

Advanta Corp. provides financial products and services to the small businesses and business professionals in the United States. It offers MasterCard and VISA business credit cards, which provide approved customers with access, through merchants, banks, checks, and ATMs, to an unsecured revolving business credit line. The company also makes venture capital investments focusing on privately held companies, including early stage companies. In addition, Advanta also provides insurance and related products and services, such as coverage for loss of life, disability, involuntary unemployment, and lost or damaged equipment. Additionally, it offers credit-related insurance products and services to its business credit card and leasing customers. The company offers various deposit products, such as certificates of deposit that are insured by the Federal Deposit Insurance Corporation. Advanta Corp. was founded by Jack Alter in 1951. It was formerly known as Teachers Service Organization, Inc. and subsequently changed its name to TSO Financial Corp. Further, the company changed its name to Advanta Corp. in 1988. The company is headquartered in Spring House, Pennsylvania.


MFS MULTIMARKET INCOME TRUST (MMT)

MFS Multimarket Income Trust operates as a nondiversified, closed-end management investment company. The trust invests in the U.S. government bonds, international bonds, high-grade and high-yield corporate bonds, and emerging market bonds. Its investment portfolio includes investments in the consumer discretionary, consumer staples, energy, financials, healthcare, information technology, industrials, materials, telecom services, and utilities sectors. Massachusetts Financial Services Company serves as the investment manager of the trust. MFS Multimarket Income Trust was founded in 1987 and is based in Boston, Massachusetts.


ZWEIG FUND INC (ZF)

The Zweig Fund, Inc. operates as a closed-end, diversified management investment company. It primarily invests in equity securities. The fund's portfolio consists of investments in consumer discretionary, energy, financials, industrials, consumer staples, health care, information technology, materials, and telecommunication sectors. Phoenix/Zweig Advisers LLC serves as the investment advisor of the fund. Zweig Fund was incorporated in 1986 and is based in New York City.


MFS CHARTER INCOME TRUST (MCR)

MFS Charter Income Trust operates as a nondiversified, closed-end management investment company. It invests primarily in international bonds, high yield corporates, mortgage-backed securities, cash and other net assets, emerging market bonds, commercial mortgage-backed securities, U.S. government agencies, asset-backed securities, and domestic equities. The trust's portfolio comprises investments in advertising and broadcasting, airlines, automotive, financials, broadcast and cable TV, business services, chemicals, construction, consumer goods and services, defense electronics, information technology, entertainment, food and nonalcoholic beverages, forest and paper products, gaming and lodging, industrial, insurance, machinery and tools, medical and health technology and services, metals and mining, natural gas distribution, natural gaspipeline, oil services, printing and publishing, railroad and shipping, real estate, restaurants, retailers, supermarkets, wireless and wireline telecommunications, tobacco, transportation, U.S. government agencies, U.S. treasury obligations, and utilities-electric power sectors. Massachusetts Financial Services Company serves as the investment adviser of the trust. MFS Charter Income Trust was founded in 1989 and is based in Boston, Massachusetts.


COLD SPRING CAPITAL INC (CDS)

China Direct, Inc., through its subsidiaries, operates as a management and consulting company in China. It offers consulting and advisory services to public Chinese entities seeking to access the United States capital markets. The company also engages in the sale and distribution of industrial grade synthetic chemicals. It distributes products to industrial manufacturing company and trading companies, including property developers, textile factories, and pharmaceutical factories located in eastern China. The company's products are used in the production of a various finished products, such as paint, glue, plastics, textiles, leather goods, as well as medical products. In addition, it processes and manufactures various magnesium by-products, including magnesium powder, magnesium scrap, magnesium alloy, and various grades of magnesium slabs. Further, the company serves as a marketing resource and sources private companies in China seeking to access the United States capital markets, as well as operates as a reseller, exporter, and distributor of toys and related entertainment products manufactured in China. China Direct is based in Boca Raton, Florida.


CREDIT SUISSE HIGH YIELD BOND FUND (DHY)

Credit Suisse High Yield Bond Fund operates as a nondiversified, closed-end management investment company. The fund's investment portfolio comprises investments in aerospace, automobile manufacturing, broadband, building products, cable, capital goods, chemicals, and consumer products sectors. Credit Suisse Asset Management, LLC serves as the investment advisor of the fund. Credit Suisse High Yield Bond Fund was founded in 1998 and is based in New York City.


TEMPLETON EMERGING MARKETS INCOME FUND INC (TEI)

Templeton Emerging Markets Income Fund operates as a nondiversified, closed-end investment company. The fund invests primarily in income-producing securities of sovereign or sovereign-related entities and private sector companies in emerging market countries. Its investment portfolio comprises investments in various countries, including Brazil, Indonesia, Venezuela, Russia, Argentina, Peru, Philippines, Poland, South Korea, and Ukraine. Franklin Advisers, Inc. serves as the investment manager of the fund. Templeton Emerging Markets Income Fund was founded in 1993 and is based in Fort Lauderdale, Florida.


EATON VANCE SENIOR INCOME TRUST (EVF)

Eaton Vance Senior Income Trust operates as a nondiversified and closed-end management investment company. The trust invests primarily in senior floating rate loans. In addition, it also invests in corporate bonds and preferred stock. Its investment portfolio includes investments in building and development, healthcare, telecommunication, cable and satellite television, publishing, leisure goods, automotive, chemical and plastics, oil and gas, and radio and television sectors. Eaton Vance Management serves as the investment adviser of the trust. The trust was founded in 1998 and is based in Boston, Massachusetts.


WESTERN ASSET MANAGED HIGH INCOME FUND INC (MHY)

Managed High Income Portfolio, Inc. operates as a diversified and closed-end management investment company. The fund invests in high yield bonds and foreign securities. Its investment portfolio includes investments in telecommunication, cable, energy, healthcare, chemical, utilities, consumer products and services, retail, packaging and containers, building/construction, financial services, business services, repurchase agreement, and other sectors. Smith Barney Fund Management LLC serves as the investment adviser of the fund. The fund was founded in 1992 and is based in New York City.


CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC (CIK)

Credit Suisse Asset Management Income Fund, Inc. operates as a diversified, closed-end investment company. The fund primarily invests in debt securities of companies operating in the aerospace, automobile manufacturing, broadband, building products, capital goods, chemicals, and consumer products sectors. Credit Suisse Asset Management, LLC serves as the investment advisor of the fund. Credit Suisse Asset Management Income Fund was incorporated in 1987 and is based in New York City.


WESTERN ASSET EMERGING MARKETS INCOMEFUND II INC (EDF)

Salomon Brothers Emerging Markets Income Fund II, Inc. operates as a nondiversified and closed-end management investment company. The fund invests in debt securities of government and government related issuers located in emerging market countries, including participations in loans between governments and financial institutions, and of entities organized to restructure the outstanding debt of such issuers, as well as in debt securities of corporate issuers located in emerging market countries. Salomon Brothers Asset Management, Inc. serves as investment manager of the fund. The company is based in New York City.


NUVEEN MUNICIPAL VALUE FUND INC (NUV)

Nuveen Municipal Value Fund, Inc. operates as a diversified, closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's investment portfolio primarily includes investments in various companies operating in the utilities, healthcare, and consumer staples sectors. Nuveen Asset Management serves as the investment adviser of the fund. The fund was founded in 1987 and is based in Chicago, Illinois.


JOHN HANCOCK BANK AND THRIFT OPPORTUNITY FUND (BTO)

John Hancock Bank and Thrift Opportunity Fund operates as a diversified, closed-end management investment company. The fund invests primarily in equity securities of the United States regional banks, lending companies, thrifts, and holding companies that primarily own or receive a substantial portion of their income from regional banks and thrifts. John Hancock Advisers, LLC serves as the investment advisor of the fund. John Hancock Bank and Thrift Opportunity Fund was founded in 1994 and is based in Boston, Massachusetts.


SAN JUAN BASIN ROYALTY TRUST (SJT)

San Juan Basin Royalty Trust operates as an express royalty trust. The trust has 75% net overriding royalty interest carved out of Burlington Resources Oil& Gas Company LP's oil and gas leasehold and royalty interests in properties located in the San Juan Basin of northwestern New Mexico. It has working interests, royalty interests, overriding royalty interests, and other contractual rights in 151,900gross producing acres in San Juan, Rio Arriba, and Sandoval Counties of northwestern New Mexico and 4,223 gross economic wells, including dual completions. San Juan Basin Royalty Trust was founded in 1980 and is based in Fort Worth, Texas.


DUFF & PHELPS UTILITIES INCOME INC (DNP)

DNP Select Income Fund, Inc. operates as a closed-end diversified management investment company. It primarily invests in fixed and equity income securities. The fund primarily invests in the companies operating in electric, telecommunications, utility, and gas sectors. It also invests in the U.S. treasury obligations and money market instruments. Duff & Phelps Investment Management Co. serves as the investment adviser of the fund. DNP Select Income Fund was incorporated in 1986 and is based in Chicago, Illinois.


KOREA EQUITY FUND INC (KEF)

Korea Equity Fund, Inc. operates as a nondiversified, closed-end investment management company. The fund primarily invests in equity securities. Its investments portfolio includes investments in automotive equipment and parts, diversified financial services, chemicals and pharmaceuticals, consumer electronics, electrical machinery, iron and steel, oil and gas, retail, miscellaneous manufacturing, food and beverages, and other services sectors. Nomura Asset Management Co., Ltd. serves as the investment advisor of the fund. Korea Equity was incorporated in 1993 and is based in New York City.


MUNICIPAL MORTGAGE & EQUITY LLC (MMA)

Municipal Mortgage & Equity, LLC and its subsidiaries provide debt and equity financing to developers of multifamily housing and other types of commercial real estate in the United States. The company invests in tax-exempt bonds or interests in bonds, issued by state and local governments, or their agencies or authorities to finance multifamily housing developments. It also invests in other housing-related debt and equity investments, including equity investments in real estate operating partnerships; tax-exempt bonds or interests in bonds, secured by student housing or assisted living developments; and tax-exempt bonds issued by community development districts to finance the development of community infrastructure, which supports single-family housing, mixed use and commercial developments, and secured by specific payments or assessments pledged by the local improvement district that issues the bonds. In addition, as a tax credit syndicator, the company acquires and transfers to investors interests in partnerships that receive and distribute to investors low income housing tax credits. Municipal Mortgage & Equity was founded in 1995 and is based in Baltimore, Maryland.


BLACKROCK MUNIYIELD INSURED FUND INC (MYI)

MuniYield Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in a portfolio of long-term, investment grade municipal obligations. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield Insured Fund was founded in 1992 and is based in Princeton, New Jersey.


CENTRAL EUROPE AND RUSSIA FUND INC (CEE)

Central Europe and Russia Fund, Inc. operates as a nondiversified closed-end management investment company. The fund invests primarily in equity and equity-linked securities of companies operating in central Europe and Russia. Its portfolio of investments comprise companies operating in various sectors, including commercial banking, telecommunication, food product, metals and mining, multiutilities, oil and gas, Internet software and services, and media sector. Deutsche Asset Management International GmbH serves as the investment adviser of the fund. The fund was incorporated in 1990 and is based in New York City.


H&Q LIFE SCIENCES INVESTORS (HQL)

H&Q Life Sciences Investors operates as a diversified closed-end management investment company. It primarily invests in securities of companies in the healthcare industry. The company's portfolio comprises investments primarily in biopharmaceuticals, drug delivery, drug discovery technologies, emerging biopharmaceuticals, generic pharmaceuticals, healthcare services, and medical devices and diagnostics sectors. Hambrecht & Quist Capital Management, LLC serves as the investment advisor of the company. H&Q Life Sciences was founded in 1992 and is based in Boston, Massachusetts.


SENIOR HIGH INCOME PORTFOLIO INC (ARK)

Senior High Income Portfolio, Inc. operates as a nondiversified and closed-end management investment company. The fund invests principally in senior debt obligations of companies, including corporate loans made by banks and other financial institutions, and privately and publicly offered corporate bonds and notes. The company's investment portfolio includes investments in paper, consumer durables, consumer nondurables, financial, housing, information technology, healthcare, telecommunication, transportation, wireless communications, chemicals, cable, energy, food/tobacco, leisure, packaging, utility, packaging, gaming, automotive, manufacturing, and industry sectors. Fund Asset Management, L.P. serves as investment advisor of the fund. Senior High Income Portfolio was founded in 1993 and is based in Princeton, New Jersey.


DREYFUS STRATEGIC MUNICIPAL BOND FUND INC (DSM)

Dreyfus Strategic Municipal Bond Fund, Inc. operates as a diversified, closed-end management investment company. It primarily invests in long-term municipal investments. Dreyfus Corporation serves as the investment advisor of the fund. Dreyfus Strategic Municipal Bond Fund is based in New York City.


DREYFUS STRATEGIC MUNICIPALS INC (LEO)

Dreyfus Strategic Municipals, Inc. operates as a diversified, closed-end management investment company. The fund invests primarily in municipal obligations of various states of the United States. The Dreyfus Corporation serves as the investment adviser of the fund. Dreyfus Strategic Municipals was founded in 1987 and is based in New York City.


JAPAN SMALLER CAPITALIZATION FUND INC (JOF)

Japan Smaller Capitalization Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in equity securities. Its investment portfolio includes investments in various sectors, such as manufacturing, wholesale, services, real estate and warehouse, banks and finance, iron and steel, electronics, information and software, retail, restaurants, automotive equipment and parts, electric, machinery and machine tools, chemicals and pharmaceuticals, telecommunications, food manufacturing, and textiles and apparel. Nomura Asset Management Co., Ltd. serves as the investment adviser of the fund. The fund was incorporated in 1990 and is based in New York City.


BLACKROCK CORPORATE HIGH YIELD FUND INC (COY)

Corporate High Yield Fund, Inc. operates as a diversified, closed-end management investment company. It invests primarily in corporate bonds, preferred stocks, and short-term securities. The fund's investment portfolio comprises investments in aerospace and defense, airlines, automotive, broadcasting, cable, chemicals, consumer durables and nondurables, diversified media, energy, financial, food and tobacco, gaming, health care, housing, information technology, leisure, manufacturing, metal, packaging, paper, retail, service, steel, telecommunications, transportation, utility, and wireless communications industries. Fund Asset Management, L.P. serves as the investment advisor of the fund. Corporate High Yield Fund was founded in 1993 and is based in Plainsboro, New Jersey.


PUTNAM MANAGED MUNICIPAL INCOME TRUST (PMM)

Putnam Managed Municipal Income Trust operates as a diversified, closed-end management investment company. It invests in a diversified portfolio of tax exempt municipal securities. The trust's portfolio comprises investments in health care, utilities, and transportation sectors. Putnam Investment Management, LLC serves as the investment manager of the trust. Putnam Managed Municipal Income Trust was established in 1988 and is based in Boston, Massachusetts.


ROYCE VALUE TRUST INC (RVT)

Royce Value Trust, Inc. operates as a diversified closed-end investment company. The fund invests in small- and microcap securities. It invests in various companies operating in financial, healthcare, industrial, natural resources, technology, telecommunications, and energy sectors. Royce & Associates, LLC serves as the investment advisor of the fund. Royce Value Trust was formed in 1986 and is based in New York City.


BLACKROCK CORPORATE HIGH YIELD FUND III INC (CYE)

Corporate High Yield Fund III, Inc. operates as a diversified, closed-end management investment company. It invests primarily in corporate bonds. The fund's investment portfolio comprises investments in aerospace and defense, airlines, automotive, broadcasting, cable, chemicals, consumer durables, consumer nondurables, energy, financial, food and tobacco, gaming, health care, housing, leisure, manufacturing, metal, packaging, paper, retail, service, telecommunications, transportation, utility, and wireless communication sectors. Fund Asset Management, L.P. serves as the investment advisor of the fund. Corporate High Yield Fund III was founded in 1997 and is based in Princeton, New Jersey.


MALAYSIA FUND INC (MF)

The Malaysia Fund, Inc. operates as a diversified, closed-end management investment company in the United States. The company invests primarily in equity securities. Its investment portfolio comprises such as automobiles; commercial banks; hotels, restaurants, and leisure; real estate; construction and engineering, electric utilities, diversified telecommunication services; industrial conglomerates; capital markets; media; and other industries. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the company. The Malaysia Fund was incorporated in 1987 and is based in New York City.


PROSPECT STREET HIGH INCOME PORTFOLIO INC (PHY)

Prospect Street High Income Portfolio, Inc. operates as a diversified, closed-end, management investment company. The fund invests primarily in securities of fixed-maturity, corporate debt, and redeemable preferred stocks. Its portfolio of investments comprise investments in the companies operating in the utilities; telecommunications; retail stores; personal transportation; oil and gas; hotels, motels, inns, and gaming; healthcare, education, and childcare; containers, packaging, and glass; chemicals, plastics, and rubber; and beverage, food, and tobacco sectors. Highland Capital Management, L.P. serves as the investment advisor of the fund. Prospect Street High Income Portfolio was formed in 1988 and is based in Dallas, Texas.


CIGNA HIGH INCOME SHARES (HIS)

BlackRock High Income Shares operates as a diversified, closed-end management investment company. The fund primarily invests in fixed income securities. Its portfolio comprises investments in aerospace; auto/trucks; beverages/food; broadcasting and media; building materials; cable TV; chemicals/plastics; consumer products; containers and packaging; energy; gaming; general industrial; grocery; health care; home construction; leasing; leisure/entertainment; lodging/hotel; metals; paper; printing and publishing; restaurants; retail; service; technology; telecommunications; textiles; and utilities sectors. BlackRock Advisors, Inc. serves as the investment adviser of the fund. The fund was formerly known as Cigna High Income Shares and changed its name to BlackRock High Income Shares in March 2005. BlackRock High Income Shares is based in Newton, Massachusetts.


SCUDDER HIGH INCOME TRUST (KHI)

Scudder High Income Trust operates as a closed-end, diversified management investment company. It primarily invests in corporate and foreign bonds. The fund invests in companies operating in various sectors, including consumer discretionary, consumer staples, energy, health care, industrials, information technology, telecommunication services, and utilities. Deutsche Investment Management Americas, Inc. serves as the investment advisor of the fund. Scudder High Income Trust was formed in 1987 and is based in Chicago, Illinois.


RCM STRATEGIC GLOBAL GOVERNMENT FUND INC (RCS)

PIMCO Strategic Global Government Fund, Inc. operates as a nondiversified and closed-end management investment company. The fund primarily invests in government securities, including bonds issued or guaranteed by the United States or foreign governments, by their agencies, authorities or instrumentalities, or by supranational entities, and synthetic instruments with economic characteristics similar to such securities. These securities also include mortgage-backed securities issued or guaranteed by the United States government agencies and government-sponsored enterprises. Pacific Investment Management Company LLC serves as investment adviser to the fund. The fund was founded in 1993 and is based in Newport Beach, California.


NEWMARKET CORPORATION (NEU)

NewMarket Corporation, through its subsidiaries, Afton Chemical Corporation and Ethyl Corporation, engages in the development, manufacture, blending, and delivery of chemical additives for petroleum products. The company operates in two segments, Petroleum Additives and TEL. The Petroleum Additives segment manufactures component chemicals that are selected to perform one or more specific functions and blend those chemicals with other components to form packages for use in specified end-user applications. Its customers include oil companies, refineries, vehicle original equipment manufacturers, and other specialty chemical companies. The TEL segment offers tetraethyl lead, which is used as an octane enhancer in gasoline to improve ignition qualities and operating performance of fuel. NewMarket Corporation was 1887 and is headquartered in Richmond, Virginia.


VIACOM INC (VNV)

No description available.


MORGAN STANLEY INDIA INVESTMENT FUND INC (IIF)

Morgan Stanley India Investment Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in common stocks and short-term investments. The fund's investment portfolio comprises investments in airlines, auto components, automobiles, chemicals, commercial banks, construction and engineering, construction materials, financials, diversified telecommunication services, electric utilities, electrical equipment, gas utilities, hotels, restaurants and leisure, household products, industrial conglomerates, internet software and services, IT services, media, metals and mining, oil and gas, paper and forest products, personal products, pharmaceuticals, road and rail, software, textiles, apparel and luxury goods, thrifts and mortgage finance, and tobacco industries. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the fund. Morgan Stanley India Investment Fund was incorporated in 1993 and is New York City.


BLACKROCK INCOME TRUST INC (BKT)

Blackrock Income Trust, Inc. operates as a diversified closed-end management investment company in the United States. Its portfolio comprises investments in, energy, financial institutions, media, basic materials, telecommunications, consumer products, industrials, aerospace and defense, health care, technology, transportation, automotive, entertainment and leisure, containers and packaging, building and development, ecological services and equipment, and real estate sectors. BlackRock Advisors, Inc. serves as the investment advisor of the company Blackrock Income Trust was founded in 1988 and is based in Wilmington, Delaware.


GREATER CHINA FUND INC (GCH)

The Greater China Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in the equity securities of companies in the People's Republic of China. Its investment portfolio comprises investments in automobiles, conglomerates, electrical and electronics, energy, financials, telecommunications, transportation, utilities, real estate, and technology sectors. Baring Asset Management (Asia), Ltd. serves as the investment manager of the fund. The Greater China Fund was incorporated in 1992 and is based in New York City.


BRASIL TELECOM PARTICIPACOES S.A (BTM)

Brasil Telecom S.A. provides fixed-line telecommunications services in Brazil. It offers local and intrastate fixed line telecommunications services. The company's local fixed-line services include calls that originate and terminate within a single local area, as well as installation, monthly subscription, public telephones, and supplemental local services. Intrastate long distance services consist of intrastate and interstate calls, and international long distance services. The company also provides wireless telecommunications services using global system for mobile communications through its subsidiary, Brasil Telecom Celular S.A. In addition, it provides network services that comprise interconnection, leasing of facilities, and fixed-to-mobile services; and data transmission services. Further, the company provides various other supplemental local services, which include voice mail, call waiting, call forwarding, conferencing, speed dialing, caller ID, and advertising on public telephone cards. Brasil Telecom also offers Internet services. As of December 31, 2004, Brasil Telecom had 2,109 points of sale (POS), including 16 flagship stores, 48 kiosks, 800 exclusive authorized dealers and nonexclusive authorized sales agents, and 1,300 prepaid card resellers. These POS offer fixed-line, ADSL, mobile, Internet installation CDs, intelligent services, accessories, modems, and personal computers. The company is based in Brasilia, Brazil. Brasil Telecom S.A. is a subsidiary of Brasil Telecom Participacoes S.A.


BLUE CHIP VALUE FUND INC (BLU)

Blue Chip Value Fund, Inc. operates as a diversified, closed-end management investment company. The fund primarily invests in common stocks and short-term investments. Its portfolio includes investments in materials, capital goods, commercial services, communications, consumer cyclical, consumer staples, energy, financials, medical/healthcare, technology, transportation, utilities, and real estate investment trust sectors. Denver Investment Advisors LLC serves as the fund's investment adviser. Blue Chip Value Fund was established in 1987 and is based in Denver, Colorado.


NUVEEN PREMIUM INCOME MUNICIPAL FUND II INC (NPM)

Nuveen Premium Income Municipal Fund 2, Inc. operates as a closed-end, diversified management investment company. The fund invests in a diversified portfolio of municipal obligations issued by state and local government authorities. It invests in tax-exempt or taxable fixed-income securities or equity securities. The fund's investment portfolio includes investments in the U.S. guaranteed obligations and tax obligations, as well as in the healthcare, transportation, utilities, education, and consumer staples sectors. Nuveen Asset Management serves as investment adviser of the fund. Nuveen Premium Income Municipal Fund 2 was founded in 1991 and is based in Chicago, Illinois.


RESOURCE AMERICA INC (REXI)

America, Inc. operates as an asset management company. The company, through its subsidiaries, operates in three segments: Financial Fund Management; Real Estate; and Equipment Finance. The Financial Fund Management segment engages in the formation and collateral management of structured financial products and of issuers of collateralized debt obligations, such as trust preferred securities, asset backed securities, leveraged loans, private equity, commercial mortgage backed securities, residential mortgage backed securities, collateralized debt obligations, and home equity loans. The Real Estate segment focuses on the acquisition of multifamily properties on behalf of the limited partnership investment funds it sponsors. The Equipment Finance segment offers small ticket equipment leases to the small to mid-sized business market through the formation of strategic marketing alliances. Resource America was founded in 1966 and is based in Philadelphia, Pennsylvania.


VAN KAMPEN HIGH INCOME CORPORATE BOND FUND (VLT)

Van Kampen High Income Trust II operates as a diversified, closed-end management investment company. The trust primarily invests in the corporate bonds of energy, gaming and leisure, chemicals, utility, forest, healthcare, diversified media, cable, food and tobacco, transportation, housing, telecommunications, services, consumer products, food and drug, wireless communications, manufacturing, metals, information technology, retail, financial, aerospace, apparel, accessories and luxury goods, and broadcasting sectors. Van Kampen Asset Management serves as an investment advisor of the trust. Van Kampen High Income Trust II was founded in 1989 and is based in New York City.


MEDALLION FINANCIAL CORP (TAXI)

Medallion Financial Corp. operates as a specialty finance company that originates and services taxicab medallion loans in the United States. Its medallion loan portfolio consists of fixed-rate loans, collateralized by first security interests in taxicab medallions and related assets. It also originates consumer loans collateralized by recreational vehicles, boats, and trailers. Additionally, the company, through its subsidiaries, originates SBA Section 7(a) loans, commercial and consumer loans, and loans to small businesses for the purpose of financing inventory and receivables; conducts a mezzanine financing business; and raises deposits and engages in other banking activities. The company is headquartered in New York City.


JAPAN EQUITY FUND INC (JEQ)

The Japan Equity Fund, Inc. operates as a closed-end, diversified management investment company in Japan. The fund's investment portfolio includes common stocks of companies listed on Tokyo Stock Exchange and the U.S. dollar time deposits. It invests in fishing, agriculture and forestry, mining, construction, manufacturing, electric power and gas, transport and communication, commerce, finance and insurance, real estate, and services sectors. Daiwa SB Investments (USA), Ltd. acts as its investment manager. The Japan Equity Fund, formerly known as The Japan Emerging Equity Fund, Inc., was incorporated in 1990 and is based in Jersey City, New Jersey.


KOREA FUND INC (KF)

The Korea Fund, Inc. operates as a closed-end, nondiversified management investment company. It primarily invests in Korean securities. The fund's portfolio of investments includes investments in companies operating in the information technology, financials, consumer discretionary, telecommunications services, materials, industrials, consumer staples, and energy. Deutsche Investment Management Americas, Inc. serves as the investment manager of the fund. The Korea Fund was founded in 1984 and is based in the New York City.


TEMPLETON DRAGON FUND INC (TDF)

Templeton Dragon Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in equity securities of Chinese companies. It invests in companies operating in various sectors, which include commercial banks, computers and peripherals, capital markets, distributors, electric utilities, electronic equipment and instruments, and airlines sectors. Templeton Asset Management, Ltd. serves as the investment manager of the fund. Templeton Dragon Fund was formed in 1994 and is based in Fort Lauderdale, Florida.


CROSS TIMBERS ROYALTY TRUST (CRT)

Cross Timbers Royalty Trust holds net profits interests in certain royalty and overriding royalty interest properties in Texas, Oklahoma, and New Mexico. It holds 90% net profits interests in certain royalty and overriding royalty interests in producing properties in Texas, Oklahoma, and New Mexico; and 75% net profits interests in certain working interest properties, including oil-producing properties in Texas and Oklahoma. Cross Timbers Royalty Trust was created in 1991 and is based in Dallas, Texas.


BLACKROCK MUNIHOLDINGS FLORIDA INSURED FUND INC (MFL)

MuniHoldings Florida Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in long-term municipal bonds. Fund Asset Management, L.P. serves as the investment adviser of the company. MuniHoldings Florida Insured Fund was founded in 1997 and is based in Princeton, New Jersey.


NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP)

Nuveen Performance Plus Municipal Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's portfolio includes investments in the U.S. guaranteed, tax obligation (general and limited), utilities, and healthcare sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Performance Plus Municipal Fund was founded in 1989 and is based in Chicago, Illinois.


ABERDEEN AUSTRALIA EQUITY FUND INC (IAF)

Aberdeen Australia Equity Fund, Inc. operates as a closed-end, nondiversified management Investment Company. The fund invests primarily in equity securities, such as common stocks, preferred stocks, and convertible stocks of Australian companies listed on The Australian Stock Exchange. Its portfolio includes investments in consumer discretionary, consumer staples, energy, financials, industrials, materials, property, telecommunication services, and utility sectors. Aberdeen Asset Management Limited serves as the investment advisor of the fund. Aberdeen Australia Equity Fund was incorporated in 1985 and is based in Plainsboro, New Jersey.


AMERICAN STRATEGIC INCOME PORTFOLIO III (CSP)

American Strategic Income Portfolio, Inc. III operates as a diversified, closed-end investment management company. It primarily invests in mortgage-related assets. The company also invests in U.S. government securities, corporate debt securities, preferred stock issued by real estate investment trusts, and mortgage servicing rights. U.S. Bancorp Asset Management, Inc. serves as the investment advisor of the company. American Strategic Income Portfolio was founded in 1993 and is based in Minneapolis, Minnesota.


TRI CONTINENTAL CORPORATION (TY)

Tri-Continental Corporation operates as a diversified, closed-end investment management company. It invests in the common stock in a range of industry sectors, including commercial services and supplies; communications equipment; computers and peripherals; consumer durables and apparel; consumer staples; diversified financials; health care equipment and services; hotels, restaurants, and leisure, insurance, media, metals and mining, paper and forest products, pharmaceuticals and biotechnology, real estate, retailing, semiconductors and semiconductor equipment, software and services, telecommunication services, and utilities. The company is based in New York City.


NEW GERMANY FUND INC (GF)

The New Germany Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in middle-market German equities. The fund's investment portfolio comprises investments in biotechnology, chemicals, commercial services and supplies, aerospace and defense, construction and engineering, construction materials, diversified financials, and diversified telecommunication sectors. It also invests in electrical equipment, electronic equipment and instruments, food products, healthcare providers and services, household products, insurance, internet software and services, machinery, media, multiline retail, pharmaceuticals, real estate, software, textiles apparel and luxury sectors. Deutsche Asset Management International GmbH operates as the investment adviser of the fund. The New Germany Fund was founded in 1989 and is based in New York City.


ADAMS EXPRESS COMPANY (ADX)

Adams Express Company operates as a diversified closed-end equity investment company. Its portfolio comprises investments in consumer, energy, financial, health care, industrials, information technology, materials, telecom services, and utilities sectors. The company also makes loans of securities to brokers, which are secured by cash deposits, U.S. Government securities, or bank letters of credit. Adams Express Company was founded by Alvin Adams in 1840 and is headquartered in Baltimore, Maryland.


SCUDDER GLOBAL HIGH INCOME FUND INC (LBF)

Scudder Global High Income Fund, Inc. operates as a closed-end, nondiversified management investment company. The fund invests in sovereign bonds and U.S. government backed bonds, which include fixed and floating rate. Deutsche Investment Management Americas, Inc. serves as an investment advisor of the fund. Scudder Global High Income Fund was founded in 1992 and is based in Boston, Massachusetts.


WILLIAMS COAL SEAM GAS ROYALTY TRUST (WTU)

Williams Coal Seam Gas Royalty Trust holds interests in proved coal seam gas properties located in the San Juan Basin of New Mexico and Colorado. Its royalty interests include the underlying properties conveyed by Williams Production Company to the trust from its net revenue interests, including its net profits interest in 5,348 gross acres in the Farmout Properties in La Plata County, Colorado. The trust was founded in 1972 and is based in Dallas, Texas.


TEMPLETON EMERGING MARKETS FUND (EMF)

Templeton Emerging Markets Fund operates as a diversified, closed-end investment company. The fund primarily invests in equity securities. Its investment portfolio comprises investments in semiconductors and semiconductor equipment, metals and mining, wireless telecommunication services, oil and gas, diversified financial services, and machinery sectors. Templeton Asset Management, Ltd. serves as the investment manager of the fund. Templeton Emerging Markets Fund was founded in 1940 and is based in Fort Lauderdale, Florida.


BLACKROCK GLOBAL (BGT)



DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC)

Duff & Phelps Utility & Corporate Bond Trust, Inc. operates as a diversified and closed-end management investment company. The fund invests primarily in a utility income securities, corporate income securities, mortgage-backed securities, and asset-backed securities. Its investment portfolio includes investments in auto and truck, broadcasting and publishing, telephone, industrial, financial, and utilities sectors. Duff and Phelps Investment Management Co. serves as an investment adviser of the fund. The fund was founded in 1992 and is based in Chicago, Illinois.


CONSUMER PORTFOLIO SERVICES INC (CPSS)

Consumer Portfolio Services, Inc. operates as a consumer finance company in the United States. The company and its subsidiaries engage in purchasing, selling, and servicing retail automobile installment sale contracts originated by licensed motor vehicle dealers in the sale of new and used automobiles, light trucks, and passenger vans. Through its purchases, the company provides indirect financing to motor vehicle dealers. It operates primarily in 43 states. The company was formed in 1991 and is headquartered in Irvine, California.


BLACKROCK MUNIYIELD QUALITY FUND INC (MQY)

MuniYield Quality Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in long-term municipal obligations the interest on which is exempt from federal income taxes. It also invests in short-term securities. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield Quality Fund was founded in 1992 and is based in Princeton, New Jersey.


STIFEL FINANCIAL CORPORATION (SF)

Stifel Financial Corp., through its subsidiaries, offers securities-related financial services in the United States. It operates through three segments: Private Client Group, Equity Capital Markets, and Fixed Income Capital Markets. The Private Client Group segment provides securities brokerage services, including the sale of equities, mutual funds, fixed income products, and insurance, to its private clients. The Equity Capital Markets segment's operations include corporate finance management and participation in underwritings, mergers and acquisitions, institutional sales, trading, research, and market making. The Fixed Income Capital Markets segment's activities include public finance, institutional sales, and competitive underwriting, and trading. The company's customers include individuals, corporations, municipalities, and institutions. Stifel Financial is headquartered in St. Louis, Missouri.


BLACKROCK MUNIYIELD FUND INC (MYD)

MuniYield Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of long-term, investment-grade municipal obligations. The fund was founded in 1991 and is based in Princeton, New Jersey.


VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II (VKI)

Van Kampen Advantage Municipal Income Trust II operates as a diversified, closed-end management investment company. The trust invests in municipal securities in the United States. Its portfolio investments primarily comprise public education, water, and sewer and hospital sectors. Van Kampen Asset Management serves as the investment advisor of the trust. Van Kampen Advantage Municipal Income Trust II was founded in 1993 and is based in New York City.


CHINA FUND INC (CHN)

China Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in the equity securities. Its portfolio includes investments in industrials, information technology, consumer discretionary, utilities, materials, consumer staples, telecommunications, financials, health care, energy, and other sectors. Martin Currie, Inc. serves as the investment advisor to the fund. The fund was incorporated in 1992 and is based in Boston, Massachusetts.


FRANKLIN UNIVERSAL TRUST (FT)

Franklin Universal Trust operates as a diversified, closed-end investment company. It invests in corporate bonds, utilities common and preferred stocks, foreign government U.S. dollar-denominated bonds, natural resources common stocks, and foreign government agencies. The trust's portfolio includes investments in companies operating in various sectors, including nonenergy minerals, utilities, commercial services, communications, consumer durables, consumer nondurables, electronic technology, energy minerals, healthcare, industrials, and financials. Franklin Advisers, Inc. serves as the investment adviser of the trust. Franklin Universal Trust was founded in 1988 and is based in San Mateo, California.


ADMINISTRADORA DE FONDOS DE PENSIONES-PROVIDA S.A (PVD)

Administradora de Fondos de Pensiones Provida S.A. offers private pension fund administration and related services in the Republic of Chile. Its services include collection for individual capitalization accounts, voluntary savings accounts, voluntary pension savings, life and disability benefits, investment services, and accounts administration. The company also holds investments in private pension fund administrators operating in Peru, Ecuador, Mexico, and the Dominican Republic. As of June 30, 2005, it operated 134 branches. The company was incorporated in 1981 and is headquartered in Santiago, Chile. Administradora de Fondos de Pensiones Provida S.A. is a majority owned subsidiary of BBVA Pensiones Chile S.A.


WESTERN ASSET 2008 WORLDWIDE DOLLAR GOVERNMENT TERM TRUST INC (SBG)

Salomon Brothers 2008 Worldwide Dollar Government Term Trust, Inc. operates as a nondiversified, closed-end management investment company. It primarily invests in securities issued or guaranteed by the U.S. Government, its agencies or instrumentalities, securities issued or guaranteed by foreign governments and collateralized in full by U.S. Government securities, and zero-coupon obligations of municipal issuers. The trust invests in sovereign bonds, mortgage backed securities, collateralized mortgage obligations, municipal bonds, warrants, rights, and repurchase agreements. Salomon Brothers Asset Management, Inc. serves as an investment adviser of the trust. Salomon Brothers 2008 Worldwide Dollar Government Term Trust was formed in 1993 and is based in New York City.


MESABI TRUST (MSB)

Mesabi Trust, a grantor trust, holds overriding royalty rights in mineral properties in the United States. The trust holds interests in certain properties in the Mesabi Iron Range, including its interest as assignor in the Amended Assignment of Peters and the Amended Assignment of Cloquet Lease, which cover properties aggregating approximately 9,750 contiguous acres in St. Louis County, Minnesota. It also holds beneficial interests in Mesabi Land Trust, which has a 20% interest as fee owner in the Peters Lease Lands, as well as a 100% fee ownership in certain nonmineral-bearing lands adjacent to the Peters and Cloquet Lease Lands. The Peters and Cloquet Lease Lands are located at the eastern end of the Mesabi Iron Range and contain low-grade iron ore, known as taconite. Mesabi Trust was formed in 1919 and is based in New York City.


MUNIVEST FUND INC (MVF)

MuniVest Fund, Inc. operates as a non-diversified, closed-end management investment company. The fund primarily invests in a portfolio of long-term, investment grade municipal obligations. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniVest Fund was formed in 1988 and is based in Princeton, New Jersey.


COLONIAL HIGH INCOME MUNICIPAL TRUST (CXE)

Colonial High Income Municipal Trust operates as a diversified, closed-end management investment company. The trust principally invests in municipal bonds and local general obligations. Its portfolio includes investments in various sectors, such as multifamily, hospitals, care retirement, and investor-owned utilities. Columbia Management Advisors, Inc. manages the operations of the trust. Colonial High Income Municipal Trust was established in 1989 and is based in Boston, Massachusetts.


MORGAN STANLEY EMERGING MARKETS FUND INC (MSF)

Morgan Stanley Emerging Markets Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in equity securities. Its investment portfolio includes investments in the consumer discretionary, consumer staples, energy, financials, healthcare, industrials, information technology, materials, telecom services, and utilities sectors. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the fund. Morgan Stanley Emerging Markets Fund was incorporated in 1991 and is based in New York City.


MORGAN STANLEY EASTERN EUROPE FUND INC (RNE)

Morgan Stanley Eastern Europe Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in securities of issuers located in emerging markets or which are denominated in foreign currencies. It invests in companies operating in various sectors, including pharmaceuticals, energy, financial, telecommunications, food and beverages, media, metals and mining, construction, and chemicals. Morgan Stanley Investment Management, Inc. serves as the adviser to the fund. Morgan Stanley Eastern Europe Fund was incorporated in 1994 and is based in New York City.


NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (NAD)

Nuveen Dividend Advantage Municipal Fund operates as a closed-end, diversified management investment company. The fund primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio includes investments in the U.S. guaranteed obligations and tax obligations, as well as in the healthcare, transportation, utilities, education, and consumer staples sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Dividend Advantage Municipal Fund was founded in 1999 and is based in Chicago, Illinois.


H&Q HEALTHCARE INVESTORS (HQH)

H&Q Healthcare Investors operates as a diversified closed-end management investment company. It invests primarily in securities of public and private companies in the healthcare industry. The company's portfolio comprises investments in biopharmaceuticals, drug delivery, drug discovery technologies, generic pharmaceuticals, healthcare services, and medical devices and diagnostics sectors. Hambrecht & Quist Capital Management LLC serves as the investment advisor of the company. H&Q Healthcare Investors was founded in 1986 and is based in Boston, Massachusetts.


WESTERN ASSET MANAGED MUNICIPALS FUND INC (MMU)

Managed Municipals Portfolio, Inc. operates as a nondiversified and closed-end management investment company. The fund invests principally in municipal bonds and short-term investments. Its investment portfolio includes investments in hospitals, education, transportation, utilities, general obligation, water and sewer, tobacco, pollution control, and housing. Smith Barney Fund Management LLC acts as the investment adviser to the fund. The fund was founded in 1992 and is based in New York City.


POWERSHARES EXCHANGE-TRADED FUND TRUST (PGF)

The investment seeks to track the price and yield performance, before fees and expenses, of the Wachovia Hybrid & Preferred Securities Financial Index. The fund will invest at least 80% of assets in preferred securities of financial institutions. It will invest at least 90% of assets in preferred securities that comprise the index. The index consists of the preferred securities of approximately 30 financial institutions. The fund is nondiversified.


SCUDDER MUNICIPLE INCOME TRUST (KTF)

Scudder Municipal Income Trust operates as a closed-end, diversified management investment company. The trust invests in municipal investments, which include revenue bonds, the U.S. government secured bonds, general obligation bonds, and lease obligations. Deutsche Investment Management Americas, Inc. serves as the investment advisor of the trust. Scudder Municipal Income Trust founded in 1988 and is based in Chicago, Illinois.


MFS MUNICIPAL INCOME TRUST (MFM)

MFS Municipal Income Trust operates as a nondiversified and closed-end management investment company. The fund primarily invests in high-yield securities rated below investment grade. Its portfolio includes investments in airport and port, chemicals, healthcare, human services, environmental services, entertainment and tourism, multifamily housing, single family housing, tobacco, transportation, utilities, and metals sectors. Massachusetts Financial Services Company serves as investment advisor of the trust. The trust was founded in 1986 and is based in Boston, Massachusetts.


CHILE FUND INC (CH)

The Chile Fund, Inc. operates as a closed-end, non-diversified management investment company. It invests primarily in Chilean equity and debt securities, and mutual funds. The company investment portfolio comprises investments in banking, chemicals-diversified, diversified operations, electric-integrated, food and beverages, food-retail, infrastructure, paper and related products, retail-diversified, retail-major department stores, shipping, telephone-integrated, and other sectors. Credit Suisse Asset Management, LLC serves as the investment advisor of the fund. The Chile Fund was incorporated in 1989 and is based in New York City.


PUTNAM MUNICIPAL OPPORTUNITIES TRUST (PMO)

Putnam Municipal Opportunities Trust operates as a nondiversified, closed-end management investment company. It invests primarily in investment-grade and below-investment-grade municipal bonds of various states in the United States. The fund's investment portfolio comprises investments in healthcare, utilities, transportation, water and sewer, and housing sectors. Putnam Investment Management, LLC operates as the investment manager of the fund. Putnam Municipal Opportunities Trust was founded in 1993 and is based in Boston, Massachusetts.


MFS GOVERNMENT MARKETS INCOME TRUST (MGF)

MFS Government Markets Income Trust operates as a nondiversified and closed-end management investment company. The trust invests primarily in U.S. and non-U.S government securities. Its investment portfolio includes investments in mortgage backed, U.S. government agencies, international sovereigns, U.S. treasuries, cash and other net assets, emerging markets debt, high grade corporates, and residential mortgage backed. Massachusetts Financial Services Company serves as the investment advisor of the trust. The trust was founded in 1987 and is based in Boston, Massachusetts.


BLACKROCK MUNIYIELD CALIFORNIA INSURED FUND INC (MCA)

MuniYield California Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of long-term investment-grade municipal obligations, the interest on which is exempt from Federal and California income taxes. Fund Asset Management, L.P. serves the investment advisor of the fund. MuniYield California Insured Fund was founded in 1992 and is based in Princeton, New Jersey.


THAI FUND INC (TTF)

The Thai Fund, Inc. operates as a nondiversified, closed-end management investment company in the United States. The company invests primarily in equity securities in Thailand. Its investment portfolio includes various sectors, such as commercial banks; construction materials; oil and gas; wireless telecommunication services; construction and engineering; household durables; metals and mining; textiles, apparel, and luxury goods; transportation infrastructure; real estate; leisure equipment and products; food and staples retailing; electric utilities; consumer finance; and chemicals. Morgan Stanley Investment Management, Inc. serves as an investment advisor of the fund. The company was incorporated in 1987 and is based in New York City.


SELIGMAN SELECT MUNICIPAL FUND INC (SEL)

Seligman Select Municipal Fund, Inc. operates as a closed-end municipal fund. The fund invests in municipal bonds. J. & W. Seligman & Co. Incorporated serves as investment manager of the fund. Seligman Select Municipal Fund was established in 1989 and is based in New York City.


BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND INC (MHN)

MuniHoldings New York Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in long-term municipal bonds. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniHoldings New York Insured Fund was founded in 1997 and is based in Princeton, New Jersey.


TEMPLETON RUSSIA FUND INC (TRF)

Templeton Russia and East European Fund, Inc. operates as a nondiversified, closed-end investment company. It invests primarily in the equity securities of Russia and eastern European countries. The fund's investment portfolio comprises investments in diversified telecommunication services, metals and mining, commercial banks, electric utilities, pharmaceuticals, wireless telecommunication services, chemicals, and automobiles, as well as oil, gas, and consumable fuel sectors. Templeton Asset Management, Ltd. operates as an investment manager of the fund. Templeton Russia and East European Fund was founded in 1994 and is based in Fort Lauderdale, Florida.


PUTNAM INVESTMENT GRADE MUNICIPAL TRUST (PGM)

Putnam Investment Grade Municipal Trust operates as a diversified, closed-end management investment company. The trust invests primarily in investment-grade municipal bonds and notes. Putnam Investment Management, LLC serves as the manager of the trust. Putnam Investment Grade Municipal Trust is based in Boston, Massachusetts.


GLOBAL HIGH INCOME DOLLAR FUND INC (GHI)

Global High Income Dollar Fund Inc. operates as a closed-end, nondiversified management investment company. Its investment portfolio includes capital markets, commercial banks, construction and engineering, diversified financial services, electric utilities, and oil and gas. UBS Global Asset Management (US), Inc. acts as an investment advisor for the fund. The company was incorporated in 1993 and is based in New York City.


BLACKROCK MUNIYIELD CALIFORNIA FUND INC (MYC)

MuniYield California Fund, Inc. operates as a nondiversified and closed-end management investment company. The fund invests primarily in a portfolio of long-term municipal bonds that are exempt from federal and California income taxes. It also invests in short-term securities. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield California Fund was founded in 1991 and is based in Princeton, New Jersey.


BLACKROCK MUNIASSETS FUND INC (MUA)

MuniAssets Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of medium-to-lower grade or unrated municipal obligations. Fund Asset Management, L.P. serves as the investment adviser of the fund. MuniAssets Fund was founded in 1993 and is based in Plainsboro, New Jersey.


WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC (MHF)

Municipal High Income Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests primarily in municipal bonds. Its portfolio includes investments in hospital, education, lifecare system, industrial development, transportation, pollution control, general obligations, multifamily housing, tobacco, public facilities, congeneration facilities, and water and sewer sectors. Smith Barney Fund Management LLC serves as investment advisor to the fund. Municipal High Income Fund was established in 1988 and is based in New York City.


BLACKROCK INCOME OPPORTUNITY TRUST INC (BNA)

BlackRock Income Opportunity Trust, Inc. operates as a diversified, closed-end management investment company. The trust invests in corporate bonds, bank loans, U.S. government and agency securities, agency multiple class mortgage pass-throughs, foreign government bonds, collateralized mortgage obligations, inverse floating rate mortgages, asset-backed securities, and interest only asset-backed securities. Its investment portfolio includes investments in energy, financial institutions, materials, media, consumer products, industrial, healthcare, transportation, telecommunication, and technology. BlackRock Advisors, Inc. serves as advisor for trust. The trust is based in Wilmington, Delaware.


WESTERN ASSET EMERGING MARKETS FLOATING RATE FUND INC (EFL)

Salomon Brothers Emerging Markets Floating Rate Fund, Inc. operates as a nondiversified, closed-end, management investment company. The fund primarily invests in floating rate debt securities and fixed rate securities, such as sovereign bonds, loan participation, and repurchase agreements. Salomon Brothers Asset Management, Inc. serves as an investment manager of the fund. Salomon Brothers Emerging Markets Floating Rate Fund was incorporated in 1994 and is based in New York City.


NUVEEN PREMIUM INCOME MUNICIPAL FUND IV INC (NPT)

Nuveen Premium Income Municipal Fund 4, Inc. operates as a closed-end, diversified management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio includes investments in the U.S. guaranteed obligations and tax obligations, as well as in the consumer staples, education, healthcare, housing/multifamily, housing/single family, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as investment advisor of the fund. Nuveen Premium Income Municipal Fund 4 was founded in 1993 and is based in Chicago, Illinois.


LIBERTY ALL-STAR GROWTH FUND INC (ASG)

Liberty All-Star Growth Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests primarily in equity securities. Its portfolio primarily comprises investments in information technology, consumer discretionary, health care, industrials, financials, consumer staples, energy, telecommunication services, and materials sectors. Liberty Asset Management Company serves as the investment advisor of the fund. Liberty All Star Growth Fund was established in 1985 and is based in Boston, Massachusetts.


ALLIANCE CAPITAL MANAGEMENT HOLDING L.P (ADF)

ACM Managed Dollar Income Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in United States and nonUnited States fixed income securities, denominated in U.S. dollars. The fund's portfolio comprises investments in aerospace and defense, automotive, broadcasting and media, building and real estate, cable, chemicals, communications, consumer manufacturing, diversified media, energy, entertainment and leisure, food and beverage, financial, gaming, health care, hotels and lodging, industrial, insurance, metals and mining, paper and packaging, retail, service, technology, and utilities sectors. Alliance Capital Management, L.P. serves as the manager and advisor of the fund. ACM Managed Dollar Income Fund was incorporated in 1993 and is based in New York City.


COLONIAL INTERMEDIATE HIGH INCOME FUND (CIF)

Colonial Intermediate High Income Fund operates as a diversified, closed-end management investment company. The fund invests in high yield fixed income securities in lower-rated categories. Its investment portfolio includes investments in telecommunication, services, media, lodging, electric, chemicals, consumer cyclical, apparel, auto manufacturers, entertainment, and home building sectors. Columbia Management Advisors, Inc. serves as an investment advisor of the fund. Colonial Intermediate High Income Fund was founded in 1988 and is based in Boston, Massachusetts.


NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC (NIO)

Nuveen Insured Municipal Opportunity Fund, Inc. operates as a closed-end, diversified management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's investment portfolio primarily consists of investments in transportation, U.S. guaranteed, utilities, tax obligation/limited, and healthcare sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Insured Municipal Opportunity Fund was founded in 1991 and is based in Chicago, Illinois.


BLACKROCK MUNIYIELD NEW YORK INSURED FUND INC (MYN)

MuniYield New York Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of long-term municipal bonds. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield New York Insured Fund was founded in 1991 and is based in Princeton, New Jersey.


MORGAN STANLEY EMERGING MARKETS DEBT FUND INC (MSD)

Morgan Stanley Emerging Markets Debt Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in debt securities. Its portfolio includes investments in energy, industrial, short-term investments, sovereign, and other sectors. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the fund. The fund was incorporated in 1993 and is based in New York City.


STRATEGIC GLOBAL INCOME FUND INC (SGL)

Strategic Global Income Fund, Inc. operates as a closed-end, nondiversified management investment company. The fund invests primarily in U.S. corporate bonds, asset-backed securities, commercial mortgage-backed securities, foreign government bonds, short-term investments, mortgage-backed securities, and U.S. government obligations. Its portfolio includes investments in beverages, commercial banks, consumer finance, diversified financial services, energy equipment and services, food products, media, road and rail, and oil, gas and consumable fuels sectors. UBS Global Asset Management (US), Inc. serves as the investment advisor of the fund. The fund was incorporated in 1991 and is based in New York City.


BLACKROCK APEX MUNICIPAL FUND INC (APX)

Apex Municipal Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of medium-to-lower grade or unrated municipal obligations of various states in the United States. Fund Asset Management, L.P. serves as the investment advisor of the fund. Apex Municipal Fund was founded in 1987 and is based in Princeton, New Jersey.


INVESTMENT GRADE MUNICIPAL INCOME FUND INC (PPM)

Investment Grade Municipal Income Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests primarily in municipal obligations. Its investment portfolio includes various sectors, such as power, lease, water and sewer, and hospitals. UBS Global Asset Management, Inc. serves as the investment advisor and administrator of the fund. The fund was incorporated in 1992 and is based in New York City.


FIRST FINANCIAL FUND INC (FF)

First Financial Fund, Inc. operates as a closed-end and diversified management investment company. It invests in financial and financial services-related companies, including savings and banking institutions, mortgage banking institutions, and their holding companies. Wellington Management Company, LLP serves as the Investment Adviser to fund. The fund was incorporated in 1986 and is based in Boulder, Colorado.


TURKISH INVESTMENT FUND INC (TKF)

The Turkish Investment Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in equity securities of Turkish corporations. Its portfolio includes investments in commercial banks, basic materials, media, building products, healthcare providers and services, multiline retail, construction materials, auto components, wireless telecommunications services, industrial conglomerates, and airlines sectors. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the fund. Turkish Investment Fund was incorporated in 1988 and is based in New York City.


MEXICO EQUITY AND INCOME FUND INC (MXE)

The Mexico Equity and Income Fund, Inc. operates as a closed-end, nondiversified management investment company. It primarily invests in common stocks and corporate bonds. The fund's portfolio comprises investments in airlines; communications; cement; construction; financials; food, beverage, and tobacco; retailing; paper products; media; mining; and industrial conglomerate sectors. Pichardo Asset Management, S.A. de C.V. serves as the investment adviser of the fund. The Mexico Equity and Income Fund was incorporated in 1990 and is based in Milwaukee, Wisconsin.


SANTA FE ENERGY TRUST (SFF)

Santa Fe Energy Trust, a grantor trust, holds royalty interests in certain oil and gas properties owned by Devon Energy Production Company, L.P. It has interests in one production unit in the Wasson field in west Texas. As of June 30, 2005, the company's principal asset comprised of Wasson ODC Royalty. Santa Fe Energy Trust was formed in 1992 and is based in Austin, Texas.


NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU)

Nuveen Quality Income Municipal Fund, Inc. operates as a closed-end, diversified management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's investment portfolio includes investments in the tax obligation/general, the U.S. guaranteed, transportation, utilities, healthcare, tax obligation/limited, and consumer staples sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Quality Income Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


INSURED MUNICIPAL INCOME FUND INC (PIF)

Insured Municipal Income Fund, Inc. operates as a closed-end, diversified management investment company. It invests primarily in municipal obligations. The fund's investment portfolio includes investments in power, water and sewer, escrowed-to-maturity, hospital, and sales tax sectors. UBS Global Asset Management (US), Inc. serves as the investment advisor of the fund. Insured Municipal Income Fund was incorporated in 1993 and is based in New York City.


EMERGING MARKETS TELECOMMUNICATIONS FUND (ETF)

The Emerging Markets Telecommunications Fund, Inc. operates as a closed-end, nondiversified management investment company. The fund invests in equity securities of telecommunication companies operating primarily in Asia and Latin America. Credit Suisse Asset Management, LLC serves as the investment adviser to the fund. The Emerging Markets Telecommunications Fund is based in New York City.


PETROLEUM RESOURCES CORPORATION (PEO)

Petroleum & Resources Corporation operates as a nondiversified investment company. The fund primarily invests in natural resources stocks. Its investment portfolio comprises investments in energy, services, basic industries, and paper and forest products sectors. Petroleum & Resources is based in Baltimore, Maryland.


MS QUALITY MUNICIPAL INCOME TRUST (IQI)

Morgan Stanley Quality Municipal Income Trust operates as a diversified, closed-end management investment company. The trust invests primarily in tax-exempt municipal bonds. It also invests in residual interest bonds, which are inverse floating rate municipal obligations. The trust's investment portfolio primarily includes various sectors that comprise transportation, electric, hospital, pollution control, and water and sewer. Morgan Stanley Investment Advisors, Inc. serves as the investment adviser of the trust. Morgan Stanley Quality Municipal Income Trust was founded in 1992 and is based in the New York City.


NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (NQJ)

Nuveen New Jersey Investment Quality Municipal Fund, Inc. operates as a closed-end management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. In addition, it also invests in tax-exempt or taxable fixed-income securities or equity securities. Its portfolio includes investments in transportation, education and civic organizations, healthcare, consumer staples, water and sewer, U.S. guaranteed, tax obligation/limited, tax obligation/general, and other sectors. Nuveen Advisory Corp. serves as the investment adviser of the fund. Nuveen New Jersey Investment Quality Municipal Fund was established in 1990 and is based in Chicago, Illinois.


MHI HOSPITALITY CORPORATION (MDH)

MHI Hospitality Corporation, a real estate investment trust (REIT), engages in the ownership and operation of upper upscale and midscale hotels located in primary and secondary markets in the United States. As of September 30, 2005, it owned 7 hotel properties, with 1675 rooms, which operated under the brand names Hilton and Holiday Inn in Pennsylvania, Maryland, Georgia, Virginia, Florida, and North Carolina. The company also owns two space leases for the common areas of the Shell Island Resort, a condominium resort property located in Wrightsville Beach, North Carolina. MHI Hospitality has elected to be treated as a REIT for federal income tax purposes. As a REIT, the company would not be subject to federal income tax, provided it distributes approximately 90% of its taxable income to its stockholders. MHI Hospitality has strategic alliance agreement with MHI Hotels Services LLC. The company was founded in 1957 and is headquartered in Williamsburg, Virginia.


HYPERION TOTAL RETURN FUND INC (HTR)

The Hyperion Total Return Fund, Inc. operates as a diversified and closed-end management investment company. The fund invests commercial mortgagebacked securities, nonagency residential mortgagebacked securities, interest only securities, corporate obligations, preferred stocks, common stocks, U.S. Government and agency obligations. Hyperion Capital Management, Inc. serves as the investment adviser of the fund. The Hyperion Total Return Fund was incorporated in 1989 and is based in New York City.


VAN KAMPEN MUNICIPAL TRUST (VKQ)

Van Kampen Municipal Trust operates as a diversified, closed-end management investment company. It invests in a portfolio of investment grade municipal obligations and unrated securities. The trust primarily invests in general purpose; hospital; public education; public building; and bridge, tunnel, and toll road sectors. Van Kampen Asset Management serves as its investment advisor. The trust was founded in 1991 and is based in New York City.


HIGH YIELD PLUS FUND INC (HYP)

The High Yield Plus Fund, Inc. (the fund) operates as a diversified closed-end management investment company. It primarily invests in debt securities rated in the medium to lower categories. The fund's portfolio comprises investments in energy, technology, automobiles, pharmaceutical, cable television, utilities, wireless telecommunications, and textiles sectors. Wellington Management Company, LLP operates as the investment advisor of the fund. High Yield Plus Fund was organized in 1988 and is based in Newark, New Jersey.


PUTNAM HIGH INCOME BOND FUND (PCF)

Putnam High Income Bond Fund operates as a diversified, closed-end management investment company. The fund invests primarily in convertible securities and nonconvertible securities, corporate bonds and notes, common stock, preferred stock, and short-term investments. Its portfolio includes investments in health care, materials, utilities and power, technology, transportation, financial, energy, electronics, consumer staples, consumer cyclicals, conglomerates, communication services, and capital goods sectors. Putnam Management serves as investment manager of the fund. Putnam High Income Bond Fund was established in 1987 and is based in Boston, Massachusetts.


MEXICO FUND INC (MXF)

Mexico Fund, Inc. operates as a nondiversified, and closed-end management investment company. It invests in cement, food and beverages, financial, steel, communications, construction, holding companies, housing, mining industry, pulp and paper, retail stores, and service sectors. Impulsora del Fondo Mexico, S.A. de C.V. serves as investment adviser of the fund. Mexico Fund is based in Washington, DC.


PUTNAM HIGH YIELD MUNICIPAL TRUST (PYM)

Putnam High Yield Municipal Trust operates as a diversified, closed-end management investment company. The company invests in municipal securities. Its investment portfolio comprises health care, utilities, and transportation sectors. Putnam Investment Management, LLC serves as the investment manager of the company. The company was founded in 1989 and is based in Boston, Massachusetts.


COLONIAL MUNICIPAL INCOME TRUST (CMU)

Colonial Municipal Income Trust operates as a nondiversified, closed-end management investment company. The trust invests primarily in medium and lower quality bonds and notes issued by or on behalf of state and local government units. Its portfolio primarily comprises investments in health care, tax-backed, utilities, transportation, housing, education, industrials, resource recovery, industrial, manufacturing, oil and gas, and refunded/escrowed sectors. Columbia Management Advisors, Inc. serves as the investment advisor of the trust. The trust was established in 1987 and is based in Boston, Massachusetts.


WESTERN ASSET ZENIX INCOME FUND INC (ZIF)

Zenix Income Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests in a diversified portfolio of high-yield, lower rated fixed income securities. Its portfolio comprises investments in aerospace/defense, airlines, automobile, broadcasting/multimedia, building products, cable/satellite television, chemicals, consumer products and services, containers/packaging, diversified commercial services, diversified financial services, diversified manufacturing, diversified telecommunications, electronics, energy, environmental services, farming/agriculture, foods and beverages, healthcare, home builders, home and office furnishings, hotels/casinos/gaming, leisure/entertainment, machinery, mining/steel, paper/forestry products, printing/publishing, restaurants, retail stores, telecommunications equipment, marine transportation, and utilities sectors. Smith Barney Fund Management LLC serves as investment adviser of the fund. Zenix Income Fund was founded in 1988 and is based in New York City.


FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INC (PFO)

Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated operates as a diversified, closed-end management investment company. The fund primarily invests in preferred stocks and corporate debt securities, as well as long-term U.S. treasury bonds. Its investment portfolio includes investments in utilities, bank, insurance, financial services, oil and gas, and real estate investment trusts sectors. Flaherty & Crumrine Incorporated serves as the investment advisor of the fund. Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated was incorporated in 1991 and is based in Pasadena, California.


ROYCE FOCUS TRUST INC (FUND)

Royce Focus Trust, Inc. operates as a diversified, closed-end investment company. The trust invests in the stocks of the companies in technology, industrial products, industrial services, financial intermediaries, natural resources, financial services, health, consumer products, consumer services, and utilities sectors, as well as in corporate bonds, government bonds, and the U.S. treasury obligations. Royce & Associates, LLC serves as the investment advisor of the trust. Royce Focus Trust was established in 1987 and is based in New York City.


LL&E ROYALTY TRUST (LRT)

LL&E Royalty Trust operates as an investment trust in the United States. It holds net over-riding royalty interests in oil and gas properties located in Alabama, Florida; and in federal waters offshore Louisiana. The trust also holds a 3% percent royalty interest in approximately 400,000 acres of The Louisiana Land and Exploration Company. LL&E Royalty Trust was formed in 1983 and is based in Austin, Texas.


BLACKROCK MUNIHOLDINGS INSURED FUND II INC (MUE)

MuniHoldings Insured Fund II, Inc. operates as a non diversified and closed-end management investment company in the United States. The fund invests primarily in a portfolio of long-term investment grade municipal obligations. Merrill Lynch Investment Managers, L.P. or Fund Asset Management, L.P serves as the investment advisor of the fund. MuniHoldings was founded in 1998 and is based in Princeton, New Jersey.


BLACKROCK MUNIYIELD NEW JERSEY INSURED FUND INC (MJI)

MuniYield New Jersey Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in a portfolio of long-term municipal obligations and other short-term securities. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield New Jersey Insured Fund was founded in 1992 and is based in Princeton, New Jersey.


PACHOLDER HIGH YIELD FUND INC (PHF)

Pacholder High Yield Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests in fixed income securities of various companies in the United States. Its portfolio includes investments in various sectors, such as aerospace, chemicals, consumer products, energy, finance, food and drug, food and tobacco, forest products and containers, gaming and leisure, health care, housing, information technology, manufacturing, media and telecom, metals and minerals, services, transportation, and utilities. Pacholder & Company, LLC serves as the investment advisor of the fund. Pacholder High Yield Fund was incorporated in 1988 and is based in Cincinnati, Ohio.


ASIA PACIFIC FUND INC (APB)

The Asia Pacific Fund, Inc. operates as a diversified, closed-end management investment company in the United States. The company invests primarily in equity securities of companies in the Asia Pacific countries. Its investment portfolio comprises information technology, banking, industrials, consumer discretionary, materials, real estate developers, telecommunications, energy, utilities, diversified financials, insurance, health care, and consumer staples sectors. Baring Asset Management (Asia) Limited serves as the investment manager of the fund. The Asia Pacific Fund was founded in 1986 and is based in Newark, New Jersey.


NUVEEN SENIOR INCOME FUND (NSL)

Nuveen Senior Income Fund operates as a closed-end management investment company. It invests primarily in senior loans whose interest rates float or adjust periodically based on a benchmark interest rate index. The fund's portfolio comprises investments in aerospace and defense, airlines, auto components, beverages, building products, chemicals, commercial services and supplies, construction and engineering, containers and packaging, diversified telecommunication services, electric utilities, electrical equipment, energy equipment and services, food products, gas utilities, healthcare equipment and supplies, healthcare providers and services, hotels, restaurants and leisure, household durables, household products, independent power producers and energy traders, insurance, information technology services, machinery, media, metals and mining, paper and forest products, pharmaceuticals, real estate, specialty retail, textiles and apparel, and trading companies and distributors sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Senior Income Fund is based in Chicago, Illinois.


IRISH INVESTMENT FUND INC (IRL)

The New Ireland Fund, Inc. serves as a nondiversified, closed-end management investment company. The fund invests primarily in Irish companies, including listed and unlisted firms of technology, telecommunications, and health care sectors. Its portfolio includes investments in financial, construction and building materials, food and beverages, business services, leisure and hotels, and transportation sectors. Bank of Ireland Asset Management (U.S.) Limited serves as the investment advisor of the fund. New Ireland Fund was incorporated in 1989 and is based in Greenwich, Connecticut.


PUTNAM INVESTMENT GRADE MUNICIPAL TRUST II (PMG)

Putnam Municipal Bond Fund operates as a diversified, closed-end management investment company in the United States. The fund invests in investment-grade and lower-rated municipal bonds of various states. Its portfolio comprises primarily investments in health care, utilities, transportation, and water and sewerage sectors. Putnam Investment Management, LLC serves as the manager of the fund. Putnam Municipal Bond Fund is based in Boston, Massachusetts.


GABELLI UTILITY TRUST (GUT)

Gabelli Utility Trust operates as a closed-end and nondiversified management investment company. The trust invests primarily in common stocks and other securities of U.S and foreign companies. Its investment portfolio includes investments in energy and utilities, repurchase agreements, telecommunications, cable and satellite, diversified industrial, wireless communications, environmental services, equipment and supplies, communication equipment, metals and mining, and agricultural sectors. Gabelli Funds, LLC serves as the investment advisor of the trust. The trust was organized in 1999 and is based in New York City.


NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (NVN)

Nuveen New York Select Quality Municipal Fund, Inc. operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio comprises investments in education and civic organizations, healthcare, housing, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen New York Select Quality Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


STUDENT LOAN CORPORATION (STU)

The Student Loan Corporation engages in the origination, management, and servicing of student loans guaranteed under the Federal Family Education Loan program. The company's loans include subsidized Federal Stafford, unsubsidized Federal Stafford, federal parent loans to undergraduate students (PLUS), and federal consolidation loans. It also provides CitiAssist loans for students, who do not qualify for government student loan programs or need additional financial assistance beyond that available through government programs. In addition, the company owns a portfolio of health education assistance loans (HEAL) composed of guaranteed student loans for borrowers in designated health professions under a federally insured loan program administered by the U.S. Department of Health and Human Services. Additionally, it participates in the secondary student loan market through purchase of loans that consist of subsidized Federal Stafford loans, unsubsidized Federal Stafford loans, PLUS loans, federal consolidation loans, and HEAL loans. The company was incorporated in Delaware in 1992 and is headquartered in Stamford, Connecticut. The Student Loan Corporation is an 80% owned subsidiary of Citibank, N.A., an indirect wholly owned subsidiary of Citigroup, Inc.


NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI)

Nuveen Premium Income Municipal Fund, Inc. operates as a closed-end, diversified management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's investment portfolio includes companies operating in tax obligation/limited, tax obligation/general, healthcare, the U.S. guaranteed, utilities, and transportation sectors, as well as in education and civic organizations. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Premium Income Municipal Fund was founded in 1988 and is based in Chicago, Illinois.


SABINE ROYALTY TRUST (SBR)

Sabine Royalty Trust (trust) operates as a trust for Sabine Corporation. The trust receives royalty and mineral interests, including landowner's royalties, overriding royalty interests, minerals, production payments, and other similar, nonparticipatory interest, in certain producing and proved undeveloped oil and gas properties located in Florida, Louisiana, Mississippi, New Mexico, Oklahoma, and Texas. It collects income from the trust properties and distributes available income to Unit holders after paying all expenses, and charges and obligations. Sabine Royalty Trust was established in 1982 and is based in Dallas, Texas.


AMERICAN STRATEGIC INCOME PORTFOLIO II (BSP)

American Strategic Income Portfolio, Inc. II operates as a diversified, closed-end management investment company. It invests in mortgage-related assets that directly or indirectly represent a participation in or are secured by and payable from mortgage loans, as well as in the U.S. government agency mortgage-backed securities, corporate debt securities, preferred stock issued by real estate investment trusts, and mortgage servicing rights. U.S. Bancorp Asset Management, Inc. serves as the investment advisor of the fund. American Strategic Income Portfolio was founded in 1992 and is based in Minneapolis, Minnesota.


WESTERN ASSET WORLDWIDE INCOME FUND INC (SBW)

Salomon Brothers Worldwide Income Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in a portfolio of high-yield non-U.S. and U.S. corporate debt securities. Its investments include sovereign bonds, corporate bonds, repurchase agreements, loan participations, warrants, and purchased options. Salomon Brothers Asset Management, Inc. serves as the investment advisor of the fund. Salomon Brothers Worldwide Income Fund was incorporated in 1993 and is based in New York City.


BLACKROCK INSURED MUNICIPAL 2008 TERM TRUST INC (BRM)

Blackrock Insured Municipal 2008 Term Trust, Inc. operates as a closed-end management investment company. It primarily invests in municipal obligations. The trust investment portfolio includes investments in power, lease revenue, education, water and sewer, tax revenue, resource recovery, transportation, hospital, industrial and pollution control, and housing sectors. BlackRock Advisors, Inc. serves as the investment adviser of the trust. The trust was founded in 1992 and is based in Wilmington, Delaware.


VAN KAMPEN TRUST FOR INVESTMENT GRADE MUNICIPALS (VGM)

Van Kampen Trust for Investment Grade Municipals operates as a diversified, closed-end management investment company. It invests primarily in municipal securities rated investment grade. Its investment portfolio comprises various sectors, such as general purpose, hospital, public education, public building, and wholesale. Van Kampen Asset Management serves as the investment adviser of the company. Van Kampen Trust For Investment Grade Municipals was founded in 1992 and is based in New York City.


CHARTWELL DIVIDEND AND INCOME FUND INC (CWF)

Chartwell Dividend and Income Fund, Inc. operates as a closed-end, management investment company. The fund invests primarily in equity securities that include common stocks, convertible securities, preferred stocks, and other equity-related securities. In addition, it invests in nonconvertible debt securities, including corporate bonds. Its portfolio includes investments in capital goods, consumer cyclical, consumer staples, energy, financial, health care, industrial, real estate, telecommunications, transportation, utilities sectors. Chartwell Investment Partners, L.P. serves as the investment manager of the fund. The fund was incorporated in 1998 and is based in Berwyn, Pennsylvania.


SWISS HELVETIA FUND INC (SWZ)

Swiss Helvetia Fund, Inc. operates as a nondiversified and closed-end investment company. The fund invests in equity and equity-linked securities of Swiss companies. Its investment portfolio includes investments in pharmaceuticals, food and beverages, banks, chemicals, industrial goods and services, utility suppliers, technology, biotechnology, construction, insurance, retailers, medical technology, and cyclical goods and services. Hottinger Capital Corp. serves as investment advisor of the fund. The company was founded in 1986 and is based in New York City.


NUVEEN INSURED QUALITY MUNICIPAL FUND INC (NQI)

Nuveen Insured Quality Municipal Fund, Inc. operates as closed-end, diversified management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio includes investments in the U.S. guaranteed obligations and tax obligations, as well as in the transportation, healthcare, utilities, water and sewer, and housing/multifamily sectors. Nuveen Asset Management serves as investment adviser of the fund. Nuveen Insured Quality Municipal Fund was founded in 1990 and is based in Chicago, Illinois.


TAIWAN FUND INC (TWN)

The Taiwan Fund, Inc. operates as a diversified, closed-end investment management company. The company invests in the equity securities listed on the Taiwan Stock Exchange in the in the Republic of China. Its investment portfolio comprises various industries, such as financial services, electronics, PC and peripherals, telecommunications, semiconductor manufacturing, electronic components, TFT-LCD, IC design, memory IC, and iron and steel. HSBC Investments (Taiwan) Limited serves as the investment advisor of the company. The Taiwan Fund was founded in 1986 and is based in Boston, Massachusetts.


WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC (GDF)

Salomon Brothers Global Partners Income Fund, Inc. operates as a nondiversified, closed-end management investment company in the United States. The company primarily invests in a portfolio of high-yield U.S. and nonU.S. corporate debt securities. Its investment portfolio comprises various industries, such as advertising, aerospace/defense, airlines, apparel, auto manufacturers, auto parts and equipment, beverages, building materials, chemicals, commercial services, computers, diversified financial services, electric, electronics, entertainment, environmental control, food, forest products and paper, health care services, home furnishings, household durables, Internet, iron/steel, leisure time, lodging, machinery, media, metal fabricate-hardware, mining, office furnishings, office/business equipment, oil and gas, packaging and containers, pharmaceuticals, pipelines, real estate investment trust, retail, semiconductors, telecommunications, textiles, and transportation. Salomon Brothers Asset Management, Inc. serves as the investment advisor of the company. Salomon Brothers Global Partners Income Fund was founded in 1993 and is based in New York City.


HIGH YIELD INCOME FUND INC (HYI)

The High Yield Income Fund, Inc. operates as a diversified, closed-end management investment company. The company primarily invests in a portfolio of corporate bonds, sovereign bonds, common stocks, preferred stocks, warrants, short term investments, and long term investments. Its investment portfolio comprises aerospace/defense, airlines, automotive, banking, building materials, cable, capital goods, chemicals, consumer, electric, energy, foods, gaming, health care and pharmaceutical, lodging, media and entertainment, metals, packaging, paper, pipelines, retailing, technology, telecommunications, and tobacco industries. Prudential Investments LLC serves as the investment manager of the company. The High Yield Income Fund was organized in 1987 and is based in Newark, New Jersey.


VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST (VMO)

Van Kampen Municipal Opportunity Trust operates as a diversified, closed-end management investment company. The trust invests primarily in futures contracts. Its portfolio of investments includes companies operating in various sectors, including hospital, airport, wholesale electric, general purpose, and higher education. Van Kampen Asset Management serves as the investment advisor of the fund. The fund was founded in 1992 and is based in New York City.


BLACKROCK MUNIHOLDINGS FUND INC (MHD)

MuniHoldings Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of long-term, investment-grade municipal obligations the interest on which is exempt from Federal income taxes. Fund Asset Management, L.P. serves as the investment manager of the fund. MuniHoldings Fund was founded in 1997 and is based in Princeton, New Jersey.


ASA LIMITED (ASA)

ASA (Bermuda) Limited operates as a closed-end investment company. The company invests in a portfolio consisting primarily of stocks of companies conducting gold mining and related activities in South Africa. ASA (Bermuda) was organized in 1958 and is based in Buffalo, New York.


DREYFUS MUNICIPAL INCOME INC (DMF)

Dreyfus Municipal Income, Inc. operates as a nondiversified, closed-end management investment company in the United States. It primarily invests in municipal bonds. The fund's portfolio primarily includes investments in companies operating in sewer, housing, healthcare, energy, general obligations, and utility sectors. The Dreyfus Corporation serves as the investment adviser of the fund. Dreyfus Municipal Income was established in 1988 and is based in New York City.


WESTERN ASSET INTERMEDIATE MUNI FUND INC (SBI)

Intermediate Muni Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests primarily in municipal bonds. Its portfolio includes investments in education, hospital, escrowed to maturity, pre-refunded, transportation, general obligation, utilities, pollution control, water and sewer, tax obligations, lifecare systems, industrial development, and housing sectors. Smith Barney Fund Management LLC serves as investment manager of the fund. Intermediate Muni Fund was established in 1991 and is based in New York City.


MS INSURED MUNICIPAL INCOME TRUST (IIM)

Morgan Stanley Insured Municipal Income Trust operates as a diversified, closed-end management investment company. The trust invests primarily in tax-exempt municipal obligations. Its portfolio comprises investments in general obligation, educational facilities, electricity, hospital, industrial development/pollution control, public facilities, recreational facilities, transportation facilities, water and sewer, and other sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment adviser of the trust. Morgan Stanley Insured Municipal Income Trust was founded in 1992 and is based in New York, New York.


FEDERAL AGRICULTURAL MORTGAGE CORPORATION (AGM)

Federal Agricultural Mortgage Corporation provides agricultural real estate and rural housing mortgage loans in the secondary market in the United States. It purchases newly originated and pre-existing (seasoned) eligible mortgage loans directly from lenders; exchanges newly issued agricultural mortgage-backed securities guaranteed by it for newly originated and seasoned eligible mortgage loans that back those securities in swap transactions; issues long-term standby purchase commitments for newly originated and seasoned eligible mortgage loans; and purchases and guarantees mortgage-backed bonds secured by eligible mortgage loans, which are referred to as AgVantage bonds. The company was founded in 1987 and is based in Washington, D.C.


ELLSWORTH CONVERTIBLE GROWTH AND INCOME FUND INC (ECF)

Ellsworth Convertible Growth and Income Fund, Inc. operates as a diversified, closed-end management investment company in the United States. The fund primarily invests in convertible securities. Its investment portfolio includes companies operating in automotive, banking/savings and loan, energy, entertainment, financial and insurance, foods, healthcare, mining, pharmaceuticals, retail, technology, utilities, and telecommunications sectors. Davis-Dinsmore Management Company serves as the investment adviser of the fund. Ellsworth Convertible Growth and Income Fund was founded in 1986 and is based in Morristown, New Jersey.


MORGAN STANLEY ASIA-PACIFIC FUND INC (APF)

Morgan Stanley Asia-Pacific Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in common stock and short-term investments. Its investment portfolio comprises investments in various sectors, including automobiles, chemicals, commercial banks, electrical equipments, food products, household durables, insurance, leisure equipment and products, media, pharmaceuticals, real estate, specialty retail, textiles, apparel and luxury goods, diversified financial services, diversified telecommunication services, electric utilities, industrials, materials, and information technology. Morgan Stanley Investment Management Inc. serves as the investment adviser of the fund. Morgan Stanley Asia-Pacific Fund was incorporated in 1994 and is based in the New York City.


BLACKROCK MUNIHOLDINGS CALIFORNIA INSURED FUND INC (MUC)

MuniHoldings California Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in a portfolio of long-term investment-grade municipal obligations, the interest on which is exempt from Federal and California income taxes. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniHoldings California Insured Fund was founded in 1997 and is based in Princeton, New Jersey.


MS MUNICIPAL INCOME OPPORTUNITIES TRUST (OIA)

Morgan Stanley Municipal Income Opportunities Trust operates as a diversified, closed-end management investment company. The trust invests primarily in tax-exempt municipal bonds and municipal obligations. Its investment portfolio primarily includes investments in various sectors that comprise industrial development/pollution control, mortgage, hospital, nursing and health, retirement and life care, and recreational facilities. Morgan Stanley Investment Advisors, Inc. serves as the investment advisor of the trust. Morgan Stanley Municipal Income Opportunities Trust was founded in 1988 and is based in the New York City.


GABELLI GLOBAL MULTI-MEDIA TRUST INC (GGT)

Gabelli Global Multimedia Trust, Inc. operates as a closed-end, nondiversified management investment company. The trust invests in common stock and other securities, including convertible securities, preferred stock, and options and warrants. Its portfolio includes investments in electronics, consumer services, energy and utilities, consumer products, financial services, and food and beverage sectors. Gabelli Funds LLC serves as the investment advisor of the trust. Gabelli Global Multimedia was organized in 1994 and is based in Rye, New York.


CREDIT ACCEPTANCE CORPORATION (CACC)

Credit Acceptance Corporation provides auto loans to consumers primarily in the United States. It offers third party service contract programs and Internet-based Credit Approval Processing System, known as CAPS. The company offers its products through a network of automobile dealers. Credit Acceptance was founded in 1972 and is headquartered in Southfield, Michigan.


MORGAN STANLEY HIGH YIELD FUND INC (MSY)

Morgan Stanley High Yield Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests in corporate bonds and notes. Its investment portfolio includes investments in aerospace, cable, chemicals, consumer products, diversified media, energy, financials, food and drug, food and tobacco, forest products, gaming and leisure, health care, housing, information technology, manufacturing, metals, retail, telecommunications, transportation, and utility sectors. Morgan Stanley Investment Management, Inc. serves as an investment advisor of the fund. Morgan Stanley High Yield Fund is incorporated in 1993 and is based in New York City.


ABERDEEN GLOBAL INCOME FUND INC (FCO)

Aberdeen Global Income Fund, Inc. operates as a closed-end, nondiversified investment company. The fund invests primarily in fixed-income securities denominated in commonwealth currencies and global debt securities. Aberdeen Asset Management Asia Limited serves as the investment manager of the fund. Aberdeen Global Income Fund was incorporated in 1991 and is based in Plainsboro, New Jersey.


BLACKROCK MUNIYIELD FLORIDA FUND (MYF)

MuniYield Florida Fund operates as a nondiversified, closed-end management investment company. The fund invests primarily in a portfolio of long-term investment grade municipal obligations. Merrill Lynch Investment Managers, L.P. serves as the investment manager of the fund. MuniYield Florida Fund was founded in 1992 and is based in Princeton, New Jersey.


LMP CORPORATE LOAN FUND INC (TLI)

Citigroup Investments Corporate Loan Fund, Inc. operates as a nondiversified, closed-end management investment company. It primarily invests in fixed income securities. The fund's portfolio comprises investments in aerospace/defense, automotive, beverage and tobacco, broadcast radio and television, building and development, business equipment and services, cable and satellite television, chemical and plastics, clothing/textiles, and conglomerates sectors. Its portfolio also includes investments in containers and glass products, ecological services and equipment, food products, food service, food/drug retailers, forest products, health care-services, home furnishings, hotels/motels/inns and casinos, industrial equipment, insurance, leisure, oil and gas, publishing, steel, telecommunications/cellular communications, and utilities sectors. Smith Barney Fund Management LLC serves as the investment adviser of the fund. Citigroup Investments Corporate Loan Fund was founded in 1998 and is based in New York City.


NUVEEN MUNICIPAL ADVANTAGE FUND INC (NMA)

Nuveen Municipal Advantage Fund, Inc. operates as a closed-end, diversified investment management company. The fund primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities. It invests in companies operating in various sectors, including healthcare, utilities, transportation, housing, and consumer staples sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Municipal Advantage Fund was formed in 1989 and is based in Chicago, Illinois.


BLACKROCK MUNIVEST FUND II INC (MVT)

MuniVest Fund II, Inc. operates as a nondiversified and closed-end management investment company. The fund invests primarily in a portfolio of long-term and investment grade municipal obligations. Fund Asset Management, L.P. serves as investment adviser of the fund. MuniVest Fund II was founded in 1993 and is based in Princeton, New Jersey.


BLACKROCK MUNIYIELD PENNSYLVANIA INSURED FUND (MPA)

MuniYield Pennsylvania Insured Fund operates as a nondiversified, closed-end management investment company. The fund invests primarily in long-term municipal obligations. It also invests in short-term investments and other bonds. Fund Asset Management, L.P. serves as the investment adviser of the fund. MuniYield Pennsylvania Insured Fund was founded in 1992 and is based in Princeton, New Jersey.


VAN KAMPEN BOND FUND (VBF)

Van Kampen Bond Fund operates as a diversified, closed-end management investment company. The fund invests primarily in a diversified portfolio of high-quality debt securities. Its portfolio includes investments in banking, U.S. government agency obligations, electric, automotive, noncaptive-consumer finance, healthcare, wireline communications, property and casualty, noncaptive-diversified finance, diversified manufacturing, life insurance, retail, media-noncable, railroads, lodging, brokerage, media-cable, supermarkets, gaming, environmental and facilities services, chemicals, tobacco, construction machinery, consumer products, aerospace and defense, entertainment, food/beverage, energy, real estate investment trusts, transportation services, textile, technology, natural gas, distributors, airlines, paper, and home construction sectors. Van Kampen Asset Management, Inc. serves as the investment advisor of the fund. The fund was established in 1970 and is based in New York City.


ASIA TIGERS FUND INC (GRR)

The Asia Tigers Fund, Inc. operates as a closed-end, non-diversified management investment company. It invests primarily in equity securities of Asian companies. The fund invests in the securities of airport development and maintenance, coal, machinery material handling, metal processors and fabrication, oil, real estate, operations and development, athletic footwear, cellular telecommunications, and commercial banks. Advantage Advisers, Inc. serves as an investment manager of the fund. Asia Tigers Fund was incorporated in 1993 and is based in New York City.


BLACKROCK HIGH YIELD TRUST (BHY)

Blackrock High Yield Trust operates as a diversified, closed-end management investment company. The trust invests in corporate bonds, U.S. government and agency securities, mortgage pass-through securities, agency multiple class mortgage pass-through securities, commercial mortgage-backed securities, nonagency multiple class mortgage pass-through securities, interest only mortgage-backed securities, and foreign government bonds. Its investment portfolio include investments in energy, media, telecommunications, basic materials, consumer products, health care, industrials, aerospace and defense, technology, entertainment and leisure, automotive, real estate, transportation, and containers and packaging sectors. BlackRock Advisors, Inc. provides advisory services to the trust. Blackrock High Yield Trust was founded in 1998 and is based in Wilmington, Delaware.


ISHARES (ITA)

The investment seeks results that correspond generally to the price and yield performance, before fees and expenses, of the Dow Jones U.S. Select Aerospace & Defense index. The index measures the performance of the aerospace and defense sector of the U.S. equity market. Aerospace companies include manufacturers, assemblers and distributors of aircraft and aircraft parts. Defense companies include producers of components and equipment for the defense industry, such as military aircraft, radar equipment, and weapons. The fund uses a representative sampling strategy to try to track the index. It is nondiversified.


40/86 STRATEGIC INCOME FUND (CFD)

40|86 Strategic Income Fund operates as a closed-end, nondiversified management investment company. The fund invests in corporate bonds, preferred stock, beneficial certificates, and short term investments. Its investment portfolio includes investments in apparel and other finished products, building services, cable and other pay television services, chemicals and allied products, communication services, electrical equipment, fabricated metal products, food and kindred products, health services, oil and gas extraction, paper and allied products, telephone communications, and transportation equipment companies. 40|86 Advisors, Inc. serves as the investment advisor of the fund. 40|86 Strategic Income Fund was founded in 1998 and is based in Carmel, Indiana.


MS INSURED MUNICIPAL TRUST (IMT)

Morgan Stanley Insured Municipal Trust operates as a diversified, closed-end management investment company in the United States. The trust invests primarily in tax-exempt municipal bonds. Its portfolio comprises investments in general obligation, electricity, educational facilities, hospital, industrial development/pollution control, single family mortgages, public facilities, recreational facilities, transportation facilities, tax allocation, water and sewer, and other sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment advisor of the trust. Morgan Stanley Insured Municipal Trust was founded in 1991 and is based in New York City.


VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST (VCV)

Van Kampen California Value Municipal Income Trust operates as a diversified, closed-end management investment company. The company invests primarily in California investment grade municipal obligations. Its investment portfolio comprises various sectors, such as public education, public building, tax allocation, water and sewer, and higher education. Van Kampen Asset Management serves as the investment advisor of the company. Van Kampen California Value Municipal Income Trust was founded in 1992 and is based in New York City.


CENTRAL SECURITIES CORPORATION (CET)

Central Securities Corporation operates as a nondiversified, closed-end management investment company. The fund invests primarily in common stocks. Its portfolio comprises investments in banking and finance, business services, chemicals, communications, electronics, energy, health care, information technology services, insurance, manufacturing, retail trade, and transportation sectors. Central Securities was founded in 1929 and is based in New York City.


JOHN HANCOCK PATRIOT SELECT DIVIDEND TRUST (DIV)

John Hancock Patriot Select Dividend Trust operates as a diversified closed-end management investment company. It invests in common stocks, preferred stocks, and short-term investments. The fund's portfolio of investments includes investments in electric utilities, gas utilities, telecommunication services, multiutilities and unregulated power, agricultural products, and financial sectors. John Hancock Advisers, LLC serves as the investment advisor of the fund. John Hancock Patriot Select Dividend Trust was founded in 1990 and is based in Boston, Massachusetts.


NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (NMO)

Nuveen Municipal Market Opportunity Fund, Inc. operates as a closed-end, diversified management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund primarily invests in the U.S. guaranteed obligations and tax obligations, as well as in various sectors, including general transportation, healthcare, utilities, and consumer staples. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Municipal Market Opportunity Fund was founded in 1990 and is based in Chicago, Illinois.


BLACKROCK MUNIYIELD MICHIGAN INSURED FUND INC (MIY)

MuniYield Michigan Insured Fund, Inc. operates as a nondiversified, and closed-end management investment company. It invests primarily in a portfolio of long-term municipal obligations, as well as in swap agreements. Fund Asset Management, L.P. serves as the investment adviser of the fund. MuniYield Michigan Insured Fund, Inc. was founded in 1991 and is based in Princeton, New Jersey.


VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (VTN)

Van Kampen Trust for Investment Grade New York Municipals operates as a nondiversified, closed-end management investment company. The trust invests in New York municipal securities. Its investment portfolio includes various sectors, such as health care, transportation, general purpose, public building, and water and sewer. Van Kampen Asset Management serves as the investment adviser of the trust. Van Kampen Trust for Investment Grade was established in 1992 and is based in New York City.


NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND II IN (NCL)

Nuveen Insured California Premium Income Municipal Fund 2, Inc. operates as a closed-end management investment company. The company primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. Its investment portfolio includes education and civic organizations, utilities, water and sewer, and other sectors. Nuveen Asset Management serves as the investment advisor of the company. Nuveen Insured California Premium Income Municipal Fund 2 was founded in 1993 and is based in Chicago, Illinois.


NUVEEN INSURED PREMIUM INCOME MUNICIPAL FUND II (NPX)

Nuveen Insured Premium Income Municipal Fund 2 operates as a diversified, closed-end management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities of the United States. Its portfolio comprises investments in utilities, tax obligation/limited, tax obligation/general, transportation, healthcare, water and sewer, the U.S. guaranteed, education and civic organizations, and other sectors. Nuveen Asset Management serves as the investment manager and advisor of the fund. Nuveen Insured Premium Income Municipal Fund 2 was founded in 1993 and is based in Chicago, Illinois.


BLACKROCK INSURED MUNICIPAL TERM TRUST INC (BMT)

BlackRock Insured Municipal Term Trust, Inc. operates as a diversified and closed-end management investment company. The trust invests principally in municipal obligations. Its portfolio includes investments in education, water and sewer, power, hospital, lease revenue, transportation, and tax revenue sectors. BlackRock Advisors, Inc. serves as an investment advisor. The trust was founded in 1991 and is based in New York City.


LATIN AMERICAN DISCOVERY FUND INC (LDF)

Latin American Discovery Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in equity securities. Its portfolio primarily includes investments in beverages, commercial banks, construction materials, diversified telecommunication services, electric utilities, energy equipment and services, food and staples, media, road and rail, metals and mining, oil and gas, paper and forest products, and wireless telecommunication service sectors. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the fund. Latin American Discovery Fund was incorporated in 1991 and is based in New York City.


AMPAL-AMERICAN ISRAEL CORPORATION (AMPL)

Ampal-American Israel Corporation acquires interests in businesses located in the State of Israel or that are Israel-related. It invests in companies in telecommunications, real estate and project development, energy, leisure time, and high technology sectors. The company provides its investee companies with ongoing support through its involvement in the investees' strategic decisions and introduction to the financial community, investment bankers, and other potential investors both in and outside of Israel. Ampal is a New York corporation founded in 1942 and is headquartered in Tel Aviv, Israel.


SIEBERT FINANCIAL CORP (SIEB)

Siebert Financial Corp., a holding company, provides retail discount brokerage and investment banking services to retail and institutional investors in the United States. The company, through its subsidiary, Muriel Siebert & Co., Inc., provides Internet and traditional discount brokerage and related services to retail investors. The company, through another wholly owned subsidiary, Siebert Woman's Financial Network, Inc., provides financial products, services, and information to woman's financial needs. Siebert Financial also offers institutional clients equity execution services on an agency basis, as well as equity and fixed income underwriting and investment banking services. It provides its discount brokerage business to retail clients through a broker on the telephone, through wireless device, or via the Internet. The company operates primarily in California, Texas, Washington, Ohio, and Michigan. Siebert Financial operates seven retail discount brokerage offices. The company was formed in 1886 and is headquartered in New York City.


NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (NQM)

Nuveen Investment Quality Municipal Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio includes investments in the United States guaranteed obligations and tax obligations, as well as in the healthcare, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Investment Quality Municipal Fund was founded in 1990 and is based in Chicago, Illinois.


BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC (BKN)

BlackRock Investment Quality Municipal Trust operates as a diversified and closed-end management investment company. The trust primarily invests in municipal bonds. Its investment portfolio includes investments in industrial and pollution control, lease revenue, education, hospital, transportation, power, tobacco, housing, tax revenue, and water and sewer sectors. BlackRock Advisors, Inc. serves as the investment advisor of the trust. The Blackrock Investment Quality Municipal Trust was organized in 1992 and is based in Wilmington, Delaware.


EATON VANCE MUNICIPAL INCOME TRUST (EVN)

Eaton Vance Municipal Income Trust operates as a nondiversified and closed-end management investment company. The trust invests primarily in investment grade municipal obligations. Its portfolio includes investments in cogeneration, education, electric utilities, escrowed/prerefunded, general obligations, health care, hospital, housing, transportation, water and sewer, special tax revenue, senior living/life care, nursing home, lease revenue, and industrial development sectors. The trust was organized in 1998 and is based in Boston, Massachusetts.


NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (NAN)

Nuveen New York Dividend Advantage Municipal Fund operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio comprises investments in consumer discretionary, consumer staples, education and civic organizations, healthcare, housing, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen New York Dividend Advantage Municipal Fund was founded in 1998 and is based Chicago, Illinois.


GENERAL AMERICAN INVESTORS INC (GAM)

General American Investors Company, Inc. operates as a diversified closed-end investment company. The company invests principally in common stocks in the banking, insurance, retail trade, healthcare, oil and natural gas, communications and information services, and various other industries. General American Investors Company was established in 1927 and is based in New York City.


NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC (NCA)

Nuveen California Municipal Value Fund, Inc. operates as a diversified, closed-end investment management company. The company primarily invests in a portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. Its investment portfolio comprises various sectors, such as healthcare, utilities, housing/multifamily, industrial, transportation, water and sewer, and consumer staples. Nuveen Asset Management serves as the investment advisor of the company. Nuveen California Municipal Value Fund was founded in 1987 and is based in Chicago, Illinois.


VANGUARD INDEX FUNDS (VOT)

Van Kampen Municipal Opportunity Trust II operates as a diversified, closed-end management investment company. The trust invests in municipal securities. Its portfolio includes investments in various sectors, such as hospital, public education, higher education, general purpose, and water and sewer. Van Kampen Asset Management serves as the investment advisor of the trust. Van Kampen Municipal Opportunity Trust II was founded in 1993 and is based in New York City.


HOUSEHOLD FINANCE CORP (HTB)

No description available.


BLACKROCK FLORIDA INVESTMENT QUALITY MUNICIPAL TRUST INC (THE (RFA)

BlackRock Florida Investment Quality Municipal Trust operates as a nondiversified, closed-end management investment company. It invests in various portfolios of municipal securities. The trust's investment portfolio includes investments in hospital, industrial and pollution control, housing, transportation, tobacco, tax revenue, education, lease revenue, power, and water and sewer sectors. BlackRock Advisors, Inc. serves as the investment advisor of the trust. BlackRock Florida Investment Quality Municipal Trust was formed in 1993 and is based in the New York City.


BLACKROCK MUNIHOLDINGS INSURED FUND INC (MUS)

MuniHoldings Insured Fund, Inc. operates as a nondiversified closed-end management investment company. The company invests primarily in portfolios of long-term, investment grade municipal obligations on which the interest is exempt from federal income taxes. It invests principally in municipal bonds that are covered by insurance. Fund Asset Management, L.P. serves as the investment advisor for the company. The company is based in Princeton, New Jersey.


GENERAL ELECTRIC CAPITAL CORPORATION (GER)

General Electric Capital Corporation provides various financial products and services worldwide. It operates in four segments: GE Commercial Finance, GE Money, GE Industrial, and GE Infrastructure. GE Commercial Finance segment offers loans, leases, and other financial services to manufacturers, distributors, and end-users for equipment and capital assets, including industrial-related facilities and equipment, commercial and residential real estate, vehicle, corporate aircraft, and equipment used in construction, manufacturing, telecommunications, and healthcare industries. GE Money segment offers private-label credit cards, bank cards, corporate travel and purchasing cards, personal and home equity loans, auto loans and leases, mortgages, debt consolidation services, deposit and other savings products, and credit insurance products to consumers and retailers. GE Industrial segment produces and sells consumer appliances, and industrial equipment and plastics, as well as offers related services. This segment also provides equipment leasing, and asset management and logistics services for commercial and transportation equipment. GE Infrastructure segment produces, sells, finances, and services equipment for the air and rail transportation, energy generation, and water treatment industries. In addition, it offers aviation financial services, including leases, aircraft purchasing and trading, loans, engine/spare parts financing, pilot training, fleet planning, and financial advisory services; and energy financial services comprising structured equity, debt, leasing, partnership financing, project finance, and commercial finance. The company was founded in 1932. It was formerly known as General Electric Credit Corporation and changed its name to General Electric Capital Corporation in 1987. The company is based in Fairfield, Connecticut. General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc.


MICROFINANCIAL INCORPORATED (MFI)

MicroFinancial Incorporated, through its wholly owned subsidiaries, provides leasing and financing services through vendors to small businesses in the United States. It leases and rents microticket equipment, as well as provides other financing services. The company primarily leases point of sale authorization systems. It also leases various other equipment, including advertising and display equipment, coffee machines, paging systems, water coolers, and restaurant equipment. In addition, the company acquires service contracts and contracts in certain other financing markets. MicroFinancial's residential financings include acquiring service contracts from dealers that primarily provide security monitoring services. The company provides financing to obligors under microticket leases, contracts, and loans through a network of independent dealers and sales organizations, as well as through the Internet. MicroFinancial was formed in 1987 and was formerly known as Boyle Leasing Technologies. The company is headquartered in Woburn, Massachusetts.


MS MUNICIPAL INCOME OPPORTUNITIES TRUST II (OIB)

Morgan Stanley Municipal Income Opportunities Trust II operates as a diversified, closed-end management investment company. The trust invests primarily in higher yielding municipal bonds. Its portfolio comprises investments in educational facilities, hospital, industrial development/pollution control, multifamily mortgage, single family mortgage, nursing and health related facilities, recreational facilities, retirement and life care facilities, tax allocation, transportation facilities, and other sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment adviser of the trust. Morgan Stanley Municipal Income Opportunities Trust II was founded in 1989 and is based in New York City.


VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST (VPV)

Van Kampen Pennsylvania Value Municipal Income Trust operates as a nondiversified, closed-end management investment company in the United States. It primarily invests in Pennsylvania municipal securities. The trust's investment portfolio comprises investment in various industries, including higher education, healthcare, public education, and recreational buildings. Van Kampen Asset Management serves as an investment adviser of the trust. Van Kampen Pennsylvania Value Municipal Income Trust was founded in 1992 and is based in New York City.


NUVEEN PREMIER MUNICIPAL INCOME FUND INC (NPF)

Nuveen Premier Municipal Income Fund, Inc. operates as a closed-end and diversified management investment company. The fund invests primarily in a portfolio of municipal obligations issued by state and local government authorities. Its portfolio primarily includes investments in tax obligation/limited, tax obligation/general, U.S. Guaranteed bonds, utilities, healthcare, housing/multifamily, education and civic organizations, and water and sewer sectors. Nuveen Premier Municipal Income Fund was founded in 1991 and is based in Chicago, Illinois.


BLACKROCK MUNIYIELD QUALITY FUND II INC (MQT)

MuniYield Quality Fund II, Inc. operates as nondiversified, closed-end management investment company. The fund primarily invests in municipal debt issues in the United States. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield Quality Fund was founded in 1992 and is based in Princeton, New Jersey.


WESTERN ASSET EMERGING MARKETS INCOME FUND INC (EMD)

Salomon Brothers Emerging Markets Income Fund, Inc. operates as a nondiversified, closed-end management investment company. The company primarily invests in debt securities. It also invests in sovereign bonds, loan participation, purchased option, and short-term investments. Salomon Brothers Asset Management, Inc. serves as the investment manager of the company. Salomon Brothers Emerging Markets Income Fund was incorporated in 1992 and is based in New York City.


NUVEEN SELECT QUALITY MUNICIPAL FUND INC (NQS)

Nuveen Select Quality Municipal Fund, Inc. operates as a closed-end, diversified management investment company. The fund primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio includes investments in the U.S. guaranteed obligations and tax obligations, as well as in the healthcare, utilities, transportation, housing, consumer staples sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Select Quality Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


NUVEEN SELECT TAX FREE INCOME PORTFOLIO (NXP)

Nuveen Select Tax-Free Income Portfolio operates as a closed-end, diversified management investment company. It invests primarily in a diversified portfolio of municipal obligations. The fund's investment portfolio includes investments in healthcare, transportation, tax obligation/limited, U.S. guaranteed, utilities, tax obligation/general, water and sewer, and other sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Select Tax-Free Income Portfolio was founded in 1992 and is based in Chicago, Illinois.


BLACKROCK FLORIDA INSURED MUNICIPAL 2008 TERM TRUST INC (BRF)

BlackRock Florida Insured Municipal 2008 Term Trust operates as a nondiversified, closed-end management investment company. The trust invests in municipal obligations. Its portfolio includes investments in tax, power, lease, education, transportation, water and sewer, and resource recovery sectors. BlackRock Advisors, Inc. serves as the investment advisor of the trust. BlackRock Florida Insured Municipal 2008 Term Trust was established in 1992 and is based in Wilmington, Delaware.


DELAWARE INVESTMENTS COLORADO INSURED MUNICIPAL INCOME FUND I (VCF)

Delaware Investments Colorado Insured Municipal Income Fund, Inc. operates as a nondiversified closed-end management investment company. It primarily invests in municipal bonds. The fund's portfolio comprises investments in airport revenue bonds, city general obligation bonds, continuing care/retirement revenue bonds, convention center/auditorium/hotel revenue bonds, dedicated tax and fees revenue bonds, higher education revenue bonds, hospital revenue bonds, municipal lease revenue bonds, parking revenue bonds, political subdivision general obligation bonds, prerefunded bonds, school district general obligation bonds, school district revenue bonds, turnpike/toll road revenue bonds, and water and sewer revenue bonds. Delaware Management Company serves as the investment advisor of the fund. Delaware Investments Colorado Insured Municipal Income Fund was founded in 1993 and is based in Philadelphia, Pennsylvania.


NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NAC)

Nuveen California Dividend Advantage Municipal Fund operates as a closed-end management investment company. The company primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. Its investment portfolio comprises various sectors, such as transportation, utilities, education and civic organizations, housing/multifamily, and healthcare. Nuveen Asset Management serves as the investment advisor of the company. Nuveen California Dividend Advantage Municipal Fund was founded in 1998 and is based in Chicago, Illinois.


COLONIAL INTERMARKET INCOME TRUST I (CMK)

Colonial InterMarket Income Trust I operates as a nondiversified, closed-end management investment company. The trust primarily invests corporate fixed income bonds and notes, United States government agencies and obligations, cash equivalents, mortgage backed securities, asset backed securities, and convertible municipal bonds. Its investment portfolio includes investments in agricultural chemicals, paper and related products, metals and mining, communications and media, consumer cyclical, apparel, auto manufacturing, entertainment, home building, leisure and recreational products, and retail-drug stores industries. Columbia Management Advisors, Inc. serves as the investment advisor of the trust. Colonial InterMarket Income Trust I was founded in 1989 and is based in Boston, Massachusetts.


DELAWARE INVESTMENTS DIVIDEND & INCOME FUND INC (DDF)

Delaware Investments Dividend and Income Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests in common stocks, convertible preferred stocks, preferred stocks, commercial mortgage-backed securities, convertible bonds, U.S. treasury obligations, and other equity related securities. Its portfolio includes investments in consumer discretionary, consumer staples, energy, financials, health care, industrials, information technology, materials, utilities, telecommunication, and real estate investment trusts sectors. Delaware Management Company serves as the advisor of the fund. The fund was founded in 1993 and is based in Philadelphia, Pennsylvania.


VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST (VKL)

Van Kampen Select Sector Municipal Trust operates as a nondiversified, closed-end management investment company. It invests in municipal securities. The company investment portfolio includes hospital, general purpose, public building, wholesale electric, and water and sewer industries. Van Kampen Asset Management serves as an investment advisor to the trust. The trust was incorporated in 1993 and is based in New York City


BLACKROCK MUNIYIELD MICHIGAN INSURED FUND II INC (MYM)

Muniyield Michigan Insured Fund II, Inc. operates as a non-diversified, closed-end management investment company. The fund invests primarily in a portfolio of long-term municipal obligations. Fund Asset Management, L.P. serves as the investment advisor of the fund. The fund was established in 1991 and is based in Princeton, New Jersey.


NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC (NNJ)

Nuveen New Jersey Premium Income Municipal Fund, Inc. operates as a closed-end management investment company. It invests in municipal obligations issued by state and local government authorities, as well as in tax obligation/limited and U.S. guaranteed. The fund invests in companies operating in various sectors, including transportation, education, civic, healthcare, consumer staples, and water and sewer. Nuveen Asset Management serves as an investment adviser of the fund. Nuveen New Jersey Premium Income Municipal Fund is based in Chicago, Illinois.


NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND INC (NUF)

Nuveen Florida Quality Income Municipal Fund, Inc. operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of Florida. The fund's portfolio includes investments in healthcare, transportation, utilities, education and civic organizations, water and sewer, and housing/multifamily sectors. Nuveen Asset Management operates as the investment adviser of the fund. Nuveen Florida Quality Income Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC (NCP)

Nuveen California Performance Plus Municipal Fund, Inc. operates as a diversified, closed-end investment management company. The company invests in a portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. Its investment portfolio comprises various healthcare, transportation, utilities, water and sewer, and other sectors. Nuveen Asset Management serves as the investment adviser of the company. Nuveen California Performance Plus Municipal Fund was founded in 1989 and is based in Chicago, Illinois.


JOHN HANCOCK INVESTORS TRUST (JHI)

John Hancock Investors Trust operates as a closed-end diversified management investment company. It invests in a portfolio of debt securities, including corporate bonds, government bonds, foreign corporate bonds, short term investments, preferred stock, foreign government bonds, municipal bonds, and convertible bonds. The fund qualifies as a regulated investment company by complying with the applicable provisions of the Internal Revenue Code and is not subject to federal income tax on taxable income distributed to shareholders. John Hancock Advisers, LLC serves as the investment adviser of the fund. John Hancock Investors is based in Boston, Massachusetts.


CORNERSTONE STRATEGIC RETURN FUND INC (CRF)

Cornerstone Total Return Fund, Inc. operates as a closed-end, diversified management investment company. The fund primarily invests in the equity securities. Its investment portfolio includes investments in financials, information technology, consumer discretionary, healthcare, industrials, consumer staples, energy, closed end domestic funds, telecommunication services, utilities, materials, and other sectors. Cornerstone Advisors, Inc. serves as an investment manager of the fund. Cornerstone Total Return Fund was incorporated in 1973 and is based in New York City.


NUVEEN NEW YORK MUNICIPAL VALUE FUND INC (NNY)

Nuveen New York Municipal Value Fund, Inc. operates as a closed-end management investment company in the United States. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio comprises investments in consumer discretionary, consumer staples, education and civic organizations, healthcare, housing, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment manager and advisor of the fund. Nuveen New York Municipal Value Fund was founded in 1987 and is based in Chicago, Illinois.


EQUUS TOTAL RETURN INC (EQS)

Equus II Incorporated (fund), operates as a closed-end business development company. It invests in equity and equity-oriented securities issued by privately-owned companies. The fund's investments include common and preferred stock, debt convertible into common or preferred stock, debt combined with warrants and options, and other rights to acquire common or preferred stock. As of March 31, 2005, it had investments in 16 entities, including 12 portfolio companies, 2 venture capital funds, and 2 entities. Equus II was founded in 1986 and is based in Houston, Texas.


MORGAN STANLEY GLOBAL OPPORTUNITY BOND FUND INC (MGB)

Morgan Stanley Dean Witter Global Opportunity Bond Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in high yield bonds and emerging market debt securities. Its portfolio includes primarily companies in chemicals, cable, consumer products, broadcasting, food/tobacco, and gaming/leisure sectors. Morgan Stanley Investment Management, Inc. serves as the investment advisor of the fund. Morgan Stanley Dean Witter Global Opportunity Bond Fund was incorporated in 1994 and is based in New York City.


BLACKROCK MUNIHOLDINGS FUND II INC (MUH)

MuniHoldings Fund II, Inc. operates as a closed-end, nondiversified management investment company in the United States. It invests in long-term, investment grade municipal obligations, the interest on which is exempt from federal income taxes. The company may also invest in swap agreements, which are over-the-counter contracts in which one party agrees to make periodic payments based on the change in market value of a specified bond, basket of bonds, or index in return for periodic payments based on a fixed or variable interest rate or the change in market value of other bond, basket of bonds, or index. Fund Asset Management, L.P. serves as the invest management advisor of the company. MuniHoldings Fund II is based in Princeton, New Jersey.


NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (NUN)

Nuveen New York Quality Income Municipal Fund, Inc. operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio comprises investments in education and civic organizations, healthcare, housing, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment manager and advisor of the fund. Nuveen New York Quality Income Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


MS QUALITY MUNICIPAL SECURITIES (IQM)

Morgan Stanley Quality Municipal Securities operates as a diversified, closed-end management investment company. The fund invests primarily in tax-exempt municipal obligations. Its portfolio comprises investments in general obligations, educational facilities, electricity, hospital, industrial development/pollution, multifamily mortgage, single family mortgage, public facilities, recreational facilities, resource recovery, transportation facilities, water and sewer, and other sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment advisor of the fund. Morgan Stanley Quality Municipal Securities was founded in 1993 and is based in New York City.


MS QUALITY MUNICIPAL INVESTMENT TRUST (IQT)

Morgan Stanley Quality Municipal Investment Trust operates as a diversified, closed-end management investment company in the United States. The trust invests primarily in tax-exempt municipal obligations. Its portfolio comprises investments in general obligation, educational facilities, electricity, hospital, industrial development/pollution control, multifamily mortgage, single family mortgage, public facilities, resource recovery, transportation facilities, water and sewer, and other sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment adviser of the trust. Morgan Stanley Quality Municipal Investment Trust was founded in 1991 and is based in New York City.


JF CHINA REGION FUND INC (JFC)

JF China Region Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in equity securities. Its investment portfolio includes investments in commercial services and supplies, diversified telecommunication services, e-commerce/services, electric utilities, insurance, metals and mining, oil and gas, airlines, commercial banks, computers and peripherals, construction and engineering, containers and packaging, leisure equipment and products, wireless telecommunication services, real estate, and other sectors in China, Hong Kong, Taiwan, and Macau. JF International Management, Inc. provides investment advisory services to the fund. JF China Region Fund was incorporated in 1992 and is based in Wilmington, Delaware.


NUVEEN SELECT TAX FREE INCOME PORTFOLIO II (NXQ)

Nuveen Select Tax Free Income Portfolio 2 operates as a closed-end, diversified management investment company. The fund invests primarily in a diversified portfolio of municipal obligations. Its portfolio includes investments in health care, transportation, utilities, tax obligation/limited, tax obligation/general, U.S. guaranteed, consumer stables, education and civic organizations, and other sectors. Nuveen Asset Management serves as the advisor to the fund. The fund was founded in 1992 and is based in Chicago, Illinois.


NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC (NQC)

Nuveen California Investment Quality Municipal Fund, Inc. operates as a diversified, closed-end investment management company. It primarily invests in a portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. The company's investment portfolio comprises education and civic organizations, healthcare, transportation, utilities, and water and sewer. Nuveen Asset Management serves as the investment advisor of the company. Nuveen California Investment Quality Municipal Fund was founded in 1990 and is based in Chicago, Illinois.


VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST (VMV)

Van Kampen Massachusetts Value Municipal Income Trust operates as a nondiversified, closed-end management investment company. The trust invests in the Massachusetts municipal securities. Its investment portfolio primarily comprises investments in higher education, general purpose, and water and sewer sectors. Van Kampen Asset Management serves as the investment advisor of the trust. Van Kampen Massachusetts Value Municipal Income Trust was founded in 1992 and is based in New York City.


CNA INCOME SHARES INC (CNN)

Prospect Street Income Shares, Inc. operates as a closed-end, diversified management investment company. It primary investments include fixed income securities, common stocks, warrants, and preferred stocks. The company's portfolio comprises investments in automobile; banking; beverage, food, and tobacco; broadcasting and entertainment; buildings and real estate; cable and other pay television; containers, packaging, and glass; diversified/conglomerate manufacturing; finance; healthcare; education and childcare; hotels, motels, inns, and gaming; insurance; leisure, amusement, motion pictures, and entertainment; oil and gas; personal transportation; printing and publishing; retail stores; telecommunications; and utilities sectors. Highland Capital Management, L.P. serves as the investment advisor of the company. Prospect Street Income Shares was founded in 1973 and is based in Dallas, Texas.


VANGUARD SPECIALIZED FUNDS (VIG)

The investment seeks to track the performance of the Mergent Dividend Achievers Select index. The fund attempts to replicate the target index by investing all, or substantially all, of assets in the stocks that make up the index, holding each stock in approximately the same proportion as weighting in the index. The index measures the investment return of common stocks of companies that have a record of increasing dividends over time.


NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC (NIF)

Nuveen Premier Insured Municipal Income Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests in tax-exempt municipal obligations, which are covered by insurance or backed by an escrow or trust account, containing U.S. Government or U.S. Government agency securities. Its investment portfolio primarily consists of investments in transportation, U.S. guaranteed, utilities, tax obligation, and healthcare sectors. Nuveen Premier Insured Municipal Income Fund was founded in 1991 and is based in Chicago, Illinois.


NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC (NVC)

Nuveen California Select Quality Municipal Fund, Inc. operates as a diversified, closed-end management investment company in the United States. The company primarily invests in a portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. Its investment portfolio comprises transportation, utilities, water and sewer, and healthcare sectors. Nuveen Asset Management serves as the investment advisor of the company. Nuveen California Select Quality Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


DUFF & PHELPS UTILITIES TAX-FREE INCOME INC (DTF)

DTF Tax-Free Income, Inc. operates as a diversified, closed-end management investment company. The fund invests primarily in a diversified portfolio of investment grade tax-exempt utility obligations. Its portfolio includes investments in various sectors, such as water and sewer, electric utilities, prerefunded utilities, pollution control, and nonutilities. Duff & Phelps Investment Management Co. serves as the advisor of the fund. DTF Tax-Free Income, Inc. was organized in 1991 and is based in Chicago, Illinois.


AMERICAN SELECT PORTFOLIO INC (SLA)

American Select Portfolio, Inc. operates as a diversified, closed-end management investment company. It primarily invests in mortgage-related assets that directly or indirectly represent a participation in or are secured by and payable from mortgage loans. The company also invests in U.S. government securities, corporate debt securities, preferred stock issued by real estate investment trusts, and mortgage servicing rights. U.S. Bancorp Asset Management, Inc. serves as the investment manager of the company. American Select Portfolio was founded in 1993 and is based in Minneapolis, Minnesota.


COHEN & STEERS TOTAL RETURN REALTY FUND INC (RFI)

Cohen & Steers Total Return Realty Fund, Inc. operates as a closed-end, nondiversified management investment company. It invests in preferred stock and other fixed income securities. Its portfolio includes investments in health care, residential, shopping center, office and industrial, and hotels. Cohen & Steers Capital Management, Inc. serves as the investment advisor to the fund. The fund was incorporated in 1992 and is based in New York City.


BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND INC (MUJ)

MuniHoldings New Jersey Insured Fund, Inc. operates as a nondiversified, closed-end management investment company. It invests primarily in long-term municipal obligations. Fund Asset Management, L.P serves as the investment adviser of the fund. MuniHoldings New Jersey Insured Fund was founded in 1998 and is based in Princeton, New Jersey.


MONTGOMERY STREET INCOME SECURITIES INC (MTS)

Montgomery Street Income Securities, Inc. operates as a closed-end, diversified management investment company. The fund invests in corporate bonds, the U.S. government agency sponsored passthroughs, the U.S. government backed bonds, asset-backed bonds, foreign bond-the U.S. dollar denominated, municipal investments, collateralized mortgage obligations, and repurchase agreements. Its investment portfolio includes investments in consumer discretionary, consumer staples, energy, financials, health care, industrials, information technology, materials, telecommunication services, and utility sectors. Deutsche Investment Management Americas, Inc. serves as the investment advisor of the fund. Montgomery Street Income Securities was founded in 1972 and is based in San Francisco, California.


WESTERN ASSET HIGH INCOME FUND INC (HIF)

Salomon Brothers High Income Fund, Inc. operates as a diversified, closed-end management investment company. The fund primarily invests in debt securities issued by U.S. and foreign corporations, and foreign governments. Its investment portfolio includes investments in aerospace/defense, airlines, apparel, auto parts and equipment, chemicals, commercial services, diversified financial services, electric, entertainment, health care services, health care products, lodging, media, oil and gas, packaging and containers, pipelines, real estate investment trusts, retail, and telecommunications sectors. Salomon Brothers Asset Management, Inc. serves as the investment Manager of the Fund. Salomon Brothers High Income Fund was incorporated in 1992 and is based in New York City.


NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC (NMP)

Nuveen Michigan Premium Income Municipal Fund operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. The fund's portfolio comprises investments in education and civic organizations, energy, healthcare, housing, long-term care, materials, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Michigan Premium Income Municipal Fund was founded in 1992 and is based in Chicago, Illinois.


GABELLI ASSET MANAGEMENT INC (GBL)

GAMCO Investors, Inc. operates as a diversified asset manager and financial services company. The company, through its subsidiaries, provides investment advisory and brokerage services to mutual funds, institutional and high net worth investors, and investment partnerships principally in the United States. It manages assets in private advisory accounts, mutual funds and closed-end funds, and partnerships and offshore funds. It also offers institutional research services to institutional clients and investment partnerships; manages assets on a discretionary basis; and invests in the United States and international securities through various investment styles. Additionally, the company serves as an underwriter and distributor of its open-end mutual funds. The company, formerly known as Gabelli Asset Management, Inc., was founded in 1976 and changed its name to GAMCO Investors, Inc. in August 2005. GAMCO is headquartered in Rye, New York.


SCUDDER STRATEGIC MUNICIPLE INCOME TRUST (KSM)

Scudder Strategic Municipal Income Trust operates as a closed-end, diversified management investment company. The trust invests primarily in municipal securities. It also invests in revenue bonds, prerefunded bonds, general obligation bonds, and lease obligations in Texas, New York, Illinois, California, and Massachusetts. Deutsche Investment Management Americas, Inc. serves as the investment advisor of the trust. Scudder Strategic Municipal Income was established in 1988 and is based in Chicago, Illinois.


VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALS (VTJ)

Van Kampen Trust For Investment Grade New Jersey Municipals operates as a diversified, closed-end management investment company. The company invests primarily in New Jersey municipal securities. Its investment portfolio comprises various sectors, such as general purpose, hospital, resource recovery, public transportation, and higher education. Van Kampen Asset Management serves as the investment adviser of the company. Van Kampen Trust For Investment Grade New Jersey Municipals was founded in 1992 and is based in New York City.


GLOBAL INCOME FUND INC (GIF)

Global Income Fund, Inc. operates as a nondiversified, closed-end management investment company. It primarily invests in a global portfolio of investment grade fixed income securities, which include debt securities and preferred stocks. CEF Advisers, Inc. serves as the investment manager of the fund. Global Income Fund was founded in 1983 and is based in New York City.


SPAIN FUND (SNF)

The Spain Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in the equity securities of Spanish companies. Its portfolio includes investments in financial services; insurance; utilities; consumer services; apparel; broadcasting and cable; cellular communications; printing and publishing; energy; capital goods; technology; consumer staples; beverages; tobacco; basic industry; and mining and metals sectors. Alliance Capital Management L.P. serves as investment advisor of the fund. The Spain Fund was incorporated in 1987 and is based in New York City.


FIRST ISRAEL FUND INC (ISL)

The First Israel Fund, Inc. operates as a closed-end, nondiversified management investment company. It primarily invests in securities listed and trading on the Tel Aviv Stock Exchange and in the Israeli and Israel-related companies listed and trading in the United States. The fund's investment portfolio consists of investments in banking, chemicals, computer data security, conglomerates, electronics/electrical equipment, financial services, insurance, mortgage banking, pharmaceuticals, telecommunications, and venture capital sectors. Credit Suisse Asset Management, LLC serves as the investment adviser of the fund. The First Israel Fund was incorporated in 1990 and is based New York City.


NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC (NAZ)

Nuveen Arizona Premium Income Municipal Fund, Inc. operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. The fund's portfolio comprises investments in consumer staples, education and civic organizations, healthcare, housing, industrials, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Arizona Premium Income Municipal Fund was founded in 1992 and is based in Chicago, Illinois.


STREETTRACKS MORGAN STANLEY TECHNOLOGY INDEX FUND (MTK)

StreetTRACKS Morgan Stanley Technology ETF seeks to replicate as closely as possible, before expenses, the performance of the Morgan Stanley Technology Index. The fund uses a passive management strategy designed to track the total return performance of the Technology Index. The Adviser seeks a correlation of 0.95 or better between the fundâ"s performance and the performance of the Index. The fund is nondiversified.


BLACKROCK MUNIYIELD NEW JERSEY FUND INC (MYJ)

MuniYield New Jersey Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund invests primarily in the long-term municipal bonds. Fund Asset Management, L.P. serves as the investment advisor of the fund. The fund was founded in 1992 and is based in Princeton, New Jersey.


ORIX CORP ADS (IX)

ORIX Corporation provides various financial products and services to both corporate and retail customers in Japan. It operates through four segments: Corporate Finance, Real Estate, Life Insurance, and Retail Finance. The Corporate Finance segment provides financial products and services, including leasing, lending, and investment banking services, principally to small and medium-sized enterprises. It engages in automobile leasing and rental, and precision measuring equipment and personal computers rental to corporate customers. The Real Estate segment engages in the development, management, operation, and sale of real estate, as well as real estate-related finance, such as nonrecourse loans, commercial mortgage-backed securities, loan servicing, and asset management of real estate investment trusts. The Life Insurance segment underwrites and sells life insurance products, both directly and as an agency. The Retail Finance segment provides housing loans and consumer card loans. The company also engages in leasing and lending to corporate customers, real estate-related businesses, and loan servicing in North America, Asia, Oceania, Europe, Northern Africa, and the Middle East. ORIX was formed in 1964 as Orient Leasing Co., Ltd. and changed its name to ORIX Corporation in 1989. The company is based in Tokyo, Japan.


LATIN AMERICA EQUITY FUND INC (LAQ)

The Latin America Equity Fund, Inc. operates as a closed-end, nondiversified management investment company. It primarily invests in Latin American equity securities. The fund's investment portfolio includes investments in banking, cellular telecommunications, cement, electric, food, mining, oil and natural gas, retail stores, and telephone, as well as broadcast, radio, and television sectors. Credit Suisse Asset Management, LLC serves as the investment adviser of the fund. The Latin America Equity Fund was founded in 1991 and is based in the New York City.


NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND (NQF)

Nuveen Florida Investment Quality Municipal Fund operates as a closed-end management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of Florida. Its portfolio includes investments in various sectors, such as tax obligation/limited, transportation, healthcare, U.S. guaranteed, utilities, water and sewer, and tax obligation/general. Nuveen Asset Management serves as the investment advisor of the fund. The fund was established in 1990 and is based in Chicago, Illinois.


RAND CAPITAL CORPORATION (RAND)

Rand Capital Corporation, through its subsidiary, operates as a venture capital company. It provides venture capital and expansion capital, as well as management experience to early-stage and/or developing enterprises that are principally engaged in the development or exploitation of inventions, technological improvements, and new products and services in New York and its surrounding areas. The company invests in a mixture of debenture and equity instruments. Rand Capital was founded in 1969 and is headquartered in Buffalo, New York.


MS NEW YORK QUALITY MUNICIPAL SECURITIES (IQN)

Morgan Stanley New York Quality Municipal Securities operates as a nondiversified, closed-end management investment company. The trust invests primarily in the municipal bonds and short-term municipal obligations, which are exempt from the federal, New York State and New York City income taxes. Its investment portfolio primarily comprises investments in the transportation, hospitals, education, industrial development/pollution control, electric utilities, mortgage, water and sewer, and public facilities sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment manager of the trust. Morgan Stanley New York Quality Municipal Securities was founded in 1993 and is based in New York City.


JOHN HANCOCK PATRIOT PREMIUM DIVIDEND FUND II (PDT)

John Hancock Patriot Premium Dividend Fund II operates as a diversified, closed-end management investment company. The fund invests in a diversified portfolio of dividend paying preferred and common stocks. Its portfolio comprises investments in companies operating various sectors, including multiutilities and unregulated power, electric utilities, investment banking and brokerage, oil and gas exploration and production, other diversified financial services, gas utilities, diversified banks, short-term investments, multiline insurance, consumer finance, regional banks, and integrated oil and gas sectors. John Hancock Advisers, LLC operates as the adviser of the fund. John Hancock Patriot was founded in 1989 and is based in Boston, Massachusetts.


NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC (NQN)

Nuveen New York Investment Quality Municipal Fund, Inc. operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio comprises investments in education and civic organizations, healthcare, housing, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment manager and advisor of the fund. Nuveen New York Investment Quality Municipal Fund was founded in 1990 and is based in Chicago, Illinois.


MS INCOME SECURITIES INC (ICB)

Morgan Stanley Income Securities, Inc. operates as a diversified, closed-end management investment company in the United States. The fund's investment portfolio includes corporate bonds, short-term investments, the U.S. government obligations, repurchase agreement, asset-backed securities, and foreign government obligations. It invests in advertising/marketing services, aerospace and defense, air freight/couriers, apparel/footwear retail, auto parts, beverages, cable/satellite television, containers/packaging, department stores, electric utilities, electronics/appliances, environmental services, finance/rental/leasing, gas distributors, home furnishings, hospital/nursing management, telecommunications, hotels/resorts/cruiselines, industrial conglomerates, insurance brokers/services, casino/gaming, chemicals, containers/packaging, electronic equipment/instruments, environmental services, finance/rental/leasing, and other industries, as well as in financial conglomerates. Morgan Stanley Investment Advisors, Inc. serves as its investment advisor. Morgan Stanley Income Securities was founded in 1973 and is based in New York City.


ADVANTA CORP (ADVNA)

No description available.


NUVEEN SELECT MATURITIES MUNICIPAL FUND (NIM)

Nuveen Select Maturities Municipal Fund operates as a diversified, closed-end management investment company in the United States. The fund invests in a diversified portfolio of municipal obligations in Colorado, Illinois, Washington, New York, Texas, District of Columbia, South Carolina, Wisconsin, Arkansas, Kansas, Michigan, Arizona, Pennsylvania, Iowa, Alabama, Florida, Massachusetts, and other states. Its investment portfolio comprises the sectors, including utilities, healthcare, U.S. guaranteed, tax obligation/general, consumer staples, long-term care, tax obligation/limited, and transportation. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Select Maturities Municipal Fund was founded in 1992 and is based in Chicago, Illinois.


JOHN HANCOCK INCOME SECURITIES TRUST (JHS)



COLONIAL INVESTMENT GRADE MUNICIPAL TRUST (CXH)

Colonial Investment Grade Municipal Trust operates as a diversified, closed-end management investment company. The trust invests primarily in investment grade municipal bonds. Its investment portfolio includes investments in education, healthcare, hospitals, housing, industrials, food products, forest products and paper, manufacturing, oil and gas, tobacco, hotels, recreations, tax, transportation, and utilities sectors. Columbia Management Advisors, Inc. operates as the investment advisor of the trust. Colonial Investment Grade Municipal Trust was established in 1989 and is based in Boston, Massachusetts.


STREETTRACKS DOW JONES U.S. SMALL CAP GROWTH INDEX FUND (DSG)

StreetTRACKS DJ Wilshire Small Cap Growth ETF seeks to provide investment results that, before expenses, correspond generally to the total return of the Dow Jones Wilshire Small Cap Growth Index. The fund uses a passive management strategy designed to track the total return performance of the float-adjusted Small Cap Growth Index. The Adviser seeks a correlation of 0.95 or better between the fundâ"s performance and the performance of the Index. The fund is nondiversified.


NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND (NMY)

Nuveen Maryland Premium Income Municipal Fund operates as a closed-end management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within state. Its portfolio includes investments in various sectors, such as tax obligations, housing and multifamily, U.S. guaranteed bonds, healthcare, utilities, and education and civic organizations. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Maryland Premium Income Municipal Fund was established in 1993 and is based in Chicago, Illinois.


ALLIANCE ALL-MARKET ADVANTAGE FUND INC (AMO)

Alliance All Market Advantage Fund, Inc. operates as a diversified, closed-end management investment company. It primarily invests in common stocks, securities convertible into common stocks, and rights and warrants to subscribe for or purchase common stocks. The fund's portfolio comprises investments in technology, health care, consumer services, finance, energy, consumer staples, capital goods, aerospace and defense, consumer manufacturing, and multiindustry sectors. Alliance Capital Management, L.P. serves as the manager and advisor of the fund. Alliance All Market Advantage Fund was incorporated in 1994 and is based in New York City.


HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Herzfeld Caribbean Basin Fund, Inc. operates as a nondiversified, closed-end management investment company. It primarily invests in equity and equity linked securities of public and private companies principally in the United States and Caribbean Basin. The fund invests in the securities of companies primarily operating in banking and finance, communications, conglomerates, construction and related, consumer products, housing, medical, and mining sectors. Thomas J. Herzfeld Advisors, Inc. serves as an investment advisor of the fund. Herzfeld Caribbean Basin Fund was incorporated in 1992 and is based in Miami, Florida.


PIMCO COMMERCIAL MORTGAGE SECURITIES TRUST INC (PCM)

PIMCO Commercial Mortgage Securities Trust, Inc. operates as a closed-end, nondiversified investment management company. It primarily invests in commercial mortgage-backed securities, as well as in corporate bonds and notes, asset-backed securities, and short-term instruments. The trust's investment manager is Pacific Investment Management Company LLC. PIMCO Commercial Mortgage Securities Trust was formed in 1993 and is based in Newport Beach, California.


PACIFIC AMERICAN INCOME SHARES INC (PAI)

Western Asset Income Fund operates as a closed-end, diversified investment management company. The company invests in a portfolio of debt securities, which include mortgage-backed securities, the U.S. government and agency obligations, the U.S. government agency mortgage-backed securities, yankee bonds, and corporate bonds and notes. It invests in the securities of companies operating in the aerospace/defense, automotive, financial services, materials, industrial, hospitality, chemicals, information technology, utility, energy, and health care sectors. Western Asset Management Company serves as the investment manager for Western Asset Income Fund. The company was formerly known as Pacific American Income Shares, Inc. and changed its name to Western Asset Income Fund in June 2005. Western Asset Income Fund is based in Pasadena, California.


BLACKROCK NEW YORK INSURED MUNICIPAL 2008 TERM TRUST INC (THE (BLN)

BlackRock New York Insured Municipal 2008 Term Trust, Inc. operates as a nondiversified, closed-end management investment company. The trust invests in a portfolio of municipal securities. Its portfolio includes investments in transportation, education, water and sewer, hospital, tax, power, housing, and leasing sectors. BlackRock Advisors, Inc. operates as the adviser of the trust. BlackRock New York Insured Municipal 2008 was established in 1992 and is based in Wilmington, Delaware.


VANGUARD WHITEHALL FUNDS (VYM)

Delaware Investments Minnesota Municipal Income Fund III, Inc. operates as a nondiversified closed-end management investment company. It invests primarily in municipal bonds, including airport revenue bonds, city general obligation bonds, continuing care/retirement revenue bonds, corporate-backed revenue bonds, escrowed to maturity bonds, higher education revenue bonds, hospital revenue bonds, miscellaneous revenue bonds, multifamily housing revenue bonds, municipal lease revenue bonds, parking revenue bonds, political subdivision general obligation bonds, prerefunded bonds, public power revenue bonds, school district general obligation bonds, single family housing revenue bonds, and territorial revenue bonds. Delaware Management Company serves as the advisor of the fund. Delaware Investments Minnesota Municipal Income Fund III was founded in 1993 and is based in Philadelphia, Pennsylvania.


RIVUS BOND FUND (BDF)

The 1838 Bond-Debenture Trading Fund (fund) operates as a diversified closed-end management investment company. The fund primarily invests in short-term and long-term debt securities. Its investments are primarily in automobile, electric utilities, financial, industrial and materials, oil and gas, and telecommunications and multimedia sectors, as well as in mortgage backed securities and U.S. treasury bonds. MBIA Capital Management Corp. acts as the investment adviser for the fund. The 1838 Bond-Debenture Trading Fund is based in Armonk, New York.


EASTERN AMERICAN NATURAL GAS TRUST (NGT)

Eastern American Natural Gas Trust engages in acquiring and holding net profits interests in producing gas wells and proved development well locations. The trust holds net profits interests created from the working interests owned by Eastern American Energy Corporation in 650 producing gas wells and 65 proved development well locations in West Virginia and Pennsylvania. Eastern American Natural Gas Trust is based in Austin, Texas.


BLACKROCK MUNIYIELD FLORIDA INSURED FUND (MFT)

MuniYield Florida Insured Fund operates as a nondiversified, closed-end management investment company. The fund invests primarily in a portfolio of long-term municipal obligations. It also invests in short-term investments and variable rate demand notes. Fund Asset Management, L.P. serves as the advisor of the fund. MuniYield Florida Insured Fund was founded in 1992 and is based in Princeton, New Jersey.


NUVEEN SELECT TAX FREE INCOME PORTFOLIO III (NXR)

Nuveen Select Tax-Free Income Portfolio 3 operates as a closed-end diversified management investment company in the United States. It invests in a portfolio of municipal bonds focusing healthcare, utilities, transportation, tax obligation/limited, tax obligation/general, and utilities sectors, as well as in education and civic organizations. Nuveen Asset Management serves as an investment advisor of the company. Nuveen Select Tax-Free Income Portfolio 3 was founded in 1992 and is based in Chicago, Illinois.


NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (NNF)

Nuveen Insured New York Premium Income Municipal Fund, Inc. operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio includes investments in education and civic organizations, healthcare, housing/multifamily, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment manager and advisor of the fund. Nuveen Insured New York Premium Income Municipal Fund was founded in 1992 and is based in Chicago, Illinois.


MS CALIFORNIA INSURED MUNICIPAL INCOME TRUST (IIC)

Morgan Stanley California Insured Municipal Income Trust operates as a closed-end, nondiversified management investment company. The trust invests primarily in municipal obligations, which are exempt from federal and California income taxes, and are covered by insurance guarantees; and in municipals backed by escrow or trust accounts. Its investment portfolio primarily includes investments in the transportation, electric utilities, general obligation, public facilities, and water and sewer sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment advisor of the trust. Morgan Stanley California Insured Municipal Income Trust was founded in 1992 and is based in the New York City.


VAN KAMPEN TRUST FOR INSURED MUNICIPALS (VIM)

Van Kampen Trust for Insured Municipals operates as a diversified, closed-end management investment company. The trust invests in municipal securities. Its portfolio includes investments in various sectors, such as airports, general purpose, public education, public buildings, and higher education. Van Kampen Asset Management serves as the investment advisor of the trust. Van Kampen Trust for Insured Municipals was founded in 1991 and is based in New York City.


BLACKROCK STRATEGIC MUNICIPAL TRUST INC (BSD)

BlackRock Strategic Municipal Trust operates as nondiversified, closed-end management investment company in the United States. The trust invests in municipal securities. Its investment portfolio comprises various sectors, such as city, county, and state; hospital; power; education; industrial and pollution control; transportation; hospital; water and sewer; and tobacco. BlackRock Advisors, Inc. serves as the investment advisor of the trust. BlackRock Strategic Municipal Trust is based in Wilmington, Delaware.


FLAHERTY & CRUMRINE PREFERRED INCOME FUND INCORPORATED (PFD)

Flaherty & Crumrine Preferred Income Fund Incorporated operates as a diversified, closed-end management investment company. The fund invests primarily in traditional DRD-eligible preferred securities, common stocks, and debt securities. It also invests in securities issued by utilities and by companies in the banking industry. Flaherty & Crumrine Incorporated serves as the Fund's investment advisor. Flaherty & Crumrine Preferred Income Fund was incorporated in 1990 and is based in Pasadena, California.


NUVEEN INSURED FLORIDA PREMIUM INCOME MUNICIPAL FUND (NFL)

Nuveen Insured Florida Premium Income Municipal Fund operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of Florida. The fund's investment portfolio comprises investments in education and civic organizations, healthcare, housing/multifamily, housing/single family, tax obligation/general, tax obligation/limited, transportation, the U.S. guaranteed, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Insured Florida Premium Income Municipal Fund was founded in 1992 and is based in Chicago, Illinois.


MUNICIPAL ADVANTAGE FUND INC (MAF)

Municipal Advantage Fund, Inc. operates as a diversified, closed-end management investment company in the United States. The fund invests all of its assets in a portfolio of municipal bonds and notes. Oppenheimer Capital LLC serves as an investment advisor of the fund. Municipal Advantage Fund was incorporated in 1993 and is based in New York City.


MS MUNICIPAL INCOME OPPORTUNITIES TRUST III (OIC)

Morgan Stanley Municipal Income Opportunities Trust III operates as a diversified, closed-end management investment company. The trust invests primarily in higher yielding municipal bonds. Its investment portfolio includes investments in various sectors that comprise hospitals, industrial development/pollution control, retirement and life care facilities, recreational facilities, nursing and health related facilities, mortgage, and educational facilities. Morgan Stanley Investment Advisors, Inc. serves as the investment advisor of the trust. Morgan Stanley Municipal Income Opportunities Trust III was founded in 1990 and is based in the New York City.


AMERICAN STRATEGIC INCOME PORTFOLIO (ASP)

American Strategic Income Portfolio, Inc. operates as a diversified, closed-end management investment company. The company primarily invests in mortgage-related assets that directly or indirectly represent a participation in or are secured by and payable from mortgage loans. Its investment portfolio also includes U.S. government securities, corporate debt securities, preferred stock issued by real estate investment trusts, and mortgage servicing rights. U.S. Bancorp Asset Management, Inc. serves as the investment advisor of the company. American Strategic Income Portfolio was founded in 1991 and is based in Minneapolis, Minnesota.


DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II INC (VMM)

Delaware Investments Minnesota Municipal Income Fund II, Inc. operates as a diversified, closed-end management investment company. The fund invests in municipal bonds, which include airport revenue bonds, city general obligation bonds, continuing care and retirement revenue bonds, corporate backed revenue bonds, escrowed to maturity bonds, higher education revenue bonds, hospital revenue bonds, multifamily housing revenue bonds, municipal lease revenue bonds, parking revenue bonds, political subdivision general obligation bonds, prerefunded bonds, public power revenue bonds, school district general obligation bonds, single family housing revenue bonds, state general obligation bonds, tax increment and special assessment bonds, territorial general obligation bonds, and territorial revenue bonds. Delaware Management Company operates as the investment manager of the fund. Delaware Investments Minnesota Municipal Income Fund was established in 1992 and is based in Philadelphia, Pennsylvania.


NUVEEN INSURED CALIFORNIA PREMIUM INCOME FUND INC (NPC)

Nuveen Insured California Premium Income Municipal Fund, Inc. operates as a closed-end management investment company. It primarily invests in a portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. The company's investment portfolio comprises water and sewer, education and civic organizations, and other sectors. Nuveen Asset Management serves as the investment advisor of the company. Nuveen Insured California Premium Income Municipal Fund was founded in 1992 and is based in Chicago, Illinois.


SOURCE CAPITAL INC (SOR)

Source Capital, Inc. operates as a closed-end management investment company. Its investment portfolio comprises a range of securities, such as common stocks, preferred stocks, convertible bonds, and nonconvertible bonds and debentures. The company primarily invests in energy, healthcare, producer durables, business services, technology, retailing, banking, entertainment, financial, transportation, insurance, and materials sectors. The company was founded in 1968 and is based in Los Angeles, California.


NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND II (NPY)

Nuveen Pennsylvania Premium Income Municipal Fund 2 operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. The fund's investment portfolio comprises investments in tax obligation/general, healthcare, education and civic organizations, transportation, utilities, water and sewer, tax obligation/limited, U.S. guaranteed, and other sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Pennsylvania Premium Income Municipal Fund 2 was founded in 1993 and is based in Chicago, Illinois.


MFS SPECIAL VALUE TRUST (MFV)

MFS Special Value Trust operates as a nondiversified, closed-end management investment company in the United States. The trust invests in stocks, cash and other net assets bonds, convertible bonds, convertible preferred stocks, and preferred stocks. Its investment portfolio comprises various industries, such as advertising and broadcasting, aerospace, airlines, apparel manufacturers, automotive, basic industry, broadcast and cable TV, brokerage and asset managers, building, business services, chemicals, conglomerates, consumer goods and services, containers, defense electronics, energy, entertainment, food and nonalcoholic beverages, forest and paper products, gaming and lodging, health maintenance organizations, industrial, machinery and tools, medical and health technology and services, metals and mining, natural gaspipeline, oil services, oils, printing and publishing, retailers, telecommunications, transportation services, and utilities. Massachusetts Financial Services Company serves as the investment advisor of the company. MFS Special Value Trust was founded in 1989 and is based in Boston, Massachusetts.


STREETTRACKS DOW JONES U.S. LARGE CAP VALUE INDEX FUND (ELV)

StreetTRACKS DJ Wilshire Large Cap Value ETF seeks to provide investment results that, before expenses, correspond generally to the total return of the Dow Jones Wilshire Large Cap Value Index. The fund uses a passive management strategy designed to track the total return performance of the float-adjusted Large Cap Value Index. The Adviser seeks a correlation of 0.95 or better between the fundâ"s performance and the performance of the Index. The fund is nondiversified.


NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND (NPV)

Nuveen Virginia Premium Income Municipal Fund operates as a closed-end management investment company. The fund invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state. Its portfolio includes investments in consumer staples, education and civic organization, health care, housing, industrials, materials, tax obligations, transportation, U.S. guaranteed, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen Virginia Premium Income Municipal Fund was established in 1993 and is based in Chicago, Illinois.


NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC (NUO)

Nuveen Ohio Quality Income Municipal Fund, Inc. operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's portfolio comprises investments primarily in consumer staples, education and civic organizations, healthcare, housing, industrials, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Ohio Quality Income Municipal Fund was established in 1991 and is based in Chicago, Illinois.


MUNIYIELD ARIZONA FUND INC (MZA)

MuniYield Arizona Fund, Inc. operates as a nondiversified, closed-end management investment company. The fund primarily invests in the municipal bonds issued by various states, and swap agreements. Fund Asset Management, L.P. serves as the investment advisor of the fund. MuniYield Arizona Fund was founded in 1993 and is based in Princeton, New Jersey.


GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC (GCV)

Gabelli Convertible and Income Securities Fund, Inc. operates as a closed-end, diversified management investment company. The fund invests primarily in convertible securities. Its portfolio includes investments in various sectors, such as energy and utilities, automotive, communications equipment, food and beverage, business services, broadcasting, financial services, aviation: parts and services, aerospace, health care, computer software and services, telecommunications, diversified industrial, transportation, hotels and gaming, real estate, equipment and supplies, wireless communications, retail, consumer products, cable and satellite, electronics, entertainment, metals and mining, cable, computer hardware, manufactured housing and recreational vehicles, and specialty chemicals. Gabelli Funds, LLC serves as the investment adviser of the fund. The fund, formerly known as Gabelli Convertible Securities Fund, Inc., was incorporated in 1988 and is based in Rye, New York.


AMERICAN INCOME FUND INC (MRF)

American Income Fund, Inc. operates as a diversified, closed-end management investment company. It invests in fixed-income securities, primarily mortgage-backed securities. The company also invests in other debt securities, such as collateralized mortgage obligations and asset-backed securities, high-yield bonds, corporate bonds, and preferred stock. Its investment portfolio comprises various industries, such as brokerage, capital goods, communications, consumer cyclical, consumer noncyclical, electric, energy, industrials, insurance, natural gas, technology, and transportation. U.S. Bancorp Asset Management, Inc. serves as the investment manager of the company. American Income Fund was founded in 1988 and is based in Minneapolis, Minnesota.


CAPITAL SOUTHWEST CORPORATION (CSWC)

Capital Southwest Corporation, a business development company, serves as a venture capital investment company that provides capital to small and medium-sized businesses in the United States. Its investments are focused on expansion financings, management buyouts, recapitalizations, industry consolidations, and early-stage financings in various industries. The company's portfolio is a composite of companies in which it has major interests, as well as various developing companies and marketable securities of publicly-owned companies. The company also provides managerial assistance to the companies in which it invests. Capital Southwest Corporation was organized in 1961 and is based in Dallas, Texas.


STREETTRACKS DOW JONES U.S. SMALL CAP VALUE INDEX FUND (DSV)

StreetTRACKS DJ Wilshire Small Cap Value ETF seeks to provide investment results that, before expenses, correspond generally to the total return of the Dow Jones Wilshire Small Cap Value Index. The fund uses a passive management strategy designed to track the total return performance of the float-adjusted Small Cap Value Index. The Adviser seeks a correlation of 0.95 or better between the fundâ"s performance and the performance of the Index. The fund is nondiverisified.


MS MUNICIPAL PREMIUM INCOME TRUST (PIA)

Morgan Stanley Municipal Premium Income Trust operates as a diversified, closed-end management investment company. The trust invests primarily in tax-exempt municipal obligations. Its portfolio comprises investments in general obligation, educational facilities, electricity, hospital, multifamily mortgage, single family mortgage, public facilities, transportation facilities, water and sewer, and other sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment adviser of the trust. Morgan Stanley Municipal Premium Income Trust was founded in 1988 and is based in New York City.


NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (NNP)

Nuveen New York Performance Plus Municipal Fund, Inc. operates as a closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of New York or certain territories in the United States. The fund's portfolio comprises investments in consumer discretionary, consumer staples, education and civic organizations, healthcare, housing, long-term care, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment manager and advisor of the fund. Nuveen New York Performance Plus Municipal Fund was founded in 1989 and is based in Chicago, Illinois.


COLONIAL CALIFORNIA INSURED MUNICIPAL FUND (CCA)

Colonial California Insured Municipal Fund operates as a nondiversified, closed-end management investment company. It primarily invests in the municipal bonds. The fund's portfolio include investments in education, healthcare, housing, transportation, ports, utilities, municipal electric, local general obligations, and water and sewer sectors. Columbia Management Advisors, Inc. serves as the investment advisor to the fund. Colonial California Insured Municipal Fund was founded in 1999 and is based in Boston, Massachusetts.


NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC (NQP)

Nuveen Pennsylvania Investment Quality Municipal Fund, Inc. operates as closed-end management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. The fund's investment portfolio comprises investments in education and civic organizations, healthcare, housing/multifamily, tax obligation/general, tax obligation/limited, transportation, U.S. Guaranteed, utilities, and water and sewer sectors. Nuveen Asset Management serves as investment advisor of the fund. Nuveen Pennsylvania Investment Quality Municipal Fund was founded in 1990 and is based in Chicago, Illinois.


NUVEEN INSURED CALIFORNIA SELECT TAX-FREE INCOME PORTFOLIO (NXC)

Nuveen California Select Tax Free Portfolio operates as a as closed-end, diversified management investment company. It primarily invests in diversified portfolio of municipal obligations. Its portfolio include investments in healthcare, transportation, utilities, tax obligation/limited, tax obligation/general, United States Guaranteed, consumer staples, education and civic organization sectors. Nuveen Asset Management serves as an advisor of the fund. Nuveen California Select Tax Free Portfolio was founded in 1992 and is based in Chicago, Illinois.


MESA ROYALTY TRUST (MTR)

Mesa Royalty Trust holds royalty interests in oil and gas properties in the United States. It owns 90% net profits over-riding royalty interest in the oil and gas properties located in the Hugoton field of Kansas, the San Juan Basin field of New Mexico and Colorado, and the Yellow Creek field of Wyoming. The company was formed in 1979 and is based in Lavaca Austin, Texas.


NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (NNC)

Nuveen North Carolina Premium Income Municipal Fund operates as closed-end management investment company in the United States. The company invests in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. Its investment portfolio comprises healthcare, water and sewer, education and civic organizations, utilities, housing/multifamily, housing/single family, U.S. guaranteed, and other sectors. Nuveen Asset Management serves as the investment manager for the fund. Nuveen North Carolina Premium Income Municipal Fund was founded in 1993 and is based in Chicago, Illinois.


NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC (NUM)

Nuveen Michigan Quality Income Municipal Fund, Inc. operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities. The fund's portfolio comprises investments in education and civic organizations, healthcare, housing, materials, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Michigan Quality Income Municipal Fund was established in 1991 and is based in Chicago, Illinois.


NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC (NCO)

Nuveen California Municipal Market Opportunity Fund, Inc. operates as a diversified, closed-end management investment company. It primarily invests in a portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. The company's investment portfolio comprises transportation, water and sewer, healthcare, and utilities. Nuveen Asset Management serves as the investment advisor of the company. Nuveen California Municipal Market Opportunity Fund was founded in 1990 and is based in Chicago, Illinois.


SCUDDER STRATEGIC INCOME TRUST (KST)

Scudder Strategic Income Trust operates as a closed-end, diversified management investment company. The fund invests portfolio comprises foreign bonds, corporate bonds, and cash equivalents. Its investment portfolio includes investments in consumer discretionary, materials, industrials, energy, telecommunication services, financials, utilities, consumer staples, health care, and information technology sectors. Deutsche Investment Management Americas, Inc. serves as an investment advisor of the trust. Scudder Strategic Income was founded in 1990 and is based in Chicago, Illinois.


STREETTRACKS DOW JONES GLOBAL TITANS INDEX FUND (DGT)

StreetTRACKS DJ Global Titans ETF seeks to provide investment results that, before expenses, correspond generally to the total return of the Dow Jones Global Titans 50 Index U.S. The fund uses a passive management strategy designed to track the total return performance of the Global Titans Index. It purchases ADR or U.S. shares of foreign companies included in the Index. The fund is nondiversified.


NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND (NCU)

Nuveen California Premium Income Municipal Fund operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of California or certain U.S. territories. The company's investment portfolio comprises water and sewer, healthcare, utilities, transportation, and other sectors. Nuveen Asset Management serves as the investment adviser of the company. Nuveen California Premium Income Municipal Fund was founded in 1993 and is based in Chicago, Illinois.


EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST (CEV)

Eaton Vance California Municipal Income Trust operates as nondiversified, closed-end management investment company in the United States. The company invests in debt securities issued by California municipalities. Its investment portfolio comprises education, hospital, housing, insured-education, insured-electric utilities, insured-hospital, insured-transportation, insured-water and sewer, transportation, and other sectors. Eaton Vance Management serves as the investment advisor for the fund. Eaton Vance California Municipal Income Trust was organized in 1998 and is based in Boston, Massachusetts.


DELAWARE INVESTMENTS GLOBAL DIVIDEND & INCOME FUND INC (DGF)

Delaware Investments Global Dividend and Income Fund, Inc. operates as a diversified, closed-end management investment company. It invests in common stock, convertible preferred stock, preferred stock, convertible bonds, bonds, municipal bonds, warrants, and short-term securities. Delaware Management Company serves as the investment manager of the fund. Delaware Investments Global Dividend and Income Fund was founded in 1993 and is based in Philadelphia, Pennsylvania.


NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND (NTC)

Nuveen Connecticut Premium Income Municipal Fund operates as a diversified, closed-end management investment company in the United States. The fund invests in a portfolio of municipal obligations issued by state and local government authorities within a single state. Its investment portfolio comprises education and civic organizations, tax obligation/general, U.S. guaranteed tax obligation/limited, healthcare, water and sewer, long-term care, consumer staples, utilities, and other sectors. Nuveen Asset Management serves as the investment adviser for the fund. Nuveen Connecticut Premium Income Municipal Fund was founded in 1993 and is based in Chicago, Illinois.


EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (EVP)

Eaton Vance Pennsylvania Municipal Income Trust operates as a nondiversified, closed-end management investment company. Its investment portfolio comprises investment grade municipal obligations issued by its specified state. The trust primarily invests in the securities of education, general obligations, hospital, electric utilities, transportation, water and sewer, and electric utilities sectors. Eaton Vance Management serves as an investment advisor of the trust. Eaton Vance Pennsylvania Municipal Income Trust was founded in 1998 and is based in Boston, Massachusetts.


TRANSAMERICA INCOME SHARES INC (TAI)

Transamerica Income Shares, Inc. operates as a diversified, closed-end management investment company in the United States. The company invests in U.S. government obligations and corporate debt securities. Its investment portfolio comprises aerospace, agriculture, amusement and recreation services, automotive, beverages, business credit institutions, and chemicals and allied products, commercial banks, communication, department stores, electric services, food and kindred products, food stores, gas production and distribution, furniture and fixtures, hotels and other lodging places, metal mining, industrial machinery, insurance, motion pictures, oil and gas extraction, petroleum refining, radio and television broadcasting, transportation and public utilities, real estate, and telecommunications companies. Transamerica Fund Advisors, Inc. serves as the investment advisor of the company. Transamerica Income Shares is based in St. Petersburg, Florida.


CASTLE CONVERTIBLE FUND INC (CVF)

Castle Convertible Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests in corporate convertible bonds, corporate bonds, preferred stock, convertible preferred securities, and common stocks. Its investment portfolio includes investments in aerospace and defense, biotechnology, capital markets, communication services and supplies, communications equipment, construction and engineering, consumer finance, energy equipment and services, finance, food and drug retailing, health care, hotels, restaurants and leisure, industrial conglomerates, media, metals and mining, pharmaceuticals, road and rail, wireless telecommunication services, chemicals, and other sectors. Fred Alger Management, Inc. serves as an investment advisor of the fund. Castle Convertible Fund was founded in 1971 and is based in New York City.


MS INSURED MUNICIPAL SECURITIES (IMS)

Morgan Stanley Insured Municipal Securities operates as a diversified, closed-end management investment company. It invests primarily in tax-exempt municipal bonds and short-term tax-exempt municipal obligations. The company's investment portfolio comprises investments in electric, water and sewer, transportation, general obligation, and hospital sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment adviser of the company. Morgan Stanley Insured Municipal Securities was founded in 1993 and is based in the New York City.


BOULDER TOTAL RETURN FUND INC (BTF)

Boulder Total Return Fund, Inc. operates as a diversified, closed-end management investment company. The fund invests in U.S. common stocks and foreign common stock, as well as in U.S. treasury bills. Its portfolio includes investment in various sectors, such as beverages, real estates, financial services, industrial, insurance, pharmaceuticals, manufacturing, retail, savings and loan companies, and health care products and services. Boulder Investment Advisers, L.L.C. and Stewart Investment Advisers serve as co-investment advisers of the fund. Boulder Total Return Fund was founded in 1992 and is based in Boulder, Colorado.


MASSMUTUAL PARTICIPATION INVESTORS (MPV)

MassMutual Participation Investors operates as a diversified, closed-end management investment company. The fund invests primarily in a portfolio of privately placed below investment grade, long-term corporate debt obligations purchased directly from their issuers. It also invests in publicly traded debt securities, including high-yield securities. Its portfolio includes investments in various sectors, such as aerospace, consumer staples, consumer discretionary, chemical, plastics, and rubber; containers, packaging, and glass, farming and agriculture, financial services, healthcare, electronics, oil and gas, pharmaceuticals, publishing and printing, telecommunications; and utility sectors. Babson Capital Management LLC serves as the investment advisor of the fund. Massmutual Participation Investors was organized in 1988 and is based in Springfield, Massachusetts.


EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (EMI)

Eaton Vance Michigan Municipal Income Trust operates as a nondiversified, closed-end management investment company in the United States. The company invests in debt securities issued by Michigan municipalities. Its investment portfolio comprises various industries, such as education, electric utilities, general obligations, healthcare, hospital, and transportation. Eaton Vance Management serves as the investment advisor of the company. Eaton Vance Michigan Municipal Income Trust was founded in 1998 and is based in Boston, Massachusetts.


BANCROFT CONVERTIBLE FUND INC (BCV)

Bancroft Convertible Fund, Inc. operates as a diversified, closed-end management investment company. It invests in convertible securities. The company invests in aerospace and defense, automotive, banking/savings and loan, chemicals, consumer goods, energy, entertainment, financial and insurance, foods, health care, mining, pharmaceuticals, retail, technology, telecommunications, and utilities. Davis-Dinsmore Management serves as the investment adviser for the company. Bancroft Convertible Fund was founded in 1970 and is based in Morristown, New Jersey.


EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (EVY)

Eaton Vance New York Municipal Income Trust operates as non-diversified, closed-end management investment company in the United States. The company invests in municipal debt securities. Its investment portfolio comprises various industries, such as cogeneration, education, electric utilities, general obligations, health care, hospital, industrial development revenue, insured-education, insured-escrowed/prerefunded, insured-general obligations, insured-hospital, insured-transportation, water and sewer, senior living/life care, and transportation. Eaton Vance Management serves as the investment advisor for the company. Eaton Vance New York Municipal Income Trust was organized in 1998 and is based in Boston, Massachusetts.


NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC (NUC)

Nuveen California Quality Income Municipal Fund, Inc. operates as a closed-end, diversified management investment company. It invests primarily in a diversified portfolio of municipal obligations issued by state and local government authorities within the state of California or the U.S. territories. The fund's investment portfolio comprises investments in education and civic organizations, transportation, utilities, consumer staples, and other sectors. Nuveen Asset Management serves as the investment advisor of the fund. Nuveen California Quality Income Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


NUVEEN MUNICIPAL INCOME FUND INC (NMI)

Nuveen Municipal Income Fund, Inc. operates as a diversified, closed-end investment company in the United States. The company invests in a portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio comprises tax obligation/limited, healthcare, tax obligation/general, materials, transportation, eduction and civic organizations, and consumer staples, and other sectors. Nuveen Asset Management serves as the fund advisor of the fund. Nuveen Municipal Income Fund was founded in 1988 and is based in Chicago, Illinois.


MASSMUTUAL CORPORATE INVESTORS (MCI)

MassMutual Corporate Investors operates as a closed-end management investment company. It invests in a portfolio of privately placed, investment grade, long term corporate debt obligations with equity features, such as warrants, conversions rights, or other equity features, and to a lesser extent, preferred stocks. The company also invests in marketable investment grade debt securities, other marketable debt securities, and marketable common stocks. David L. Babson & Company Inc. serves as the investment advisor to the company. MassMutual Corporate Investors was founded in 1971 and is based in Springfield, Massachusetts.


BLACKROCK CALIFORNIA INSURED MUNICIPAL 2008 TERM TRUST INC (TH (BFC)

Blackrock California Insured Municipal 2008 Term Trust, Inc. operates as a diversified, closed-end management investment company. The trust invests in portfolio of municipal securities. Its portfolio includes investments in lease, power, education, water and sewer, tax, resource recovery, transportation, and hospital sectors. BlackRock Advisors, Inc. operates as the advisor of the trust. Blackrock California Insured Municipal 2008 Term Trust was established in 1992 and is based in Wilmington, Delaware.


DELAWARE INVESTMENTS ARIZONA MUNICIPAL INCOME FUND INC (VAZ)

Delaware Investments Arizona Municipal Income Fund operates as a nondiversified closed-end management investment company. The fund primarily invests in investment grade and tax-exempt municipal obligations. Its investment portfolio comprises airport revenue bonds, escrowed to maturity bonds, hospital revenue bonds, prerefunded bonds, public power revenue bonds, school district general obligation bonds, and short term investments. Delaware Management Company serves as the investment manager of the trust. Delaware Investments Arizona Municipal Income Fund was founded in 1992 and is based in Philadelphia, Pennsylvania.


WATERSIDE CAPITAL CORPORATION (WSCC)

Waterside Capital Corporation operates as a closed-end investment company that invests in equity and debt securities to finance the growth, expansion, and modernization of small private businesses in the Mid-Atlantic Region. The company invests in subordinated debt, preferred stock, and common stock of companies operating in the manufacturing, telecommunications, services, healthcare, information technology, media, and other sectors. Waterside Capital, formerly known as Eastern Virginia Small Business Investment Corporation, was founded in 1993 and is headquartered in Norfolk, Virginia.


WESTERN ASSET MUNICIPAL PARTNERS FUND INC (MNP)

Salomon Brothers Municipal Partners Fund, Inc. operates as a diversified, closed-end management investment company. It invests in municipal bonds and short term investments. The fund's portfolio includes investments in health care, education, pollution, transportation, general obligation, utilities, general revenue, water, housing, power, and industrial development sectors. Salomon Brothers Asset Management, Inc. serves an investment manager of the fund. Salomon Brothers Municipal Partners Fund was incorporated in 1992 and is based in New York City.


EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (EVJ)

Eaton Vance New Jersey Municipal Income Trust operates as nondiversified, closed-end management investment company. The trust invests primarily in debt securities issued by New Jersey municipalities. Its portfolio comprises investments primarily in cogeneration, education, electric utilities, general obligations, hospital, industrial development, housing, transportation, water and sewer, and senior living/life care sectors. Eaton Vance Management serves as the investment advisor of the trust. Eaton Vance New Jersey Municipal Income Trust was organized in 1998 and is based in Boston, Massachusetts.


NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND (NTX)

Nuveen Texas Quality Income Municipal Fund operates as a closed-end management investment company. It primarily invests in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. The fund's portfolio comprises investments in consumer staples, education and civic organizations, energy, healthcare, housing, industrials, long-term care, materials, transportation, utilities, and water and sewer sectors. Nuveen Asset Management serves as the investment adviser of the fund. Nuveen Texas Quality Income Municipal Fund was founded in 1991 and is based in Chicago, Illinois.


DELAWARE INVESTMENTS FLORIDA INSURED MUNICIPAL INCOME FUND (VFL)

Delaware Investments Florida Insured Municipal Income Fund operates as a nondiversified, closed-end management investment company. It primarily invests in investment grade, municipal obligations of its respective state. The fund's investment portfolio comprises municipal bonds, such as airport revenue bonds, escrowed to maturity bonds, hospital revenue bonds, prerefunded bonds, public power revenue bonds, and school district general obligation bonds; and short term investments. Delaware Management Company provides investment advisory services to the fund. Delaware Investments Florida Insured Municipal Income Fund was founded in 1992 and is based in Philadelphia, Pennsylvania.


VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST (VOQ)

Van Kampen Ohio Quality Municipal Trust operates as a nondiversified, closed-end management investment company. It invests primarily in Ohio municipal obligations. The company's investment portfolio comprises various sectors, such as public education, general purpose, hospital, higher education, and water and sewer. Van Kampen Asset Management serves as the investment adviser of the company. Van Kampen Ohio Quality Municipal Trust was founded in 1991 and is based in New York City.


NUVEEN INSURED NEW YORK SELECT TAX-FREE INCOME PORTFOLIO (NXN)

Nuveen New York Select Tax-Free Income Portfolio operates as a closed-end, diversified management investment company. The fund primarily invests in a diversified portfolio of municipal obligations. Its investment portfolio includes investments in tax obligation/limited, water and sewer, education and civic, utilities, healthcare, tax obligation/general, U.S. guaranteed, transportation, consumer staples, industrials, materials, and consumer discretionary sectors. Nuveen Asset Management serves as the investment manager of the fund. Nuveen New York Select Tax-Free Income Portfolio is based in Chicago, Illinois.


BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC (RNJ)

BlackRock New Jersey Investment Quality Municipal Trust, Inc. operates as a nondiversified, closed-end management investment company in the United States. It primarily invests in municipal securities. The trust invests in the securities of companies primarily operating in water and sewer, transportation, education, tobacco, power, hospitals, resource recovery, and industrial and pollution control sectors. BlackRock Advisors, Inc. serves as an investment advisor of the trust. BlackRock New Jersey Investment Quality Municipal Trust was organized in 1993 and is based in Wilmington, Delaware.


MASSACHUSETTS HEALTH AND EDUCATION TAX-EXEMPT TRUST (MHE)

Massachusetts Health & Education Tax-Exempt Trust operates as a nondiversified, closed-end management investment company. It primarily invests in Massachusetts not-for-profit healthcare and education bonds. Fund Asset Management, L.P. serves as the investment advisor to the trust. Massachusetts Health & Education Tax-Exempt Trust was founded in 1993 and is based in Princeton, New Jersey.


EQUITY INCOME FUND FIRST EXCHANGE SERIES (ATF)



BLACKROCK BROAD INVESTMENT GRADE 2009 TERM TRUST INC (BCT)

The BlackRock Broad Investment Grade 2009 Term Trust, Inc. operates as a closed-end management investment company. As of October 31, 2003, the company's investment encompassed U.S. Government and Agency Securities, Interest Only Mortgage-Backed Securities, Agency Multiple Class Mortgage Pass-Throughs, Corporate Bonds, Inverse Floating Rate Mortgages, Taxable Municipal Bonds, Mortgage Pass-Throughs, and Commercial Mortgage-Backed Securities.


VALUE LINE INC (VALU)

Value Line, Inc. primarily produces investment-related periodical publications, through its wholly owned subsidiary, Value Line Publishing, Inc. (VLP). The company operates in two segments, Publishing and Investment Management Services. The Publishing segment produces investment related periodicals in both print and electronic form. The Investment Management Services segment provides advisory services to mutual funds, institutions, and individual clients. VLP publishes the Value Line Investment Survey, The Value Line 600, Value Line Select, The Value Line Mutual Fund Survey, The Value Line No-Load Fund Advisor, The Value Line Special Situations Service, The Value Line Options Survey, and The Value Line Convertibles Survey. VLP also provides financial databases in computer formats; and markets investment analysis software, The Value Line Investment Analyzer, Value Line ETF Survey, Mutual Fund Survey for Windows, Value Line Daily Options Survey, Value Line Electronic Convertibles, and Value Line Research Center. These electronic products are available on CD-ROM and offered directly on the company's Web site. In addition to VLP, the company's other wholly owned subsidiaries include a registered broker-dealer, Value Line Securities, Inc., and an advertising agency, Vanderbilt Advertising Agency, Inc. Value Line was founded in 1931 by Arnold Bernhard and is based in New York City. Value Line, Inc. is approximately 86% owned by Arnold Bernhard & Company, Inc.


MINNESOTA MUNICIPAL INCOME PORTFOLIO INC (MXA)

Minnesota Municipal Income Portfolio, Inc. operates as a nondiversified, closed-end management investment company. The company primarily invests in Minnesota municipal securities. It also invests in futures contracts, options on futures contracts, and options, as well as interest rate swaps, caps, and floors. The company's investment portfolio comprises education, health care, housing, leasing, recreation, transportation, utility, water/pollution control, and other sectors. U.S. Bancorp Asset Management, Inc. serves as the investment advisor of the company. Minnesota Municipal Income Portfolio was founded in 1993 and is based in Minneapolis, Minnesota.Minnesota Municipal Income Portfolio, Inc. operates as a nondiversified, closed-end management investment company. The company primarily invests in Minnesota municipal securities. It also invests in futures contracts, options on futures contracts, and options, as well as interest rate swaps, caps, and floors. The company's investment portfolio comprises education, health care, housing, leasing, recreation, transportation, utility, water/pollution control, and other sectors. U.S. Bancorp Asset Management, Inc. serves as the investment advisor of the company. Minnesota Municipal Income Portfolio was founded in 1993 and is based in Minneapolis, Minnesota.


MACC PRIVATE EQUITIES INC (MACC)

MACC Private Equities, Inc., a small business development company, operates as a nondiversified, closed-end management investment company in the United States. Through its wholly owned subsidiary, MorAmerica Capital Corporation, the company primarily conducts venture investing. It invests in growth and later stage manufacturing and service businesses. The company primarily engages in investing and lending to businesses through investments in subordinated debt, preferred stock, and common stock. Atlas Management Partners, LLC serves as the manager of MACC Private Equities. The company was founded in 1916 and is headquartered in Cedar Rapids, Iowa.


MARINE PETROLEUM TRUST (MARPS)

Marine Petroleum Trust, a royalty trust, holds overriding royalty interests covering oil and natural gas production in certain leases in the Gulf of Mexico. It receives royalties from the sale of oil and natural gas. The trust also owns a 32.6% equity interest in Tidelands Royalty Trust B', a Texas trust, which owns interests in the oil, natural gas, or other mineral leases in a 1,370,000-acre area of the Gulf of Mexico. The trust was established in 1956 and is based in Dallas, Texas.


MS CALIFORNIA MUNICIPAL SECURITIES (IQC)

Morgan Stanley California Quality Municipal Securities operates as a nondiversified, closed-end management investment company. The trust invests in California tax-exempt municipal bonds and California tax-exempt short-term municipal obligations. Its investment portfolio comprises investments in general obligation, educational facilities, electric utilities, hospitals, industrial development/pollution control, mortgage, public facilities, recreational facilities, transportation, and water and sewer sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment manager of the trust. Morgan Stanley California Quality Municipal Securities was founded in 1993 and is based in the New York City.


PAULSON CAPITAL CORP (PLCC)

Paulson Capital Corp., through its wholly owned subsidiary, Paulson Investment Company, Inc. (PIC), provides brokerage services in securities in the United States. PIC's brokerage services include the purchase and sale of securities from and to the public and for its own account, and investment banking activities. It operates in four segments: Securities Brokerage, Corporate Finance, Investment, and Trading and Market Making (TMM) segments. The Securities Brokerage segment provides agency services for its customers in the purchase and sale of common and preferred stocks, options, warrants, and debt securities traded on securities exchanges or in the over-the-counter market. The Corporate Finance segment raises capital for its corporate finance clients through public offerings and, to a lesser extent, private offerings of securities of corporations that are engaged in various businesses. This segment also underwrites corporate securities as a managing underwriter and syndicate member. The Investment segment holds securities for investment primarily consisting of securities purchased for investment and underwriter warrants. The TMM segment acts as a principal in executing trades in equity securities, corporate debt securities, and municipal bonds. It makes a market in approximately 50 securities of 44 issuers. As of March 15, 2005, PIC employed 42 brokers and had independent contractor arrangements with 53 brokers registered with the National Association of Securities Dealers, Inc. PIC also had 25 branch offices in California, Connecticut, Georgia, New Jersey, New York, North Carolina, Oregon, Utah, Vermont, and Washington, as of the above date. Paulson Capital Corp. was founded in 1969 and is based in Portland, Oregon.


MS INSURED MUNICIPAL BOND TRUST (IMB)

Morgan Stanley Insured Municipal Bond Trust operates as a diversified, closed-end management investment company in the United States. It primarily invests in tax-exempt municipal bonds. The trust's portfolio comprises investments in educational, electric, hospital, multifamily, single family, transportation, water and sewer, and public and recreational facilities sectors. Morgan Stanley Investment Advisors, Inc. operates as the investment adviser of the trust. The trust was organized in 1990 and is headquartered in New York City.


AMERITRANS CAPITAL CORPORATION (AMTC)

Ameritrans Capital Corporation and its subsidiaries engage in lending and investment activities, primarily with small and medium sized businesses. It makes loans to the owners of taxi cab businesses in the Chicago, New York City, Miami, and Boston markets; and to other small businesses, using taxi medallions as collateral. The company also makes equity investments in small business concerns. Ameritrans was founded in 1979 and is based in New York City.


AMERICAN MUNICIPAL INCOME PORTFOLIO (XAA)

American Municipal Income Portfolio, Inc. operates as a diversified, closed-end management investment company. It primarily invests in various municipal securities, which include municipal derivative securities, such as inverse floating rate and inverse interest-only municipal securities. It also invests in futures contracts, options on futures contracts, and options, as well as interest rate swaps, caps, and floors. The company's investment portfolio comprises healthcare, education, housing, agriculture, utilities, transportation, and others sectors. U.S. Bancorp Asset Management, Inc. serves as the investment adviser of the company. American Municipal Income Portfolio was founded in 1993 and is based in Minneapolis, Minnesota.


NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND (NMT)

Nuveen Massachusetts Premium Income Municipal Fund operates as a closed-end management investment company. The fund primarily invests in a diversified portfolio of municipal obligations. Its investment portfolio include investments in education and civic, tax obligation/general, U.S. guaranteed, tax obligation/limited, healthcare, water and sewer, long term care, utilities, transportation, and other sectors. Nuveen Asset Management serves as an investment advisor of the fund. Nuveen Massachusetts Premium Income Municipal Fund was founded in 1993 and is based in Chicago, Illinois.


TEXAS PACIFIC LAND TRUST (TPL)

Texas Pacific Land Trust engages in the sale, lease and management of land. It also retains oil and gas royalties and temporary cash investments. As of December 31, 2004, the company owned the surface estate in 992,673 acres of land located in 20 counties in Texas; a 1/128 nonparticipating perpetual oil and gas royalty interest under 85,414 acres of land; and a 1/16 nonparticipating perpetual oil and gas royalty interest under 386,988 acres of land in the western part of Texas. Texas Pacific was organized in 1888 and is based in Dallas, Texas.


NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND (NOM)

Nuveen Missouri Premium Income Municipal Fund operates as a closed-end management investment company. The fund invests in a diversified portfolio of municipal obligations issued by state and local government authorities within a single state. Its investment portfolio includes investments in tax obligation/limited, water and sewer, education and civic, utilities, healthcare, tax obligation/general, U.S. guaranteed, transportation, consumer staples, industrials, materials, and consumer discretionary sectors. Nuveen Asset Management serves as an investment advisor of the trust. Nuveen Missouri Premium Income Municipal Fund is based in Chicago, Illinois.


MS INSURED CALIFORNIA MUNICIPAL SECURITIES (ICS)

Morgan Stanley Insured California Municipal Securities operates as a diversified, closed-end management investment company. It invests primarily in the California tax-exempt municipal bonds. The trust's investment portfolio primarily includes investments in general obligation, tax allocation, transportation, electric utilities, and water and sewer sectors. Morgan Stanley Investment Advisors, Inc. serves as the investment manager of the trust. Morgan Stanley Insured California Municipal Securities was founded in 1993 and is based in the New York City.


EATON VANCE FLORIDA MUNICIPAL INCOME TRUST (FEV)

Eaton Vance Florida Municipal Income Trust operates as nondiversified, closed-end management investment company. The trust invests in investment grade municipal obligations issued by its specified state. Its investment portfolio includes investments in the securities of education, general obligations, hospital, electric utilities, housing, transportation, water and sewer, and electric utilities sectors. Eaton Vance Management provides advisory services to the trust. Eaton Vance Florida Municipal Income Trust is based in Boston, Massachusetts.


NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND (NPG)

Nuveen Georgia Premium Income Municipal Fund operates as a closed-end management investment company. The fund invests in diversified portfolio of municipal obligations issued by state and local government authorities. Its investment portfolio includes investments in tax obligation/limited, water and sewer, education and civic, utilities, healthcare, tax obligation/general, U.S. guaranteed, transportation, consumer staples, industrials, materials, and consumer discretionary sectors. Nuveen Asset Management serves as an investment advisor of the trust. Nuveen Georgia Premium is based in Chicago, Illinois.


EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (MMV)

Eaton Vance Massachusetts Municipal Income Trust operates as nondiversified, closed-end management investment company. The trust invests primarily in debt securities issued by Massachusetts municipalities. Its portfolio comprises investments primarily in education, electric utilities, general obligations, health care, industrial development, transportation, and water and sewer sectors. Eaton Vance Management serves as the investment adviser of the trust. Eaton Vance Massachusetts Municipal Income Trust was organized in 1998 and is based in Boston, Massachusetts.


KENT FINANCIAL SERVICES INC (KENT)

Kent Financial Services, Inc. operates as an investment company. Through its subsidiary, Asset Value Fund Limited Partnership (AVF), it invests in companies, whose securities are considered undervalued by the partnership's management. The company also provides investment advisory and management services. As of June 30, 2004, AVF owned 50.06% of Cortech, Inc.; 37% of General Devices, Inc.; 10% of Dewey Electronics Corp.; and 5% of GolfRounds.com, Inc. Kent Financial Services is based in Bedminster, New Jersey.